Top 13 Bank secrecy act officer Jobs in Alpharetta Ga

Securities Compliance Officer - AML & Elderly/Vulnerable Specialist
Primerica —Duluth, GA
- $90,000 - $95,000 a year
- Full-time
- Hybrid work
- Microsoft Word
- Writing skills
- Research
- Health savings account
- Disability insurance
Franchise Finance - Specialty Banking Portfolio Manager I
NBH Bank —Atlanta, GA
- Overtime
- Microsoft Word
- Microsoft Excel
- Writing skills
- Paid time off
Quick Apply
7d
Healthcare Loan Closer
U.S. Bank National Association —Atlanta, GA
- $34.52 - $50.61 an hour
- Full-time
- 7 years
- Office
- Bachelor's degree
- Paid holidays
- Disability insurance
U.S. Bank Equipment Finance Transactional and Negotiations Attorney
U.S. Bank National Association —Atlanta, GA
- $126,820 - $149,200 a year
- Full-time
- 6 years
- Office
- Analysis skills
- Paid holidays
- Disability insurance
Credit Policy Manager
U.S. Bank National Association —Atlanta, GA
- $149,515 - $175,900 a year
- Full-time
- 11+ years
- Research
- Office
- Paid holidays
- Disability insurance
17h
Impact Finance Officer
U.S. Bank National Association —Atlanta, GA
- $119,765 - $140,900 a year
- Full-time
- Office
- Finance
- 8 years
- Paid holidays
- Disability insurance
5d
BSA AML Program Manager
Transact Campus —Atlanta, GA
- $110,000 - $150,000 a year
- Full-time
- 7 years
- Office
- Senior level
- Health savings account
- AD&D insurance
Quick Apply
SBA Business Development Officer 2
U.S. Bank National Association —Atlanta, GA
- $98,175 - $115,500 a year
- Full-time
- 5 years
- Business development experience
- Analysis skills
- Paid holidays
- Disability insurance
Business Development Officer - North Fulton
LGE Community Credit Union —Marietta, GA
- Weekends as needed
- 5 years
- Public speaking
- Mid-level
SBA Sales Manager
U.S. Bank National Association —Atlanta, GA
- $143,905 - $186,230 a year
- Full-time
- 5 years
- Analysis skills
- Bachelor's degree
- Paid holidays
- Disability insurance
4d
Financial Service Officer
CREDIT UNION OF ATLANTA —Atlanta, GA
- Full-time
- Microsoft Excel
- Research
- Mid-level
Quick Apply
Middle Market Portfolio Manager I
South State Bank —Atlanta, GA
- Full-time
- Microsoft Word
- Customer service
- Mid-level
- On-the-job training
Mortgage Loan Officer (Construction Lending)
Credit Union of Georgia —Kennesaw, GA
- Microsoft Excel
- Microsoft Outlook
- Construction site

More jobs to discover

Find similar jobs that you might be interested in.

Franchise Finance - Specialty Banking Portfolio Manager I
NBH Bank —Atlanta, GA
MBA or certification in the field. Selected candidate(s) for hire must complete the following prior to employment: a criminal history report, global screen,…
Quick Apply
7d

Explore jobs in cities nearby

Check out jobs in cities near your current location, Columbus

Healthcare Banking Support Specialist
U.S. Bank National Association —Columbus, OH
Works closely with Bankers, legal, credit, construction, post-underwriting, lending services, attorneys, title companies, insurance companies and more to ensure…
$32.21 - $42.93 an hour
7d
Agricultural Credit Analyst (Multiple Levels)
U.S. Bank National Association —Columbus, OH
Supports Relationship Managers and Credit Officers by preparing financial spreads, cash flow analysis, collateral evaluations, and credit memorandums for new…
$86,360 - $101,600 a year

Show more jobs in cities nearby

I want to receive the latest job alert for bank secrecy act officer in alpharetta ga

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

bank secrecy act officer jobs near alpharetta ga

Securities Compliance Officer - AML & Elderly/Vulnerable Specialist

Primerica -
Duluth, GA

Apply Now

Job Details

Full-time
$90,000 - $95,000 a year

Benefits

Health savings account
Disability insurance
Health insurance
Dental insurance
Flexible spending account
Tuition reimbursement
Vision insurance
401(k) matching
Benefits from day one
Volunteer time off
Life insurance

Qualifications

Microsoft Word
Presentation software
Professional ethics
Writing skills
Client rapport building
Word embeddings
Employee relationship building
Bachelor's degree
Task prioritization
Relationship management
Presentation preparation

Full Job Description

Join Our Team

In 2025, USA Today recognized Primerica as a Top Workplace USA for the fifth year in a row, and Newsweek named Primerica one of America’s Greatest Workplaces for Diversity for the second consecutive year. In 2024, the Atlanta Journal-Constitution named Primerica as a Top Workplace for the eleventh consecutive year, and Forbes recognized Primerica as one of America’s Best Employers for Women for the fifth year in a row. In addition, for the tenth time Primerica has been voted a Best Employer by Gwinnett Magazine. Primerica is a great place to work! Join our team to experience what it’s like to work at “one of the best places to work in the metro Atlanta”.

About this Position

The Securities Compliance Department of a Broker-Dealer and Registered Investment Adviser has an opening for a compliance professional or attorney to join a team of Compliance Attorneys, Compliance Officers and Compliance Analysts. This role is responsible for reviewing securities laws and regulations, developing policies and procedures sufficient to comply with regulatory requirements, conducting compliance testing to identify and manage regulatory risk, and responding to regulatory inquiries and examinations. This person will also be responsible for understanding the securities products offered by the Firm, and providing guidance and training to the business and registered representatives.

This is a hybrid position that involves working 3 days onsite in the Duluth, Georgia office and 2 days remotely.

The estimated salary range for this role is $90k - $95k Annual

Responsibilities & Qualifications

ESSENTIAL DUTIES & RESPONSIBILITES:

Conduct investigations into potential unusual activity and potential elderly/vulnerable exploitation and determine if there is required regulatory reporting
File required Suspicious Activity Reports (SARs) with FinCEN and conduct required follow up investigations
Run and research weekly AML reports, such as OFAC and 314(a) and ensure required reporting is made timely
Review on all new entity account applications for potential AML concerns
Conduct research on clients and entities investing large dollar amounts to verify source of funds and deter money laundering
Contact representatives and clients to investigate and detect potential unusual activity and/or elderly/vulnerable exploitation
Aid in the improvement of tools to monitor, analyze, and report suspicious activity such as conducting high risk jurisdiction reviews
Conduct an annual AML risk assessment
Assist in regulatory examinations and inquiries related to AML
Coordinate with an outside consulting firm to conduct the annual independent review of the Firm’s AML Program
Provide AML and Senior and Elderly exploitation guidance and training to the business and the salesforce
Work with the transfer agent and outside fund companies to place freezes on accounts when necessary
Maintain and enhance AML policies and procedures, including the AML Program and CIP Program
Maintain the AML Identity Theft Prevention Program
Help with identifying any AML loopholes and coordinating projects to bridge those gaps

REQUIRED QUALIFICATIONS:

Bachelor’s Degree
2+ years of professional experience, preferably in the investment industry
Securities licenses (e.g., SIE Exam, Series 7, 24 and 66), or obtained within 150 days of hire
High degree of attention to detail and thoroughness are essential for this role
Self-starter and excellent analytical skills
Ability to manage multiple priorities in a fast-paced, everchanging environment
Ability to create clear, convincing, well-organized presentations and communications
Detail-oriented with aptitude for identifying risk and capability to research complex problems and collaborate to create solutions
Ability to conduct research and provide management with proposed solutions
Strong investigative and analytical skills as well as problem-solving and critical-thinking skills
Strong sense of ethics, accountability, and judgment
Great listening and communication skills with an ability to nurture positive relationships
Excellent Word, PDF, Excel, and PowerPoint skills
Excellent analytical, research, and writing skills
Excellent interpersonal relationship skills
Excellent verbal and written communication skills and presentation skills
Excellent organizational skills with the ability to handle multiple projects with attention to detail

PREFERRED QUALIFICATIONS:

MBA, Juris Doctorate or other advanced degree
2-5 years of experience in the financial services industry
Strong working knowledge and understanding of US securities laws and regulations, including Bank Secrecy Act (BSA), OFAC and FinCEN regulations
Anti-Money Laundering (AML) experience, experience with AML surveillance systems (i.e., Actimize) is a plus
CAMS certification
Experience at or interfacing with securities regulators, such as FINRA, SEC and the Securities Divisions of each state
Comprehensive understanding of mutual funds, annuities and/or advisory products
Strong project management skills
Experience with FINRA Gateway and/or WebCRD

FLSA status:
This position is exempt (not eligible for overtime pay):

Yes

Our Benefits:

Day one health, dental, and vision insurance
401(k) Plan with competitive employer match
Vacation, sick, holiday and volunteer time off
Life and disability insurance
Flexible Spending Account & Health Savings Account
Professional development
Tuition reimbursement
Company-sponsored social and philanthropy events

It has been and will continue to be the policy of Primerica, Inc., and its subsidiaries to be an Equal Opportunity Employer. We provide equal opportunity to all qualified individuals regardless of race, sex, color, religious creed, religion, national origin, citizenship status, age, disability, pregnancy, ancestry, military service or veteran status, genetic or carrier status, marital status, sexual orientation, or any classification protected by applicable federal, state or local laws.

At Primerica, we believe that diversity and inclusion are critical to our future and our mission – creating a foundation for a creative workplace that leads to innovation, growth, and profitability. Through a variety of programs and initiatives, we invest in each employee, seeking to ensure that our people are not only respected as individuals, but also truly valued for their unique perspectives.

Apply Now

Refine Your Search

bank secrecy act officer jobs in alpharetta ga

Securities Compliance Officer - AML & Elderly/Vulnerable Specialist

Franchise Finance - Specialty Banking Portfolio Manager I

Healthcare Loan Closer

U.S. Bank Equipment Finance Transactional and Negotiations Attorney

Credit Policy Manager

Impact Finance Officer

BSA AML Program Manager

SBA Business Development Officer 2

Business Development Officer - North Fulton

SBA Sales Manager

Financial Service Officer

Middle Market Portfolio Manager I

Mortgage Loan Officer (Construction Lending)

More jobs to discover

Explore jobs in cities nearby

I want to receive the latest job alert for bank secrecy act officer in alpharetta ga

Explore jobs in more locations

Join Our Team

About this Position

Responsibilities & Qualifications

Our Benefits:

Job Seeker Tools

Employer Tools

Browse

Stay Connected