Top 725 Officer Jobs in Ambler Pa

Chief Compliance Officer
Forefront Analytics —West Conshohocken, PA
- $95,000 - $105,000 a year
- Full-time
- Office
- Presentation skills
- Bachelor's degree
- Health insurance
- Dental insurance
Quick Apply
Commercial Loan Officer
Trumark Credit Union —Fort Washington, PA
- Full-time
- Office
- Business development
- Bachelor's degree
- Health insurance
- Dental insurance
Quick Apply
Chief Financial Officer / CFO
Liberty Lutheran Services —Ambler, PA
- Full-time
- Background check
- Bachelor of Science
- Office
- Relocation assistance
Quick Apply
School Security Officer
Abington School District —Abington, PA
- $23.91 - $27.00 an hour
- Full-time
- CPR Certification
- Heavy lifting
- Customer service
- Health savings account
- Health insurance
Quick Apply
Adult Probation Officer
Montgomery County Pennsylvania —Norristown, PA
- $26.61 - $34.05 an hour
- Weekends as needed
- Pass drug screening
- Mid-level
- Driver's License
Juvenile Probation Officer
Montgomery County Pennsylvania —Norristown, PA
- $26.61 - $34.05 an hour
- Weekends as needed
- Pass drug screening
- Mid-level
- Driver's License
Court Services Officer 3
New Jersey Courts —Cherry Hill, NJ
- $85,524.23 - $131,244.42 a year
- Weekends as needed
- Hybrid work
- Background check
- Mid-level
- Office
- Paid holidays
- Health insurance
1d
Security Officer, Part-Time/On-Call
Gwynedd Mercy University —Gwynedd Valley, PA
- Part-time
- Basic math
- High school diploma or GED
- Driver's License
Court Services Officers 3
New Jersey Courts —Cherry Hill, NJ
- $85,524.23 - $131,244.42 a year
- Weekends as needed
- Hybrid work
- Background check
- Mid-level
- Office
- Paid holidays
- Health insurance
1d
Chief Operating Officer
Aardvark Studios —Conshohocken, PA
- $245,000 - $285,000 a year
- Full-time
- Office
- Recruiting
- Senior level
- Relocation assistance
School Police Officer - Ambler, PA - $30.00 per hour
Cardinal Point Security Group —Ambler, PA
- $30 an hour
- Overtime
- School experience
- CPR Certification
- Clean driving record
- Paid training
- Referral program
9d
Contract Security Officer
Deployed Global Solutions LLC —Lansdale, PA
- $85,000 - $95,000 a year
- Extended hours
- Background check
- Construction site
- Pass drug screening
14d
Command Center Flex Officer
Securitas Security Services —Blue Bell, PA
- $18.50 - $21.63 an hour
- Part-time
- Background check
- Pass drug screening
- No experience needed
- Paid holidays
- Disability insurance
1d
US - Security Officer
Shriners Hospitals for Children —Philadelphia, PA
- $18.15 - $27.24 an hour
- 18 years or older
- Driver's License
- Children
Quick Apply
Multi-Site Security Officer
Securitas Security Services —Blue Bell, PA
- $17 an hour
- Hospitality
- No experience needed
- Driver's License
- Paid holidays
- Disability insurance
Chief Transformation Officer (CTrO)
Montgomery County Pennsylvania —Norristown, PA
- $114,181 - $152,239 a year
- Full-time
- Office
- Senior level
- Leadership
Major Gift Officer
YMCA —Conshohocken, PA
- $80,000 - $90,000 a year
- Research
- Mid-level
- 3 years
Mortgage Loan Officer
Leadling —Philadelphia, PA
- $100,000 - $500,000 a year
- Full-time
- Hybrid work
- Mid-level
Quick Apply
Mortgage Loan Officer | National Lender - PA
Leadling —Philadelphia, PA
- $75,000 - $200,000 a year
- Full-time
- Hybrid work
- Mid-level
Quick Apply
Chief Operating Officer
Confidential —Delran, NJ
- $140,000 - $180,000 a year
- Full-time
- Construction site
- 8 years
- Plumbing
- Health savings account
- Paid holidays
Quick Apply
7d

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officer jobs near ambler pa

Chief Compliance Officer

Forefront Analytics
West Conshohocken, PA

Quick Apply

Job Details

Full-time
$95,000 - $105,000 a year

Benefits

Health insurance
Dental insurance
Paid time off
401(k) matching

Qualifications

Teamwork
Interpersonal skills
Experience at asset management companies
Presentation skills
Bachelor's degree
Organizational skills

Full Job Description

Job Description

The Chief Compliance Officer (CCO) is responsible for managing the day-to-day compliance functions for a small investment advisor firm. This hands-on position is responsible for administering the firm’s policies and procedures relating to personal trading, regulatory reporting, investment compliance, and marketing activities. The CCO will serve as the primary point of contact for compliance reviews. The ideal candidate will be highly proactive in staying abreast of regulatory changes and will demonstrate a collaborative approach in partnering with firm leadership to ensure successful administration of the compliance program. The successful candidate will employ outstanding judgment and balance practical business needs with the letter and spirit of the law.

Primary Responsibilities

Oversee compliance for the firm’s investment adviser operations, tracking regulatory developments and requirements.
Partner closely with business leadership to effectively maintain a credible compliance program amid changes in the regulatory landscape.
Ensure effective controls are in place to meet core regulatory requirements.
Provide advice to management regarding how to comply with laws and regulations, as well as monitor basic business unit compliance.
Report regularly to management on compliance gaps and partner with leadership to develop appropriate strategies to address business needs.
Provide compliance training and guidance across the firm.
Supervise the compliance monitoring program and testing related to SEC Rule 206(4)-7.
Actively identify risks and help facilitate practical solutions to mitigate them to acceptable levels.
Draft and update internal compliance policies and procedures as applicable.
Oversee firm-wide education programs, including the annual compliance meeting.
Oversee the firm’s Code of Ethics, including monitoring employees’ personal securities transactions.
Supervise basic investment guideline monitoring.
Ensure prudent compliance oversight of the firm’s primary service providers and vendors.
Assist firm operations in overseeing basic cybersecurity, business continuity, and disaster recovery compliance steps.
Prepare regulatory filings and assist with regulatory exams or inquiries.
Review marketing and sales materials to ensure they conform with standard regulations and policies.

Qualifications and Experience

Minimum of 3 to 5 years of hands-on asset management and compliance experience (scaled down to align with firm size and budget).
Solid fundamental understanding of the Investment Advisers Act of 1940.
Experience participating in or assisting with regulatory examinations.
Familiarity with standard asset management products and services, such as separately managed accounts and model portfolios.
Adept at collaboration with and advising a small team, including senior management.
The ability to identify issues and exercise sound judgment in a fast-paced environment.
Excellent verbal and written communication skills, with comfort presenting directly to firm management.
Strong project management and organizational skills to operate effectively as an individual contributor.
Bachelor’s degree required.

Schedule & Benefits

Schedule: Day shift, Monday to Friday.
Benefits: Health insurance and 401(k) matching.
Supplemental Pay: Bonus pay potential based on firm performance.

Pay: $95,000.00 - $105,000.00 per year

Benefits:

401(k) matching
Dental insurance
Health insurance
Paid time off

Work Location: In person

Quick Apply

Refine Your Search

officer jobs in ambler pa

Chief Compliance Officer

Commercial Loan Officer

Chief Financial Officer / CFO

School Security Officer

Adult Probation Officer

Juvenile Probation Officer

Court Services Officer 3

Security Officer, Part-Time/On-Call

Court Services Officers 3

Chief Operating Officer

School Police Officer - Ambler, PA - $30.00 per hour

Contract Security Officer

Command Center Flex Officer

US - Security Officer

Multi-Site Security Officer

Chief Transformation Officer (CTrO)

Major Gift Officer

Mortgage Loan Officer

Mortgage Loan Officer | National Lender - PA

Chief Operating Officer

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