Top 49 Compliance Jobs in Appleton Wi

BSA Specialist
VERVE A CREDIT UNION —Oshkosh, WI
- Full-time
- Hybrid work
- English
- Mid-level
- Office
10d
Internal ISO Auditor
J. J. Keller & Associates, Inc —Neenah, WI
- Online Application
- Mid-level
- 3 years
- Analysis skills
- Work from home
Flex-Schedule Vacancy Compliance Reviewer
FAR Inspections —Appleton, WI
- $25 - $35 an hour
- Full-time
- Background check
- Computer literacy
- Residential
- Flexible schedule
Compliance Expert - DOT/FMCSA
J. J. Keller & Associates, Inc —Neenah, WI
- Online Application
- Hybrid work
- 5 years
- Computer literacy
- Research
20h
Legal & Compliance Generalist/Paralegal
Plexus —Neenah, WI
- $52,800 - $79,200 a year
- Background check
- Pass drug screening
- Bachelor's degree
- Health insurance
- Dental insurance
Manager of Product Design Compliance
Miller —Appleton, WI
- Full-time
- Engineering
- 8 years
- Product management
QA & Regulatory Compliance Specialist
Bassett Mechanical —Kaukauna, WI
- 3 years
- Bachelor's degree
- Senior level
Quick Apply
Product Leader - Compliance Products
J. J. Keller & Associates, Inc —Neenah, WI
- Online Application
- Hybrid work
- Marketing
- Writing skills
- Office
7d
Regional Occupancy Compliance Reviewer
FAR Inspections —Appleton, WI
- $25 - $35 an hour
- Full-time
- Background check
- Computer literacy
- Residential
- Flexible schedule
Export Trade Compliance Manager
Plexus —Neenah, WI
- $97,900 - $146,900 a year
- Background check
- 5 years
- Pass drug screening
- Health insurance
- Dental insurance
HR Compliance Manager
Michels Corporation —Neenah, WI
- Clean driving record
- 7 years
- Management
- Health savings account
- Disability insurance
Government Contract Accounting Manager
The Boldt Group —Appleton, WI
- $107,000 - $146,000 a year
- Hybrid work
- 7 years
- Finance
- Driver's License
Sr Compliance / Regulatory Analyst - Information Lifecycle Management
Thrivent —Appleton, WI
- $81,537 - $110,315 a year
- Full-time
- Hybrid work
- 3 years
- Bachelor's degree
- Senior level
- Paid parental leave
- Health savings account
Quick Apply
Security Administrator - (Governance, Risk, Compliance)
Michels Corporation —Neenah, WI
- Computer Science
- 5 years
- Windows
- Health savings account
- Disability insurance
Physician Revenue and Billing Compliance Coordinator
ThedaCare —Appleton, WI
- Full-time
- 5 years
- Research
- Mid-level
Manager - IT Governance, Risk and Compliance
Plexus —Neenah, WI
- $112,600 - $169,000 a year
- Background check
- Pass drug screening
- HIPAA
- Health insurance
- Dental insurance
Hazardous Materials & Environmental Compliance Manager
Faith Technologies Inc. —Menasha, WI
- Full-time
- Bachelor's degree
- Senior level
Assisted Living Compliance Assistant
Sun Valley Assisted Living —Green Bay, WI
- From $45,000 a year
- Full-time
- Mid-level
- Geriatrics
- Older adults
- Health insurance
- Dental insurance
Quick Apply
6d
Registered Nurse - Compliance Partner
Ensign Services —Appleton, WI
- $100,000 - $110,000 a year
- Full-time
- Nursing
- Skilled nursing facility
- RN License
- Health insurance
- Dental insurance
Quick Apply
Facility Compliance Manager & SQF Practitioner
Trilliant Food —Little Chute, WI
- $93,000 - $106,000 a year
- Full-time
- Background check
- Microsoft Excel
- Pass drug screening
Quick Apply
11d

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compliance jobs near appleton wi

BSA Specialist

VERVE A CREDIT UNION -
Oshkosh, WI

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Job Details

Full-time
10 days ago

Qualifications

Banking

Full Job Description

*This position is located in Oshkosh, WI. If you are interested in hybrid work, you must live in WI, MN or IL.*

POSITION SUMMARY

The BSA Specialist serves the Risk Management team by assisting with the overall compliance of the credit union to ensure the credit union’s risks are mitigated and all regulations are followed.

POSITION RESPONSIBILITIES

Complete all daily Bank Secrecy Act (BSA) reporting for the credit union, such as:
- Review and analyze alerts and reports produced by Verafin and internal Request for Investigations (RFIs) to determine if member is money laundering or involved in terrorist activity.
- Investigate and gather supporting documentation to provide recommendations to the Compliance Officer and SAR Committee regarding the filing of a Suspicious Activity Report (SAR).
- Investigate business member behaviors detected from Verafin alerts and SAR filings. Contact members when necessary.
- Maintain a strict schedule for performing Enhanced Due Diligence on current high-risk business member relationships. I.e., ATM Owners, Money Services Business, Non-Profits. Use Verafin to monitor risk ratings and appropriate EDD reviews. Complete on-site visits if necessary.
- In Verafin document Customer Due Diligence (CDD) on current business members and beneficial owners. Provide detailed description of the members business model. Contact new and existing business membership when necessary to better understand their declared business behaviors.
- Assist with review of newly opened business accounts to determine the appropriate CIP information was documented.
- Report any exact OFAC matches to the Compliance Officer immediately.
- Annually, prepare review and analysis of Exemptions for CTR filing of business members.
Regularly report to the Compliance Officer the status of duties, projects and assignments.
Keep current and knowledgeable about BSA compliance issues and regulations through resources which may include newsletters, webinars or seminars.
Assist team members with compliance questions or issues.
Assist with the evaluation the Credit Union’s policies, procedures, products, and programs to ensure compliance with applicable laws and regulations and to assess risk potential of the same. Make recommendations for change where appropriate to ensure compliance and minimize loss exposure.
Assist in the revision and/or design of forms, products, web site, programs, or materials to ensure compliance with all State and Federal rules and regulations.
Complete Bank Secrecy Act Compliance Specialist (BSACS) certification within 2nd year in position.
Additional duties are assigned.

EDUCATION AND EXPERIENCE

Associate’s degree (A.A.) or equivalent from a 2-year college or technical school.
Three or more years of previous experience in the financial industry.
Related work experience may substitute for education.

KEY COMPETENCIES

Use effective judgment to make sound decisions while minimizing the Credit Union’s exposure to risk.
Team-oriented.
Works within organizational standards and guidelines to achieve the overall mission of the organization,
Superior communication skills to effectively listen and disseminate information; an outgoing professional demeanor/appearance required.
Demonstrated or potential ability to work independently, handle multiple priorities, exercise good judgment and employ initiative.
Excellent understanding of regulations applicable to credit unions.
Must have capability to address and resolve problems involving several variables in standardized situations.
Ability to write routine reports and correspondence.
Ability to read and interpret a variety of instructions furnished in written, oral, diagram, or schedule form such as regulations and procedure manuals.
Solid knowledge of Compliance functions, responsibilities and procedures.
Knowledge of the structure and content of the English language including the meaning and spelling of words, rules of composition, and grammar.
Ability to operate standard office equipment and tools, such as a personal computer terminal, keyboard and mouse with visual monitor, calculator, computer printer, fax machine, telephone, photocopier, scanner, and security system.

PHYSICAL DEMANDS AND WORK ENVIRONMENT

Work Environment: Business office, the noise level in the work environment is usually quiet to moderate.
Physical Requirements: Ability to sit or stand at a desk the majority of the day; talk or hear; stand or walk occasionally. While performing the duties of this job, the team member is typically utilizing a computer, keyboard, and phone. May occasionally reach with hands and arms; stoop, kneel, and crouch.

The above information has been designed to indicate the general nature and level of work performed by persons within this job this job classification. It is not designed to contain or be interpreted as a comprehensive inventory of all the duties, responsibilities, and qualifications required of persons assigned to this job. Additional duties may be required to perform the job effectively.

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Refine Your Search

compliance jobs in appleton wi

BSA Specialist

Internal ISO Auditor

Flex-Schedule Vacancy Compliance Reviewer

Compliance Expert - DOT/FMCSA

Legal & Compliance Generalist/Paralegal

Manager of Product Design Compliance

QA & Regulatory Compliance Specialist

Product Leader - Compliance Products

Regional Occupancy Compliance Reviewer

Export Trade Compliance Manager

HR Compliance Manager

Government Contract Accounting Manager

Sr Compliance / Regulatory Analyst - Information Lifecycle Management

Security Administrator - (Governance, Risk, Compliance)

Physician Revenue and Billing Compliance Coordinator

Manager - IT Governance, Risk and Compliance

Hazardous Materials & Environmental Compliance Manager

Assisted Living Compliance Assistant

Registered Nurse - Compliance Partner

Facility Compliance Manager & SQF Practitioner

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