Top 10 compliance officer Jobs in berkeley ca

Chief Compliance Officer (CCO) - US
Allocator One Group —San Francisco, CA
- $200,000 - $280,000 a year
- Remote
- 7 years
- CPA
- Senior level
Quick Apply
Deputy Chief Compliance Officer
Sydecar —San Francisco, CA
- $100 - $115 an hour
- Part-time
- Hybrid work
- 7 years
- Bachelor's degree
- Travel
Director of Compliance
Saint Mary's College of California —Moraga, CA
- $64,877 - $101,701 a year
- Online Application
- Management
- Residential
- University
Senior Director - Compliance Consulting
WTW —San Francisco, CA
- $120,000 - $210,000 a year
- Full-time
- HIPAA
- Bachelor's degree
- Travel
- Paid jury duty
- Health savings account
Chief Compliance Officer & Fund Counsel
Prime Residential —San Francisco, CA
- $300,000 - $350,000 a year
- Full-time
- 7 years
- Residential
- Continuous improvement
Quick Apply
Chief Healthcare Compliance Officer, Genentech
Genentech —San Francisco, CA
- $334,985 - $413,805 a year
- Online Application
- 8 years
- Continuous improvement
- Mentoring
Associate Director, Compliance Systems & Analytics
Dompè —San Mateo, CA
- $167,000 - $195,000 a year
- Remote
- Computer Science
- Master's degree
- 8 years
- Health insurance
- 401(k) matching
Director, Compliance Counsel
Denali Therapeutics —South San Francisco, CA
- $243,000 - $299,000 a year
- 8 hour shift
- Hybrid work
- 5 years
- HIPAA
- Office
- Employee stock purchase plan
- Health insurance
Senior Manager/Director, Compliance
Verkada —San Mateo, CA
- $205,000 - $275,000 a year
- Full-time
- Computer science
- Computer Science
- Engineering
- Commuter assistance
- Paid parental leave

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Chief Compliance Officer (CCO) - US

Allocator One Group
San Francisco, CA

Quick Apply

Job Details

$200,000 - $280,000 a year

Qualifications

KYC
Finance
Securities & Exchange Commission
Asset management companies
SEC reporting
Securities law compliance support
Anti-Money Laundering (AML) compliance (compliance procedures implemented)
Securities law
Regulatory compliance analysis
Cross-functional collaboration
Cross-functional communication

Full Job Description

Allocator One Group is a global investing platform redefining how institutional capital reaches private markets. We operate through two synergistic businesses:

Allocator One backs exceptional first- and second-time fund managers around the world—acting as “seed-investor + platform” for emerging VC funds.
Infra One, our fund-ops and tech arm, provides the regulatory, administrative, and tech infrastructure that allows those new funds to scale rapidly and globally. We are already live and serving in the UK, US, Austria, Germany and launching Singapore, India and Luxembourg imminently.

Together, we deliver both the capital and the structure fund managers need—and in doing so build a global ecosystem of platforms, people, and ideas that reshape private markets.

This role is one of the four foundational roles that we are hiring for to establish Infra One's US operating platform. These are not narrow, siloed functions. Each role is an architect of the Infra One US operating system—building the regulatory, operational, and financial infrastructure that will enable dozens of GPs to scale with confidence.

Tasks

The Role: Architect of Regulatory Credibility

The CCO sits at the intersection of the SEC, Infra One's platform vision, and every GP who will depend on our compliance infrastructure. You are not a compliance checker; you are the designer of the entire regulatory operating system for a European platform entering the most complex financial markets in the world.

You will own SEC registration (Form ADV), policy architecture, compliance monitoring across multiple fund vehicles, and the relationship with securities regulators. More broadly, you are Infra One's second-most senior regulatory voice after the US Platform Head, directly shaping strategic decisions about fund structuring, delegation models, and GP onboarding.

Key Responsibilities

Regulatory Foundation

Lead the SEC registration process as a private fund adviser (Form ADV Part 1A, 1B, and Part 2 Adviser Brochure) and manage ongoing compliance.
Design and implement written compliance policies covering portfolio management, conflicts of interest, fiduciary duties, custody oversight, and AML/KYC frameworks.
Conduct annual compliance reviews and testing; prepare SEC examination responses and handle any regulatory inquiries.
Stay current with evolving SEC private fund rules (Reg PF, current enforcement priorities) and translate them into practical Infra One policies.

Operational Substance

Define staffing, systems, and office infrastructure requirements to meet SEC expectations for "adequate" organizational substance (not formulaic, but credible).
Establish procedures for monitoring sub-advised GPs and ensuring they comply with fund mandates and risk limits.
Oversee books and records management (6-year retention, email preservation, trade capture, decision logs) and coordinate with IT on cybersecurity compliance.

Multi-Fund Governance

Design and oversee compliance monitoring across Infra One's portfolio of funds (each with its own structure and GP).
Conduct initial and ongoing due diligence on each GP sub-adviser: qualifications, compliance history, operational capabilities, conflicts of interest.
Maintain evidence of monitoring (quarterly reviews, compliance testing, incident logs) to demonstrate SEC-level governance.

Advisor to Platform

Advise the US Platform Head on fund structuring choices (Delaware LP vs. LLC, feeder structures, co-investment), GP selection, and investor eligibility questions.
Participate in investment committee meetings to flag compliance or regulatory risks early.
Own conflicts of interest identification and disclosure; ensure all material conflicts are documented and communicated to fund investors.

Requirements

What You Bring

Experience & Expertise

7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm.
Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards for private fund advisers.
Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management.
Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards.
Prior experience with SEC registration, Form ADV filings, and exam cycles.

Mindset & Approach

Entrepreneurial compliance mindset: you thrive in ambiguity and build frameworks from scratch rather than inheriting them.
Cross-functional fluency: you speak the language of operations, finance, and legal—not just compliance.
Practical and proportionate: you understand when regulation requires substance and when it allows flexibility.
Communicator: you can distill complex regulatory requirements into actionable policy for non-compliance teams.

Nice to Have

Prior exposure to European fund regulation (Luxembourg, Ireland) or multi-jurisdictional platforms.
CPA, JD, or CFA; CCEP (Certified Compliance and Ethics Professional) is a plus.
Exposure to infrastructure or venture fund management.

Benefits

Location: Remote (preferred US timezone overlap with San Francisco HQ)
Salary Range: $200,000–$280,000 base + 20% bonus
Equity: TBD (0.1%–0.3% depending on background)
Reports to: US Platform Head / Managing Director
Hiring Timeline: Month 0–1

Why This Role Matters

The CCO is Infra One's regulatory anchor. Without credible, well-documented compliance infrastructure, no GP will trust the platform, and no institutional LP will commit capital. You are building the proof of competence that enables scale.

Why Infra One

Leverage: Build a compliance framework once, then deploy it across dozens of GPs. Your work scales exponentially.
Autonomy: Full ownership of the compliance operating system; direct input into platform strategy and GP selection.
Visibility: Reporting directly to the MD; participation in investment decisions and board discussions.
Global impact: Help reshape how emerging infrastructure and venture managers access US capital.
Equity upside: Early-stage role with meaningful equity stake in a platform targeting the largest capital markets in the world.

Quick Apply

Refine Your Search

compliance officer jobs in berkeley ca

Chief Compliance Officer (CCO) - US

Deputy Chief Compliance Officer

Director of Compliance

Senior Director - Compliance Consulting

Chief Compliance Officer & Fund Counsel

Chief Healthcare Compliance Officer, Genentech

Associate Director, Compliance Systems & Analytics

Director, Compliance Counsel

Senior Manager/Director, Compliance

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