Top 64 Compliance manager Jobs in Berwyn, Pa

Compliance, Examinations & Regulatory Governance Manager
Sporttrade —Camden, NJ
- $140,000 - $170,000 a year
- Full-time
- Remote
- Analysis skills
- Senior level
- Communication skills
- AD&D insurance
- Disability insurance
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Manager, Financial Due Diligence
KPMG —Philadelphia, PA
- $131,005 - $251,965 a year
- Full-time
- CPA
- Office
- Bachelor's degree
- Disability insurance
- Health insurance
Compliance & Contract Manager (m/f/d)
NETZSCH Group —Exton, PA
- Full-time
- Remote
- Bachelor's degree
- Continuous improvement
- Senior level
Quick Apply
4d
Permit Compliance Manager
Veolia —King of Prussia, PA
- $110,000 - $120,000 a year
- Full-time
- Remote
- 5 years
- Bachelor's degree
- Training & development
- Health insurance
- Dental insurance
Quick Apply
Training and Compliance Manager
Cintas —Conshohocken, PA
- Full-time
- Mid-level
- High school diploma or GED
- Business development
- Profit sharing
- AD&D insurance
3d
Senior Manager, Corporate Compliance - Market Conduct Exam
CVS Health —Blue Bell, PA
- $82,940 - $182,549 a year
- Full-time
- 7 years
- Office
- Bachelor's degree
- Health insurance
- Dental insurance
10d
Manager, GLP Compliance– Remote- Philadelphia, PA
Cabaletta Bio —Philadelphia, PA
- Remote
- Bachelor's degree
- Organizational skills
- 1 year
- Health insurance
- Paid time off
Privacy, AI & Compliance Program Manager
The Chemours Company —Wilmington, DE
- $126,067 - $196,980 a year
- Full-time
- Office
- Bachelor's degree
- Continuous improvement
- Commuter assistance
- Employee stock purchase plan
Compliance Manager
Mission Lane —Wilmington, DE
- $129,000 - $140,000 a year
- Full-time
- Remote
- 6 years
- Travel
- Senior level
- Paid parental leave
- Disability insurance
P58- Governance, Compliance & Collaboration Manager
Siemens Healthineers —Malvern, PA
- $117,770 - $161,931 a year
- Full-time
- Finance
- Analysis skills
- Bachelor's degree
- Disability insurance
- Health insurance
Senior Manager Ethics & Compliance
Qnity —Wilmington, DE
- Hybrid work
- CPA
- Bachelor's degree
- Training & development
Manager, Privacy
CITRIN COOPERMAN ADVISORS LLC —Philadelphia, PA
- $150,000 - $175,000 a year
- Full-time
- 6 years
- Office
- Bachelor's degree
9d
Compliance Testing Manager - Anti-Money Laundering (AML)
Capital One —Wilmington, DE
- Email
- Military
- Office
- Bachelor's degree
- Health insurance
2d
BSA Manager
WSFS Bank —Philadelphia, PA
- $77,390.00 - $127,139.75 a year
- Full-time
- Microsoft Word
- Microsoft Excel
- Office
- Paid parental leave
- Health savings account
Manager I Global Trade Compliance (Hybrid in Wayne, PA)
TE Connectivity —Wayne, PA
- $110,000 - $137,000 a year
- Hybrid work
- Spanish
- 5 years
- Writing skills
- Employee stock purchase plan
- Disability insurance
Regional Compliance Manager
Abby Care —Philadelphia, PA
- $80,000 - $105,000 a year
- Full-time
- Background check
- 5 years
- Travel
- Commuter assistance
- Paid parental leave
Export Trade Compliance Manager
Subaru of America —Camden, NJ
- $135,000 - $175,000 a year
- Full-time
- Hybrid work
- Research
- Office
- 8 years
- Profit sharing
- Health insurance
4d
Associate Manager, Sales Compliance
Heaven Hill Brands —Philadelphia, PA
- Remote
- Microsoft Word
- Microsoft Outlook
- 5 years
- Health savings account
- Paid holidays
Quick Apply
2d
Compliance and Accounting Manager, Playfly Max
Playﬂy Sports —Philadelphia, PA
- Hybrid work
- Microsoft Excel
- Mid-level
- Office
3d
Compliance Testing Manager - Anti-Money Laundering (AML)
Information Technology Senior Management Forum —Wilmington, DE
- $138,100 - $173,400 a year
- Email
- Military
- Office
- Bachelor's degree
- Health insurance
2d

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compliance manager jobs near berwyn, pa

Compliance, Examinations & Regulatory Governance Manager

Sporttrade
Camden, NJ

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Job Details

Full-time
$140,000 - $170,000 a year

Benefits

AD&D insurance
Disability insurance
Health insurance
Dental insurance
Vision insurance

Qualifications

Financial markets knowledge

Full Job Description

Our Story

Sporttrade is driven by a relentless pursuit to reduce costs and increase efficiency for market participants. Founded in 2018, Sporttrade is an aligned group of market technologists applying cutting edge market microstructure to provide unmatched quality of execution for customers.

Why Sporttrade?

Joining Sporttrade means partnering with a group of colleagues who share a deep respect for each other as we disrupt a multi-billion dollar emerging industry. While other companies will come and go, Sporttrade remains focused on providing best-in-class market structure guided by putting the customer first, always.

The Position

We are seeking a Compliance, Examinations & Regulatory Governance Manager to oversee the Exchange’s participant compliance program, rulebook governance, and regulatory framework. This role ensures that market participants adhere to applicable Exchange rules and regulatory requirements while maintaining a robust compliance program aligned with CFTC Core Principles.

This position plays a critical role in supporting the Exchange’s obligations related to participant oversight, recordkeeping, and regulatory reporting. Reporting directly to the Chief Compliance Officer (CCO) / Chief Regulatory Officer (CRO), you will operate independently from commercial functions to ensure the integrity of our regulatory framework.

Responsibilities

Conduct risk-based reviews and examinations of market participants, including Futures Commission Merchants (FCMs) and other intermediaries.
Assess participant compliance with applicable regulatory requirements, including supervisory and risk management frameworks (e.g., CFTC Regulation 1.11 and National Futures Association Rule 2-9).
Evaluate internal controls, governance structures, and escalation procedures of participants.
Identify compliance deficiencies and recommend corrective actions.
Maintain documentation of examination findings and follow-up activities.
Oversee compliance standards and requirements for onboarding new participants.
Ensure appropriate documentation, certifications, and representations are obtained and maintained.
Monitor ongoing participant obligations and periodic attestations.
Coordinate with internal stakeholders to ensure consistent application of eligibility and compliance standards.
Manage updates to the Exchange rulebook, compliance manual, and related policies and procedures.
Coordinate internal and external review of rule changes, including regulatory submissions where applicable.
Administer participant certifications and acknowledgments related to rulebook adherence.
Ensure policies and procedures are reviewed and updated on at least an annual basis.
Oversee the Exchange’s audit trail review program to ensure completeness, accuracy, and retrievability of required records.
Conduct periodic and annual reviews of audit trail data and associated controls.
Coordinate with surveillance and technology teams to address data integrity issues.
Ensure compliance with applicable recordkeeping requirements.
Coordinate preparation of regulatory reports and filings to the CFTC and other applicable regulators.
Support development of materials for the Board of Directors and Regulatory Oversight Committee (ROC).
Maintain documentation supporting compliance with applicable Core Principles.
Assist in preparation of the CRO Annual Compliance Report.
Maintain and enhance the Exchange’s overall compliance framework.
Ensure alignment between written policies and actual practices.
Track regulatory developments and assess impact on Exchange rules and procedures.
Support internal training and awareness related to compliance obligations.

Your Background

Proven experience in exchange compliance, FCM oversight, regulatory examinations, or similar roles within derivatives markets.
Strong working knowledge of the CFTC regulatory framework, Core Principles, and FCM supervisory requirements.
Direct experience with regulatory reporting, rulebook governance, and the development of complex compliance policies.
Ability to apply a risk-based approach to oversight with strong judgment and independence in assessing regulatory matters.
Strong analytical, organizational, and documentation skills.
Exceptional communication skills with the ability to engage effectively with internal stakeholders and regulators.

Nice to Have

Experience in sports trading or prediction markets.

Perks

Medical, Dental, and Vision Benefits: Company pays 100% Employee premium and 50% Spouse & Dependent premiums
Short- & Long-Term Disability; Group Term Life and AD&D; Voluntary Life and AD&D
401(k) Plan
Flexible time off
MacBooks issued to all employees

Diverse workforces create the best companies, and we at Sporttrade are committed to an inclusive culture that celebrates the uniqueness and contributions of each individual. Sporttrade is an equal opportunity employer, and does not discriminate on the basis of sex, race, religion, national origin, disability status, protected veteran status, or any other characteristic protected by law.

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Refine Your Search

compliance manager jobs in berwyn, pa

Compliance, Examinations & Regulatory Governance Manager

Manager, Financial Due Diligence

Compliance & Contract Manager (m/f/d)

Permit Compliance Manager

Training and Compliance Manager

Senior Manager, Corporate Compliance - Market Conduct Exam

Manager, GLP Compliance– Remote- Philadelphia, PA

Privacy, AI & Compliance Program Manager

Compliance Manager

P58- Governance, Compliance & Collaboration Manager

Senior Manager Ethics & Compliance

Manager, Privacy

Compliance Testing Manager - Anti-Money Laundering (AML)

BSA Manager

Manager I Global Trade Compliance (Hybrid in Wayne, PA)

Regional Compliance Manager

Export Trade Compliance Manager

Associate Manager, Sales Compliance

Compliance and Accounting Manager, Playfly Max

Compliance Testing Manager - Anti-Money Laundering (AML)

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