Top 164 finra series 6 Jobs in california

Financial Planning Associate
Northwestern Mutual - Los Angeles —Los Angeles, CA
- $75,000 - $95,000 a year
- Full-time
- Hybrid work
- Background check
- 5 years
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
Financial Services Professional
Principal Financial Group —Fresno, CA
- $50,000 - $200,000 a year
- Full-time
- Background check
- Management
- Sales
- Health insurance
- Dental insurance
Quick Apply
Financial Advisor
Northwestern Mutual - The Beer Financial Group —Santa Monica, CA
- $70,000 - $85,000 a year
- Full-time
- Background check
- Mid-level
- 3 years
- Health savings account
- Health insurance
Quick Apply
Financial Services Professional
Principal Financial Group —Bakersfield, CA
- $50,000 - $200,000 a year
- Full-time
- Background check
- Management
- Sales
- Health insurance
- Dental insurance
Quick Apply
Financial Services Client Service & Operations Associate
Nautica Wealth Advisors —San Diego, CA
- $33.00 - $38.50 an hour
- Full-time
- Background check
- 5 years
- Bachelor of Science
- Paid holidays
- Dental insurance
Quick Apply
5d
Regional Supervisory Principal
Mutual of Omaha —Torrance, CA
- $75,500 - $100,000 a year
- Full-time
- 5 years
- Office
- Supervising experience
- Paid holidays
- 401(k)
Fast Track to Sales and Financial Management (G0426)
New York Life —Glendale, CA
- From $50,000 a year
- Hybrid work
- Bilingual
- Management
- Sales
- Health insurance
- Dental insurance
Quick Apply
Fast Track to Sales and Financial Management (P0426)
New York Life —Pasadena, CA
- From $50,000 a year
- Hybrid work
- Bilingual
- Recruiting
- 1 year
- Health insurance
- Dental insurance
Quick Apply
Entry-Level - Wealth Management Advisor
New York Life —San Mateo, CA
- $52,217 - $183,294 a year
- Full-time
- Bilingual
- Background check
- Management
- Paid training
- AD&D insurance
Quick Apply
Retirement Plan Advisor- Santa Barbara
Empower —Santa Barbara, CA
- $79,400 - $112,175 a year
- Remote
- Microsoft Word
- Mid-level
- 3 years
- Paid parental leave
- Paid holidays
1d
Financial Representative
Modern Woodmen of America —Los Angeles, CA
- $60,000 - $80,000 a year
- Full-time
- Background check
- Financial services
- Leadership
- Paid training
- Health insurance
Quick Apply
Financial Services Professional
Principal Financial Group —Roseville, CA
- $50,000 - $200,000 a year
- Full-time
- Background check
- Management
- Sales
- Health insurance
- Dental insurance
Quick Apply
Senior Wealth Advisor & Practice Lead - Northern California
Empower —San Francisco, CA
- $104,800 - $148,075 a year
- Remote
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
- Paid parental leave
- Paid holidays
Financial Representative
Modern Woodmen of America —Modesto, CA
- $60,000 - $80,000 a year
- Full-time
- Background check
- US work authorization
- Financial services
- Paid training
- Health insurance
Quick Apply
Senior Private Wealth Advisor - Practice Lead
Empower —Los Angeles, CA
- $125,400 - $181,875 a year
- Remote
- Management
- Bachelor's degree
- Travel
- Paid parental leave
- Paid holidays
1d
Financial Representative
Modern Woodmen of America —San Diego, CA
- $60,000 - $80,000 a year
- Full-time
- Background check
- Financial services
- Leadership
- Paid training
- Health insurance
Quick Apply
Accelerated Path to Management
New York Life —Orange, CA
- $75,000 - $150,000 a year
- Full-time
- Hybrid work
- Management
- Sales
- Driver's License
- Health insurance
- Dental insurance
Quick Apply
Financial Advisor (Career Changers Encouraged - Training & Mentorship Provided)
Northwestern Mutual —Walnut Creek, CA
- $80,000 - $200,000 a year
- Full-time
- Background check
- Sales
- Office
- Paid training
- Disability insurance
Quick Apply
Senior Private Wealth Advisor, Practice Lead (Personal Strategy) - Bay Area
Empower —San Francisco, CA
- $136,800 - $198,375 a year
- Remote
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
- Paid parental leave
- Paid holidays
1d
Client Advisor with Athletic Background
Northwestern Mutual - San Francisco —San Francisco, CA
- $70,000 - $95,000 a year
- Full-time
- Hybrid work
- 18 years or older
- Mid-level
- Finance
- Profit sharing
- Health insurance
Quick Apply
1d

I want to receive the latest job alert for finra series 6 in california

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

finra series 6 jobs near california

Financial Planning Associate

Northwestern Mutual - Los Angeles -
Los Angeles, CA

Quick Apply

Job Details

Full-time
$75,000 - $95,000 a year

Benefits

Health insurance
Dental insurance
401(k)
Paid time off
Vision insurance
401(k) matching

Qualifications

Investment
Teamwork
CFP
Bachelor's degree
Attention to detail

Full Job Description

Financial Planning Associate

Location: Downtown Los Angeles (in-office; hybrid 3 days/week) Company: Sage Capital Wealth Management & Insurance Solutions (under the Northwestern Mutual umbrella)

Our mission is to help clients articulate a clear financial plan and serve as their strategic partner to achieve their goals in the most efficient way possible. As a team, we commit to excellence, integrity, growth, and efficiency to deliver the best client experience.

Role Summary: We are seeking a Financial Planning Associate to operate as a “second chair” to our Wealth Management Advisor across planning and investments and help manage workflow and deliverables for the team. This role supports end-to-end plan creation, investment implementation, workflow management, and delivery of client-ready materials.

Key Responsibilities

Financial plan construction and updates
Create, finalize, and quality-check comprehensive financial plans (PX plans) for new and existing clients; ensure recommendations align with our planning visuals and client goals.
Integrate multiple planning areas into cohesive timelines and action steps: investments; retirement accumulation and income/distribution; estate planning concepts; risk management (life, disability, long-term care); cash flow and asset/liability management; tax implications; education funding; major purchases; business planning.
Client engagement (second chair)
Attend some client meetings (not primary client-facing), take notes, present portions of deliverables, and explain product/recommendation rationale in clear, client-friendly language.
Prepare advisor in advance with concise planning and investment updates.
Investments and qualified plans
Apply our investment philosophy to recommend and place clients into appropriate models; create/update investment proposals.
Support qualified plan management for existing clients; prepare 401(k) proposals and related plan deliverables.
Workflow and operations
Oversee case progression across the team: direct tasks related to opening accounts, submitting applications, and ensuring accurate documentation.
Build, refine, and deliver high-quality planning materials and visuals; ensure all client data is captured and tracked in the CRM.
Collaboration and continuous improvement
Partner with the President/Wealth Management Advisor and team to enhance client experience, improve processes, and optimize financial outcomes.

Qualifications

Bachelor’s degree required.
CFP designation preferred
Investment proficiency required: FINRA SIE, Series 7 and 63 (or comparable) OR 5+ years of hands-on financial planning experience within the industry.
Demonstrated experience building comprehensive financial plans and supporting investment implementation.
Strong attention to detail, high follow-through, and ability to manage multiple priorities.
Clear written and verbal communication skills; ability to present complex concepts simply.
Collaborative, client-focused mindset aligned with our values of excellence, integrity, growth, and efficiency.
Ability to be in our Downtown Los Angeles office at least three days per week.

Compensation

Base salary: $75,000–$95,000, commensurate with experience and credentials.
Typical ranges: CFP $90,000–$95,000; investment-licensed (non-CFP) $75,000–$85,000.

Equal Opportunity Sage Capital Wealth Management & Insurance Solutions is an equal opportunity employer. We value diversity and are committed to creating an inclusive environment for all team members.

Job Type: Full-time

Pay: $75,000.00 - $95,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Health insurance
Paid time off
Vision insurance

Education:

Bachelor's (Required)

Experience:

Financial Planning: 5 years (Required)

License/Certification:

CA Life & Health Insurance License (Preferred)
SIE, Series 6 or7, and Series 63 or 66 (Preferred)

Ability to Relocate:

Los Angeles, CA 90071: Relocate before starting work (Required)

Work Location: Hybrid remote in Los Angeles, CA 90071

Quick Apply

Refine Your Search

finra series 6 jobs in california

Financial Planning Associate

Financial Services Professional

Financial Advisor

Financial Services Professional

Financial Services Client Service & Operations Associate

Regional Supervisory Principal

Fast Track to Sales and Financial Management (G0426)

Fast Track to Sales and Financial Management (P0426)

Entry-Level - Wealth Management Advisor

Retirement Plan Advisor- Santa Barbara

Financial Representative

Financial Services Professional

Senior Wealth Advisor & Practice Lead - Northern California

Financial Representative

Senior Private Wealth Advisor - Practice Lead

Financial Representative

Accelerated Path to Management

Financial Advisor (Career Changers Encouraged - Training & Mentorship Provided)

Senior Private Wealth Advisor, Practice Lead (Personal Strategy) - Bay Area

Client Advisor with Athletic Background

I want to receive the latest job alert for finra series 6 in california

Explore jobs in more locations

Job Seeker Tools

Employer Tools

Browse

Stay Connected