Top 5 Corporate counsel Jobs in Carpinteria, Ca

Corporate Counsel
PlanMember Financial Corporation —Carpinteria, CA
- $125,000 - $175,000 a year
- Full-time
- 5 years
- Writing skills
- Mid-level
- Profit sharing
- Health insurance
5d
Insurance Defense Attorney (Partner Level) - 2984199
Resnick & Louis, P.C. —California
- Full-time
- Remote
- US work authorization
- Senior level
- 10 years
- Health insurance
- Dental insurance
Quick Apply
12d
Regulatory Counsel
Direct Relief —Santa Barbara, CA
- $185,000 - $215,000 a year
- Full-time
- Background check
- 3 years
- Analysis skills
- Disability insurance
- Health insurance
Quick Apply

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Associate Attorney
Arnold LaRochelle Mathews Van Conas & Zirbel LLP —Oxnard, CA
The ideal candidates will have 5 or more years of experience, excellent written and communication skills, and attention to detail and must be licensed to…
$110,000 - $170,000 a year
Quick Apply
Business and Real Estate Attorney
Fauver, Large, Archbald & Spray, LLP —Santa Barbara, CA
Must also have an active license to practice law in California. The ideal candidate will have a strong academic record and excellent writing and public speaking…
$120,000 - $200,000 a year
Quick Apply

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Assistant General Counsel (Full-time, On-site)
OhioHealth —Columbus, OH
Current license to practice law in the State of Ohio and member in good standing of the Ohio bar (or will become so licensed within 12 months of employment) and…
Vice President, Assistant General Counsel - Asset Management
JPMorganChase —Columbus, OH
All candidates for roles in the Legal Department must be licensed to practice law in the country of employment and successfully complete a conflicts of interest…
$156,750 - $230,000 a year

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Corporate Counsel

PlanMember Financial Corporation -
Carpinteria, CA

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Job Details

Full-time
$125,000 - $175,000 a year
5 days ago

Benefits

Profit sharing
Health insurance
Dental insurance
Paid time off
Vision insurance
401(k) matching

Qualifications

Securities law compliance support experience
Securities law
Legal research databases
Productivity software
Bar

Full Job Description

Department

Compliance

Classification

Exempt

Location

Carpinteria Headquarters, On-site

Position Type

Full Time

Description

Our firm, a registered broker/dealer and RIA, is looking for a Corporate Counsel to join our legal and compliance team. This role is ideal for a mid-level attorney with 5+ years of relevant experience interested in regulatory compliance, contract negotiation, and financial industry laws. This position provides an opportunity to work closely with senior legal counsel and compliance officers, gaining hands-on experience in the dynamic world of financial regulations. We offer a unique opportunity to gain exposure to securities regulations, compliance, and corporate legal functions in the financial services industry.

Location Information: On-Site at our Carpinteria, CA Headquarters

Salary Range: Starting salary is between $125k and $175k annually, however, it is ultimately determined by the scope of the position the candidate’s relevant experience, credentials/certifications and internal equity. We offer a generous compensation package that includes an attractive benefits package with medical, dental and vision, 401k company match, discretionary profit sharing, PTO, valet parking and more.

Responsibilities

Assist in drafting, reviewing, and negotiating contracts, vendor agreements, regulatory disclosures, corporate documents and minutes.
Conduct legal research on SEC, FINRA, and state securities regulations.
Support the legal and compliance teams in responding to regulatory inquiries and audits.
Analyze and interpret legal documents, ensuring alignment with financial industry regulations.
Assist with the development and implementation of firm policies and procedures related to securities laws.
Collaborate with cross-functional teams, including compliance, risk management, and business units.
Provide legal guidance on corporate governance and risk mitigation strategies.
Provide legal counsel and advice to firm executives
Assist with activities of corporate secretary.

Qualifications

Compliance

Ability to act in accordance with all pertinent rules, regulations, policies, and best practices
Ability to comprehend company’s standards of conduct

Communication

Ability to provide the information required by others in a concise, direct, and unambiguous way.
Excellent research, writing, and analytical skills
Conflict management

Managing Processes

Time management
Planning and priority setting
Strong attention to detail and ability to manage multiple priorities.
Organization skills and ability to document information.
Assess data quality and organize it coherently
Document the required information accurately

Composure and Resiliency

Able to deal effectively with pressure and maintain focus

Education

Bachelor’s degree in political science (while attending law school) or Juris Doctor (JD) degree required.
Have successfully passed the California state bar
5+years of experience in a legal, compliance, or regulatory role, preferably within financial services.
Strong knowledge of corporate and securities laws, SEC and FINRA regulations, and investment advisory compliance.
Proficiency in legal research tools, Microsoft Office, and document management software.

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corporate counsel jobs in carpinteria, ca

Corporate Counsel

Insurance Defense Attorney (Partner Level) - 2984199

Regulatory Counsel

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