Top 66 Broker dealer Jobs in Charlotte Nc

Partner, Assurance Services | Financial Services (Broker-Dealer)
Aprio —Charlotte, NC
- Hybrid work
- 11+ years
- Mentoring
- Recruiting
Junior Associate Program, Investments (2026)
Lincoln Financial —Charlotte, NC
- $59,250 - $94,800 a year
- Online Application
- Hybrid work
- Office
- Communication skills
- Entry level
- Tuition reimbursement
- Paid time off
Associate, EDI Onboarding
Lincoln Financial —Charlotte, NC
- $44,800 - $81,400 a year
- Online Application
- Remote
- Microsoft Excel
- Microsoft Outlook
- Research
- Tuition reimbursement
- Paid time off
4d
Integrated Absence Claims Specialist (10/19 Start Date)
Lincoln Financial —Charlotte, NC
- $25.87 - $35.84 an hour
- Online Application
- Remote
- Customer service
- High school diploma or GED
- Math
- Tuition reimbursement
- Paid time off
15h
Business Development Associate
LPL Financial —Fort Mill, SC
- $52,500 - $87,500 a year
- Full-time
- Hybrid work
- Microsoft Word
- Microsoft Outlook
- Mid-level
- Health insurance
- Paid time off
Quick Apply
AVP, Client Experience Manager - IAN
LPL Financial —Fort Mill, SC
- $97,541 - $162,534 a year
- Full-time
- 3 years
- Senior level
- Leadership
- Health insurance
- Paid time off
Quick Apply
10d
Specialist, Stable Value Contracts
Lincoln Financial —Charlotte, NC
- $52,500 - $84,000 a year
- Online Application
- Remote
- Microsoft Outlook
- Research
- Mid-level
- Tuition reimbursement
- Paid time off
Manager, Registrations
LPL Financial —Fort Mill, SC
- $81,267 - $135,445 a year
- Full-time
- Microsoft Excel
- 5 years
- Finance
- Health insurance
- Paid time off
Quick Apply
13d
Individual Financial Consultant
TIAA —Charlotte, NC
- Online Application
- No experience needed
- Business development
- Organizational skills
Counsel - Wealth Management (HYBRID)
Equitable —Charlotte, NC
- $220,000 - $274,000 a year
- Email
- Hybrid work
- 5 years
- Analysis skills
- Organizational skills
- Health insurance
- Dental insurance
Analyst, Investment Performance
Ameriprise Financial —Charlotte, NC
- $100,000 - $115,000 a year
- Full-time
- Hybrid work
- Research
- Mid-level
- Office
- Dental insurance
- 401(k)
6d
Sales Assistant, Group Protection
Lincoln Financial —Charlotte, NC
- $44,800 - $81,400 a year
- Online Application
- Hybrid work
- Microsoft Excel
- Microsoft Outlook
- Mid-level
- Tuition reimbursement
- Paid time off
Regional Director, National Relationship Group Broker Dealer
Dimensional Fund Advisors —Charlotte, NC
- Full-time
- Hybrid work
- Bachelor's degree
- Mentoring
- Senior level
Supervisor, EDI Management
Lincoln Financial —Charlotte, NC
- $59,250 - $94,800 a year
- Online Application
- Hybrid work
- Customer service
- Mid-level
- Office
- Tuition reimbursement
- Paid time off
11d
Lead User Experience Designer
Lincoln Financial —Charlotte, NC
- $120,375 - $192,600 a year
- Online Application
- Hybrid work
- Computer Science
- Office
- Bachelor's degree
- Tuition reimbursement
- Paid time off
Financial Crimes Compliance Officer
Allspring Global Investments Holdings, LLC —Charlotte, NC
- $100,000 - $145,000 a year
- Full-time
- Hybrid work
- 5 years
- Office
- Analysis skills
Senior Manager, Risk Advice
Royal Bank of Canada —Charlotte, NC
- $90,000 - $176,000 a year
- Full-time
- 6 years
- Research
- Office
- Disability insurance
- Health insurance
Senior Wealth Advisor
Beacon Pointe Advisors LLC —Charlotte, NC
- $125,000 - $175,000 a year
- 5 years
- Finance
- Bachelor's degree
Brokerage Operations Associate I - ACATS
Alpaca —Charlotte, NC
- Remote
- Continuous improvement
- 2 years
- Entry level
- Health insurance
10d
Accounting Manager- Capital Markets/Broker-Dealer
U.S. Bank National Association —Charlotte, NC
- $111,605 - $131,300 a year
- Full-time
- Microsoft Excel
- 6 years
- Writing skills
- Paid holidays
- Disability insurance

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broker dealer jobs near charlotte nc

Partner, Assurance Services | Financial Services (Broker-Dealer)

Aprio -
Charlotte, NC

Apply Now

Job Details

Qualifications

Business development management
Business development within consulting
Professional ethics
Team development
Mentoring
Client growth strategy
Team motivation (leadership skill)
Market development strategies
Senior leadership
Team building

Full Job Description

About Aprio

At Aprio, we empower partners to grow, innovate, and lead with purpose. We recognize that seasoned professionals seek more than just a position — they seek a growth platform where contributions are valued and rewarded.

If you’re looking for a collaborative, entrepreneurial firm that provides boundless opportunities to take your practice to the next level, we invite you to… Grow with Aprio.

Position Overview

The Partner role at Aprio is a leadership position responsible for leading client engagements, expanding market presence, developing and mentoring talent, and contributing to the firm’s long term strategic direction. Partners act as stewards of the Aprio brand, delivering excellence in client service while driving revenue growth, operational effectiveness, and cross firm collaboration.

Responsibilities

Client Leadership & Service Delivery

Serve as a trusted advisor to clients, delivering high value strategic, technical, and operational guidance.

Provide executive oversight on complex engagements to ensure quality, timeliness, and client satisfaction.

Maintain a strong understanding of industry trends, regulatory developments, and emerging business needs that impact client operations.

Drive exceptional client experiences aligned with Aprio’s service standards.

Business Development & Growth

Develop and execute growth plans that expand Aprio’s market presence in designated practice areas or industry niches.

Build and maintain strong referral networks, strategic partnerships, and market relationships.

Identify new opportunities for service expansion, innovative offerings, and cross firm synergies.

Represent Aprio internally and externally as a leader committed to firm culture and values.

Talent Development & Team Leadership

Recruit, mentor, and develop top talent within the practice area.

Lead engagement teams by modeling accountability, collaboration, and advocacy for employee growth.

Provide performance oversight, career coaching, and succession planning support.

Foster a diverse, inclusive, high trust environment that enables teams to excel.

Qualifications

Required

12+ years of experience and demonstrated track record of leadership within a professional services firm.
Strong technical expertise in the relevant discipline (Assurance).
Proven success driving revenue growth, client expansion, and practice development.
Reputation for exceptional client service, strategic thinking, and collaborative leadership.
Demonstrated ability to mentor, inspire, and build high performing teams.
High ethical standards.

Preferred

Deep Financial Services and Broker-Dealer industry experience.
Experience operating in high growth, multilocation, or national firm environments.
Prior partner or executive leadership experience.

EQUAL OPPORTUNITY EMPLOYER

Aprio is an Equal Opportunity Employer encouraging diversity in the workplace. All qualified applicants will receive consideration for employment without regard to race; color; religion; national origin; sex; pregnancy; sexual orientation; gender identity and/or expression; age; disability; genetic information, citizenship status; military service obligations or any other category protected by applicable federal, state, or local law.

Aprio, LLP and Aprio Advisory Group, LLC, operate in an alternative business structure, with Aprio Advisory Group, LLC providing non-attest tax and consulting services, and Aprio, LLP providing CPA firm services.

We may use artificial intelligence (AI) tools to support parts of the hiring process, such as reviewing applications, analyzing resumes, or assessing responses and identifying potential inconsistencies or verification signals in application materials based on available information. These tools assist our recruitment team but do not replace human judgment. Final hiring decisions are ultimately made by humans. If you would like more information about how your data is processed, please contact us.

Apply Now

Refine Your Search

broker dealer jobs in charlotte nc

Partner, Assurance Services | Financial Services (Broker-Dealer)

Junior Associate Program, Investments (2026)

Associate, EDI Onboarding

Integrated Absence Claims Specialist (10/19 Start Date)

Business Development Associate

AVP, Client Experience Manager - IAN

Specialist, Stable Value Contracts

Manager, Registrations

Individual Financial Consultant

Counsel - Wealth Management (HYBRID)

Analyst, Investment Performance

Sales Assistant, Group Protection

Regional Director, National Relationship Group Broker Dealer

Supervisor, EDI Management

Lead User Experience Designer

Financial Crimes Compliance Officer

Senior Manager, Risk Advice

Senior Wealth Advisor

Brokerage Operations Associate I - ACATS

Accounting Manager- Capital Markets/Broker-Dealer

I want to receive the latest job alert for broker dealer in charlotte nc

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About Aprio

Position Overview

Responsibilities

Client Leadership & Service Delivery

Business Development & Growth

Talent Development & Team Leadership

Qualifications

Required

Preferred

EQUAL OPPORTUNITY EMPLOYER

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