Top 35 Head of compliance Jobs in Chelsea Ny

Senior Vice President, Head of Commodities and Global Markets Regulatory Compliance
Macquarie Group Limited —New York, NY
- $250,000 - $312,000 a year
- Full-time
- Office
- Senior level
- Communication skills
- Paid parental leave
- Health savings account
Head of Financial Crime Compliance (FCC)
Capgemini Sogeti —New York, NY
- $225,000 - $275,000 a year
- Full-time
- Senior level
- Banking
- Paid holidays
- Disability insurance
Head of Financial Crime Compliance (FCC)
Capgemini —New York, NY
- $225,000 - $275,000 a year
- Full-time
- Senior level
- Banking
- Paid holidays
- Disability insurance
Legal & Compliance Department-SVP, Deputy Head of US Sanctions Compliance
Bank of China —New York, NY
- $150,000 - $280,000 a year
- Full-time
- Office
- Bachelor's degree
- Senior level
Head of US Compliance and Deputy Chief Compliance Officer
Menarini Group —New York, NY
- $263,001 - $360,926 a year
- 11+ years
- Office
- Bachelor's degree
- Health savings account
- AD&D insurance
Head of Compliance, Gemini Galactic Markets, LLC
Gemini Trust Company —New York, NY
- $150,500 - $279,500 a year
- Hybrid work
- Management
- Bachelor of Science
- Writing skills
- Paid parental leave
- Health insurance
Head of Fraud
Revolut —New York, NY
- $225,150 - $237,000 a year
- Full-time
- Management
- Continuous improvement
- Mentoring
Legal & Compliance Department-SVP, Deputy Head of US Sanctions Compliance
Bank of China Limited, New York Branch —New York, NY
- $150,000 - $280,000 a year
- Full-time
- Office
- Bachelor's degree
- Senior level
Head of Fraud & Risk Management Operations
Raisin —New York, NY
- $200,000 - $230,000 a year
- Senior level
- Communication skills
- Commuter assistance
- Health insurance
Head of FCRA Operations and Compliance
Socure —New York, NY
- $220,000 - $275,000 a year
- Full-time
- 11+ years
- Office
- Bachelor's degree
- Health insurance
- Dental insurance
Head of Bank Regulatory and Prudential Regulatory Affairs
Société Générale —New York, NY
- $247,000 - $700,000 a year
- Hybrid work
- Microsoft Word
- Microsoft Excel
- Writing skills
- Health insurance
- Dental insurance
Head of Legal, Risk & Compliance
DataCT LLC —New York, NY
- $275,000 - $325,000 a year
- Full-time
- 11+ years
- Office
- Senior level
- Disability insurance
- Health insurance
Quick Apply
Head of Data Science - Identity & Compliance
Socure —New York, NY
- $250,000 - $300,000 a year
- Full-time
- Hybrid work
- Computer Science
- Public speaking
- System design
Head of US Compliance Risk and Assurance (Senior Director)
Menarini Group —New York, NY
- $215,000 - $268,551 a year
- Office
- Bachelor's degree
- Mentoring
- Health savings account
- AD&D insurance
Head of Legal & Compliance, PIMCO Investments LLC
PIMCO —New York, NY
- $265,000 - $305,000 a year
- Online Application
- 7 years
- Office
- Analysis skills
Head of US Risk & Compliance (Ethics & Professional Responsibility) - New Haven, New York, Greenwich
Withersworldwide —New York, NY
- $280,000 - $350,000 a year
- Email
- 6 years
- Travel
- Senior level
Head of Broker Dealer Compliance, Americas and Chief Compliance Officer
Marex —New York, NY
- $290,000 - $335,000 a year
- Full-time
- Office
- Senior level
- Leadership
Quick Apply
1d
Chief Compliance Officer
Moment —New York, NY
- $260,000 - $290,000 a year
- Full-time
- Office
- Senior level
- Under 1 year
- Dental insurance
- Vision insurance
Quick Apply
Chief Legal & Compliance Officer
AFRICAN AMERICAN PLANNING COMMISSION INC —Brooklyn, NY
- $200,000 a year
- Office
- Senior level
Quick Apply
Head of Environmental Compliance, US
Reckitt —Nutley, NJ
- $134,000 - $168,000 a year
- Master's degree
- Continuous improvement
- Senior level
- Paid parental leave
- Disability insurance

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head of compliance jobs near chelsea ny

Senior Vice President, Head of Commodities and Global Markets Regulatory Compliance

Macquarie Group Limited -
New York, NY

Apply Now

Job Details

Full-time
$250,000 - $312,000 a year

Benefits

Paid parental leave
Health savings account
Disability insurance
Dependent care reimbursement
Health insurance
Dental insurance
Work from home
Parental leave
Employee assistance program
Vision insurance
Life insurance

Qualifications

Record keeping
Compliance risk assessment
Program management
Program development
Securities & Exchange Commission
Global team management
Securities law compliance support experience
Financial regulatory audit coordination
Securities law
Regulatory compliance analysis
Risk assessment implementation

Full Job Description

Join a dynamic compliance team supporting a leading Swap Dealer and Security-Based Swap Dealer, working closely with the Chief Compliance Officer and Global Head of the Commodities and Global Markets Compliance team to uphold critical regulatory standards. This role offers a unique opportunity to shape and enhance a complex derivatives compliance program while engaging directly with regulators and senior stakeholders.

While Macquarie offers hybrid working for many of our roles, this role does require 3 days a week in our office location.

We are a global financial services group operating in 30 markets with 57 years of unbroken profitability. At Macquarie, you’re empowered to shape a career that is fulfilling and creates value. You will bring your insights and expertise to the task at hand and feel supported as you make your own kind of impact for a better future.

What role will you play?

This role involves managing a global team where you will primarily support the development, implementation, and oversight of the firm’s SD/SBSD compliance program, ensuring alignment with CFTC, SEC, and NFA regulations, including Dodd Frank Title VII requirements. Additionally, other key areas such as benchmarks and global margin rules will be within your remit. You will act as a subject matter expert on derivatives compliance, advising business, legal, and control functions on regulatory expectations and best practices. The position includes leading key initiatives such as compliance program enhancements, regulatory reporting, and policy development. You will also play a significant role in regulatory engagement, including audits and examinations, while collaborating cross-functionally with trading, risk, and operations teams.

What you offer

10+ years of experience in financial services, with a strong focus on derivatives compliance, swap dealer regulation, or securities law
Experience in managing a global team
In-depth knowledge of CFTC, SEC, and NFA rules and regulations, particularly those applicable to swap and SBSD activities
Experience in developing and managing compliance programs, regulatory reporting, and risk assessments
Strong understanding of trade execution, margin requirements, recordkeeping, reporting, and business conduct standards for swap dealer and SBSD entities
Proven ability to interact with regulators, auditors, and senior management
Excellent analytical, communication, and project management skills
Prior experience at a swap dealer, security-based swap dealer, regulatory agency, or law firm focusing on derivatives regulation
Ability to manage multiple priorities and work effectively in a fast-paced environment
JD preferred

Salary range for this position: $250,000 - $312,000/Year. Actual base salary may vary based upon, but not limited to, relevant experience, time in role, peer and market data, prior performance, business sector, and geographic location. You may also be eligible for an annual discretionary incentive compensation award. You can further read about the full spectrum of benefits we offer our people listed below.

We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

What we offer

At Macquarie, you’re empowered to shape a career that’s rewarding in all the ways that matter most to you. Macquarie employees can access a wide range of benefits which, depending on eligibility criteria, include:

1 wellbeing leave day per year and a minimum of 25 days of annual leave
20 weeks’ paid parental leave for primary caregivers along with 12 days of paid transition leave upon return to work and 6 weeks’ paid leave for secondary caregivers
2 days of paid volunteer leave and donation matching
Benefits and initiatives to support your physical, mental and financial wellbeing such as medical, prescription drug, dental, and vision insurance; health savings account and dependent day care savings account; life insurance, disability, and other insurance plans; 401(k) and short/long term disability
Access to our Employee Assistance Program, a robust behavioural health network with counselling and coaching services
Access to a wide range of learning and development opportunities, including reimbursement for professional membership or subscription
Recognition and service awards
Hybrid and flexible working arrangements, dependent on role
Reimbursement for work from home equipment

About the Risk Management Group

Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, market risk, operational risk, aggregate risk and prudential, and central.

Inclusion at Macquarie

We are committed to providing an inclusive environment for all, where different experiences, skills and perspectives are valued and respected. Macquarie provides access to opportunities for all individuals regardless of race, colour, religion, sex, sexual orientation, national origin, age, disability, protected veteran status, genetic information, marital status, gender identity or any other characteristic or circumstance.

We provide reasonable accommodation to individuals who may need support during the recruitment process and employment. If you require an accommodation, please let us know during the application process.

Apply Now

Refine Your Search

head of compliance jobs in chelsea ny

Senior Vice President, Head of Commodities and Global Markets Regulatory Compliance

Head of Financial Crime Compliance (FCC)

Head of Financial Crime Compliance (FCC)

Legal & Compliance Department-SVP, Deputy Head of US Sanctions Compliance

Head of US Compliance and Deputy Chief Compliance Officer

Head of Compliance, Gemini Galactic Markets, LLC

Head of Fraud

Legal & Compliance Department-SVP, Deputy Head of US Sanctions Compliance

Head of Fraud & Risk Management Operations

Head of FCRA Operations and Compliance

Head of Bank Regulatory and Prudential Regulatory Affairs

Head of Legal, Risk & Compliance

Head of Data Science - Identity & Compliance

Head of US Compliance Risk and Assurance (Senior Director)

Head of Legal & Compliance, PIMCO Investments LLC

Head of US Risk & Compliance (Ethics & Professional Responsibility) - New Haven, New York, Greenwich

Head of Broker Dealer Compliance, Americas and Chief Compliance Officer

Chief Compliance Officer

Chief Legal & Compliance Officer

Head of Environmental Compliance, US

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