Top 312 senior client associate Jobs in chicago, il

AML & Compliance Testing, Senior Associate
HighTower Advisors —Chicago, IL
- $90,000 - $100,000 a year
- Full-time
- Office
- 3 years
- Analysis skills
- Paid parental leave
- Health savings account
Quick Apply
Senior Associate, Private Markets Fund Accounting
SS&C Technologies —Chicago, IL
- $50,000 - $100,000 a year
- Online Application
- CPA
- Mid-level
- Bachelor's degree
- Paid holidays
- Health insurance
Senior Associate Attorney
Distinct Recruitment —Chicago, IL
- $340,000 - $360,000 a year
- Full-time
- Hybrid work
- 6 years
- Senior level
- Communication skills
- Paid parental leave
- Paid holidays
Quick Apply
3d
Senior Tax Associate
Everforth CyberCoders —Lombard, IL
- $85,000 - $110,000 a year
- Full-time
- CPA
- Mid-level
- Office
- Paid holidays
- Health insurance
Quick Apply
1d
Senior Tax Associate
Distinct Recruitment —Chicago, IL
- $95,000 - $130,000 a year
- Full-time
- Hybrid work
- CPA
- Mentoring
- Senior level
- Health insurance
- Dental insurance
Quick Apply
3d
Senior Tax Associate
Distinct Recruitment —Bolingbrook, IL
- $75,000 - $90,000 a year
- Full-time
- Hybrid work
- CPA
- Office
- US work authorization
- Continuing education credits
- Health insurance
Quick Apply
2d
Fixed Income Senior Associate
HighTower Advisors —Chicago, IL
- $65,000 - $100,000 a year
- Full-time
- Mid-level
- Office
- 3 years
- Paid parental leave
- Health savings account
Quick Apply
3d
Senior Associate, Family Office Tax Practice
KPMG —Chicago, IL
- Full-time
- Management
- CPA
- Research
- Disability insurance
- Health insurance
3d
Senior Associate, Business Tax Services - Asset Management
KPMG —Chicago, IL
- Full-time
- Mid-level
- Bachelor's degree
- Team management
- Disability insurance
- Health insurance
3d
Senior Associate, SAP S4 Public Cloud Professional Services Automation (PSA)
KPMG —Chicago, IL
- Full-time
- Mid-level
- Finance
- Bachelor's degree
- Disability insurance
- Health insurance
2d
Senior Associate, Cloud Engineering - CMDB
KPMG —Chicago, IL
- $87,970 - $188,945 a year
- Full-time
- Computer Science
- DevOps
- Mid-level
- Disability insurance
- Health insurance
3d
Senior Associate, Integrated Partnership Solutions Tax
KPMG —Chicago, IL
- Full-time
- Mid-level
- Office
- Microsoft Office
- Disability insurance
- Health insurance
3d
Senior Associate, HR Integration, M&A Strategy
KPMG —Chicago, IL
- Full-time
- Mid-level
- Bachelor's degree
- Team management
- Disability insurance
- Health insurance
2d
Assurance Senior Associate
Robert Half —Chicago, IL
- $95,000 - $110,000 a year
- Hybrid work
- CPA
- Mid-level
- 3 years
- Disability insurance
- Health insurance
Quick Apply
9d
Senior Associate, Cloud DevOps Engineer
KPMG —Chicago, IL
- $87,970 - $188,945 a year
- Full-time
- Computer Science
- DevOps
- Mid-level
- Disability insurance
- Health insurance
3d
Senior Associate, HR Integration, M&A Strategy
KPMG —Chicago, IL
- Full-time
- Mid-level
- Bachelor's degree
- Team management
- Disability insurance
- Health insurance
1d
Senior Tax Associate
Distinct —Oakbrook Terrace, IL
- $85,000 - $105,000 a year
- Full-time
- Hybrid work
- Mentoring
- Senior level
- Profit sharing
- Paid training
Quick Apply
4d
Senior Associate Attorney
Everforth CyberCoders —Chicago, IL
- Full-time
- 5 years
- Business development
- Analysis skills
- Dental insurance
- 401(k)
Quick Apply
1d
Senior Associate Attorney
Everforth CyberCoders —Chicago, IL
- Full-time
- Management
- 5 years
- Business development
- Dental insurance
- Paid time off
Quick Apply
1d
Senior Billing Specialist
Banner Witcoff —Chicago, IL
- $80,000 - $95,000 a year
- Online Application
- Hybrid work
- Research
- Mid-level
- Office
- Health insurance
- Dental insurance

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AML & Compliance Testing, Senior Associate

HighTower Advisors -
Chicago, IL

Quick Apply

Job Details

Full-time
$90,000 - $100,000 a year

Benefits

Paid parental leave
Health savings account
Health insurance
Dental insurance
Paid time off
Parental leave
Vision insurance
401(k) matching
Loan assistance
Pet insurance

Qualifications

Investment firm experience
Securities & Exchange Commission
Securities companies

Full Job Description

Our Story
Founded in 2008, Hightower is a wealth management firm that provides investment, financial and retirement planning services to individuals, foundations and family offices, as well as 401(k) consulting and cash management services to corporations. Hightower's capital solutions, operational support services, size and scale empower its vibrant community of independent-minded wealth advisors to grow their businesses and help their clients achieve their financial vision. Based in Chicago with advisors across the U.S., we operate as a registered investment advisor (RIA).

Your Future Team
Hightower’s Compliance Department strives to provide industry-leading support to the firm’s advisor teams. We are passionate about serving as collaborators within all facets of the organization and focus on developing processes and strategies that are effective for advisors, their clients, and other mid and back-office departments, while adhering to the spirit of the regulation. This position is located in Chicago, IL and is hybrid with 4 days in the office.
What You’ll Do
The Senior Associate, AML & Compliance Testing is a dual-hat role with primary responsibility for administering the firm’s Anti-Money Laundering (AML) program under the Bank Secrecy Act (BSA) for its FINRA regulated broker-dealer (BD) operations and SEC-registered investment adviser (IA) as well as supporting risk-based compliance testing across our IA operations. The role requires a strong understanding of the differing regulatory obligations applicable to broker-dealers and registered investment advisers, including AML applicability, fiduciary obligations, disclosure requirements, and supervisory controls. This position reports to the Executive Director, Compliance.
AML Program

Serve as the firm’s designated AML Compliance Officer pursuant to FINRA Rule 3310.
Own, maintain, and enhance AML Program, including policies, procedures, and internal controls.
Oversee Customer Identification Program (CIP), Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD).
Ensure all OFAC checks are accomplished and documented.
Review transaction monitoring alerts, exception reports, and surveillance outputs related to broker-dealer activity.
Investigate potential suspicious activity and prepare, review, and file Suspicious Activity Reports (SARs) with FinCEN.
Manage AML-related regulatory requests, law enforcement inquiries, and information-sharing obligations, including Sections 314(a) and 314(b).
Ensure that annual AML training is delivered to registered representatives and applicable staff.
Oversee AML service providers, surveillance tools, and clearing firm relationships.

Compliance Testing Program

Perform independent testing of compliance controls for BD and IA requirements, including supervision, fiduciary duty, disclosures, conflicts of interest, communications, and recordkeeping.
Conduct walkthroughs, sample testing, and root-cause analysis to assess control design and operating effectiveness.
Prepare clear, regulator-ready testing reports with findings, risk ratings, and corrective action recommendations.
Track remediation efforts, validate closures, and maintain testing documentation for regulatory review.

What You’ll Bring

Bachelor’s degree or equivalent professional experience.
3-7+ years of experience in compliance, supervision, or a related function within a broker-dealer or RIA, with specific BSA/AML experience required.
Strong working knowledge of FINRA Rules 3310, 3110, and 3120; BSA/AML regulations, and SEC Advisers Act requirements.
Strong analytical, investigative, and problem-solving skills.
Excellent written and verbal communication skills for regulatory and executive audiences.
Ability to assess and articulate regulatory distinctions between BD and IA requirements.
Independent judgment with a collaborative, risk-based approach.
Strong organizational and project management capabilities.
Support the compliance function by completing additional projects and responsibilities as assigned.

What We Offer

Coverage on the first day of employment for medical, dental, and vision insurance
Paid parental leave (16 weeks for primary caregiver and 8 weeks for secondary caregiver)
Mother's lounge onsite
Flexible PTO plan
Free gym in the Chicago office
401k matching plan
HSA employer contributions
Student loan assistance
Pet insurance
Base salary of $90,000-$100,000 plus discretionary bonus (exact base salary amount will be dependent on experience)

AN EQUAL OPPORTUNITY EMPLOYER: Hightower is an equal opportunity employer and does not discriminate based upon race, color, religion, sex, sexual orientation, pregnancy, marital status, national origin, citizenship, veteran status, ancestry, age (over 40), physical or mental disability, medical condition (cancer-related), gender identity or expression, genetic information including sickle cell or hemoglobin C trait, or any other consideration made unlawful by applicable federal, state, or local law.

You are a U.S. citizen, U.S. permanent resident or possess other unrestricted U.S. work authorization and will not require sponsorship for U.S. work authorization now or anytime in the future.

Quick Apply

Refine Your Search

senior client associate jobs in chicago, il

AML & Compliance Testing, Senior Associate

Senior Associate, Private Markets Fund Accounting

Senior Associate Attorney

Senior Tax Associate

Senior Tax Associate

Senior Tax Associate

Fixed Income Senior Associate

Senior Associate, Family Office Tax Practice

Senior Associate, Business Tax Services - Asset Management

Senior Associate, SAP S4 Public Cloud Professional Services Automation (PSA)

Senior Associate, Cloud Engineering - CMDB

Senior Associate, Integrated Partnership Solutions Tax

Senior Associate, HR Integration, M&A Strategy

Assurance Senior Associate

Senior Associate, Cloud DevOps Engineer

Senior Associate, HR Integration, M&A Strategy

Senior Tax Associate

Senior Associate Attorney

Senior Associate Attorney

Senior Billing Specialist

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