Top 82 Senior compliance auditor Jobs in Chicago, Il

Senior Auditor - Compliance
U.S. Bank National Association —Chicago, IL
- $92,820 - $109,200 a year
- Full-time
- 5 years
- Office
- Finance
- Paid holidays
- Disability insurance
Billing Compliance, Senior Auditor
Endeavor Health —Evanston, IL
- $30.46 - $45.69 an hour
- Full-time
- Hybrid work
- Microsoft Word
- Research
- 3 years
- Free parking
- Wellness program
Senior Analyst, Trade Compliance and Operations
Hydro —Rosemont, IL
- $86,934 - $118,210 a year
- Microsoft Access
- Microsoft Outlook
- 5 years
- Disability insurance
- Health insurance
Senior Audit Associate
Everforth —Westmont, IL
- $90,000 - $120,000 a year
- Full-time
- CPA
- 5 years
- Office
Quick Apply
4d
Senior Internal Auditor
FERRERO —Chicago, IL
- $113,026 - $150,701 a year
- Online Application
- Hybrid work
- Microsoft Word
- Spanish
- Microsoft Excel
- Health insurance
- Paid time off
Senior Quality Manager
M. A. Mortenson Company —Chicago, IL
- $116,900 - $175,400 a year
- 7 years
- Driver's License
- Team management
- AD&D insurance
- Paid holidays
Senior Auditor
Contact Government Services, LLC —Chicago, IL
- $80,000 - $150,000 a year
- Full-time
- Hybrid work
- CPA
- 5 years
- Analysis skills
- Health insurance
- Dental insurance
Quick Apply
Senior Auditor - Corporate Treasury
U.S. Bank National Association —Chicago, IL
- $98,345 - $115,700 a year
- Full-time
- 5 years
- Office
- Analysis skills
- Paid holidays
- Disability insurance
Senior Analyst, Compliance
Invenergy —Chicago, IL
- $82,000 - $98,000 a year
- Full-time
- Microsoft Excel
- Mid-level
- Office
- Health insurance
- Dental insurance
Senior Auditor - Financial Crimes
U.S. Bank National Association —Chicago, IL
- $81,515 - $95,900 a year
- Full-time
- Mid-level
- Office
- 3 years
- Paid holidays
- Disability insurance
9d
Senior Staff Representative - Quality Assurance, Off-Wing Surveillance
United Airlines —Chicago, IL
- $89,965 - $117,212 a year
- Full-time
- Up to 50% travel
- Military
- Engineering
- Paid holidays
- Disability insurance
8d
Internal Audit Senior Manager - Americas
Mars —Chicago, IL
- $134,400 - $184,800 a year
- Full-time
- Hybrid work
- CPA
- Writing skills
- Office
- Health insurance
- Dental insurance
10d
Senior Quality Engineer
Tempus —Chicago, IL
- $90,000 - $150,000 a year
- Full-time
- Hybrid work
- Computer Science
- Bachelor of Science
- Office
- Health insurance
Senior Auditor
CNH Industrial —Oak Brook, IL
Senior Compliance Analyst
Peak6 —Chicago, IL
- $88,000 - $110,000 a year
- Microsoft Office
- 3 years
- Analysis skills
- Health savings account
- Health insurance
Sr. Director, Manufacturing Quality
Ferrara Candy Company, Inc. —Chicago, IL
- $162,975 - $228,165 a year
- Senior level
- Health insurance
- Paid time off
Senior Internal Auditor
Guidehouse —Chicago, IL
- $68,000 - $113,000 a year
- Oracle
- CPA
- Mid-level
- Health savings account
- Paid holidays
Senior Internal Auditor
Guidehouse Inc. —Chicago, IL
- $68,000 - $113,000 a year
- Full-time
- Oracle
- CPA
- Mid-level
- Health savings account
- Paid holidays
Senior Internal Auditor
Artius Solutions —Chicago, IL
- $90,000 - $150,000 a year
- CPA
- Mid-level
- Office
Quick Apply
Senior Compliance Analyst - Product Testing
Wintrust Financial Corporation —Rosemont, IL
- $85,000 - $110,000 a year
- Full-time
- 5 years
- Mid-level
- Office
- AD&D insurance
- Employee stock purchase plan

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senior compliance auditor jobs near chicago, il

Senior Auditor - Compliance

U.S. Bank National Association -
Chicago, IL

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Job Details

Full-time
$92,820 - $109,200 a year

Benefits

Paid holidays
Disability insurance
Health insurance
Dental insurance
401(k)
Adoption assistance
Parental leave
Vision insurance
Life insurance

Qualifications

Bachelor's degree in management information systems
Staff supervision
Risk-based auditing
Internal controls
Auditors team management
Management Information Systems
Audit report preparation
Finance
Public accounting
Audit engagement planning
5 years
Bachelor's degree in finance
Spreadsheets
Presentations for conferences or internal meetings
Industry knowledge of banking risk management
Information Systems
Finance
Analysis skills
Bachelor's degree
Financial regulatory audit coordination
Financial compliance audits
Accounting firm experience
Internal compliance assessments
Productivity software
Root cause analysis
Bachelor's degree in accounting
Internal audit control reports
Regulatory compliance analysis
Senior level
Project planning phase

Full Job Description

At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at—all from Day One.

Job Description

The Senior Auditor supports the Corporate Audit Services (CAS) Compliance team by executing audit engagements to assess business processes, identify key compliance risks and controls, and evaluate control design and effectiveness. Responsibilities include performing or overseeing control testing and documenting results in accordance with internal audit standards.

The role partners with Lines of Business and RCA stakeholders to strengthen risk management practices and ensure compliance with applicable laws and regulations. The Senior Auditor identifies control gaps, recommends mitigation strategies, escalates risks as appropriate, and serves as a liaison across the Lines of Defense.

Primary Responsibilities

Assists the audit team management in planning audit engagements. Includes understanding risk and risk management techniques; identifying and analyzing business processes, key risks and critical controls; interviewing auditees; and evaluating control design adequacy.
Performs or supervises staff auditors in the testing of controls based on audit program directions. Includes using appropriate sampling and control testing techniques; identifying and assessing the relevancy of possible issues; and documenting work performed to support audit scope/conclusions, to facilitate an efficient review, and to meet internal audit policies and procedures.
Drafts audit issues under the supervision of the audit team management. Includes drafting potential exposures and significance, identifying appropriate root causes, and developing recommendations that are operationally effective and cost-effective actions to address those causes.
Assists the audit team management in the reporting and wrap-up phases of audits. Includes assisting with drafting audit reports.
Applies insights and guidance gained through coaching.
Performs other duties as requested by management.

Basic Qualifications

Bachelor's degree, or equivalent work experience
Five to seven years of applicable experience

Preferred Skills/Experience

Consumer compliance or regulatory compliance is highly preferred
Bachelor’s degree (preferably in Accounting, Finance, Management Information Systems [MIS]).
Five or more years of experience in internal auditing, public accounting, or other relevant experience.
Strong critical thinking and analytical skills.
Ability to manage multiple tasks and deadlines simultaneously.
Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business
Advanced understanding of the business line's operations, products/services, systems, and associated risks/controls
Advanced knowledge of Risk/Compliance/Audit competencies
Strong process facilitation, project management, and analytical skills
Must possess business acumen and credibility to help business line(s) proactively identify and address changing workforce needs
Excellent presentation, interpersonal, written and verbal communication skills
Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations
Applicable professional certifications preferred

This role requires working from a U.S. Bank location three (3) or more days per week.

If there’s anything we can do to accommodate a disability during any portion of the application or hiring process, please refer to our disability accommodations for applicants.

Benefits:

Our approach to benefits and total rewards considers our team members’ whole selves and what may be needed to thrive in and outside work. That's why our benefits are designed to help you and your family boost your health, protect your financial security and give you peace of mind. Our benefits include the following:

Healthcare (medical, dental, vision)
Basic term and optional term life insurance
Short-term and long-term disability
Pregnancy disability and parental leave
401(k) and employer-funded retirement plan
Paid vacation (from two to five weeks depending on salary grade and tenure)
Up to 11 paid holiday opportunities
Adoption assistance
Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law

Review our full benefits available by employment status here.

U.S. Bank is an equal opportunity employer. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, and other factors protected under applicable law.

E-Verify

U.S. Bank participates in the U.S. Department of Homeland Security E-Verify program in all facilities located in the United States and certain U.S. territories. The E-Verify program is an Internet-based employment eligibility verification system operated by the U.S. Citizenship and Immigration Services.

The salary range reflects figures based on the primary location, which is listed first. The actual range for the role may differ based on the location of the role. In addition to salary, U.S. Bank offers a comprehensive benefits package, including incentive and recognition programs, equity stock purchase 401(k) contribution and pension (all benefits are subject to eligibility requirements). Pay Range: $92,820.00 - $109,200.00

U.S. Bank will consider qualified applicants with arrest or conviction records for employment. U.S. Bank conducts background checks consistent with applicable local laws, including the Los Angeles County Fair Chance Ordinance and the California Fair Chance Act as well as the San Francisco Fair Chance Ordinance. U.S. Bank is subject to, and conducts background checks consistent with the requirements of Section 19 of the Federal Deposit Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.

Applicants must be able to comply with U.S. Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety policies.

Posting may be closed earlier due to high volume of applicants.

Apply Now

Refine Your Search

senior compliance auditor jobs in chicago, il

Senior Auditor - Compliance

Billing Compliance, Senior Auditor

Senior Analyst, Trade Compliance and Operations

Senior Audit Associate

Senior Internal Auditor

Senior Quality Manager

Senior Auditor

Senior Auditor - Corporate Treasury

Senior Analyst, Compliance

Senior Auditor - Financial Crimes

Senior Staff Representative - Quality Assurance, Off-Wing Surveillance

Internal Audit Senior Manager - Americas

Senior Quality Engineer

Senior Auditor

Senior Compliance Analyst

Sr. Director, Manufacturing Quality

Senior Internal Auditor

Senior Internal Auditor

Senior Internal Auditor

Senior Compliance Analyst - Product Testing

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