Top 196 Series 7 Jobs in Chicago, Il

Execution Services Analyst
Phillip Capital Inc. —Chicago, IL
- $95,000 - $115,000 a year
- Email
- Hybrid work
- Background check
- Computer Science
- 5 years
- Free parking
- Paid parental leave
Quick Apply
Leader - Trading Platform - with series 7
Zacks Investment Research Inc —Chicago, IL
- $100,000 - $150,000 a year
- Full-time
- Hybrid work
- Management
- Senior level
- Marketing
- Health insurance
- Dental insurance
Quick Apply
U.S. Private Bank - Client Service Associate
JPMorganChase —Chicago, IL
- $65,000 - $83,000 a year
- Full-time
- Microsoft Excel
- Microsoft Outlook
- Mid-level
- Health insurance
- Tuition reimbursement
Registered Private Wealth Client Associate
Bank of America —Chicago, IL
- $25 - $44 an hour
- Full-time
- Microsoft Word
- Microsoft Excel
- Writing skills
Investment Consultant - Orland Park, IL
Fidelity Investments —Orland Park, IL
- $59,000 - $74,000 a year
- Full-time
- Mid-level
- Office
- Experience equivalent to degree accepted
- Loan repayment program
- Tuition reimbursement
Registered Service Associate
Morgan Stanley —Chicago, IL
- $35,260 - $90,000 a year
- Full-time
- Writing skills
- Mid-level
- Office
- Health savings account
- Paid holidays
Associate Wealth Market Leader
U.S. Bank National Association —Chicago, IL
- $111,605 - $144,430 a year
- Full-time
- Bachelor's degree
- US work authorization
- Recruiting
- Paid holidays
- Disability insurance
Wealth Management Client Associate
Bank of America —Chicago, IL
- $25 - $44 an hour
- Full-time
- Microsoft Word
- Microsoft Excel
- Writing skills
Sr Associate, Brokerage Operations
Northern Trust Corp. —Chicago, IL
- $67,500 - $111,500 a year
- Full-time
- Hybrid work
- Mid-level
- Office
- Mentoring
- Health insurance
- Dental insurance
2d
Consumer Investments - Investment Specialist Trainee (Obtain SIE, Series 7 & 66)
Bank of America —Chicago, IL
- $26.92 - $29.33 an hour
- Full-time
- Computer literacy
- Writing skills
- High school diploma or GED
Client Support Specialist- Greater Chicago, IL Area (REMOTE)
Fidelity Investments —Chicago, IL
- $44,000 - $80,000 a year
- Full-time
- Mid-level
- Residential
- Business development
- Loan repayment program
- Tuition reimbursement
Financial Consultant - Gold Coast, IL
Fidelity Investments —Chicago, IL
- $60,000 - $75,000 a year
- Full-time
- Mid-level
- Office
- Mentoring
- Loan repayment program
- Tuition reimbursement
11d
Broker Operations Associate
M1 Finance —Chicago, IL
- $70,000 - $85,000 a year
- Full-time
- Remote
- Mid-level
- Office
- SQL
- Disability insurance
- Dental insurance
Quick Apply
Client Specialist
Robert W. Baird —Chicago, IL
- $24.36 - $36.67 an hour
- Microsoft Excel
- Mid-level
- Office
- Opportunities for advancement
Banking & Lending Product Support Specialist
Royal Bank of Canada —Chicago, IL
- $55,000 - $104,500 a year
- Full-time
- Data analysis skills
- Mid-level
- Office
- Disability insurance
- Health insurance
Compliance, Private Wealth Management (PWM) Compliance, Associate, Chicago
Goldman Sachs —Chicago, IL
- $65,000 - $120,000 a year
- Full-time
- Mid-level
- Office
- 3 years
- Disability insurance
- Health insurance
Client Relationship Manager Mid - Market
Voya Financial —Chicago, IL
- $100,070 - $157,470 a year
- Full-time
- Remote
- 6 years
- Mid-level
- Bachelor's degree
- Paid holidays
- Health insurance
Investment Consultant
Mesirow Financial Administrative Corp —Chicago, IL
- $70,000 - $120,000 a year
- Hybrid work
- Microsoft Excel
- Mid-level
- Office
Quick Apply
9d
Fixed Income Trader
Northern Trust Corp. —Chicago, IL
- $116,100 - $156,700 a year
- Full-time
- Mid-level
- 3 years
- Bachelor's degree
- Health insurance
- Dental insurance
Relationship Manager - Gold Coast, IL
Fidelity Investments —Chicago, IL
- $48,000 - $91,000 a year
- Full-time
- Mid-level
- Office
- Loan repayment program
- Tuition reimbursement

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series 7 jobs near chicago, il

Execution Services Analyst

Phillip Capital Inc. -
Chicago, IL

Quick Apply

Job Details

Full-time
$95,000 - $115,000 a year

Benefits

Free parking
Paid parental leave
Health savings account
Health insurance
On-site gym
Dental insurance
401(k)
Paid time off
Parental leave
Vision insurance
401(k) matching
Life insurance

Qualifications

Economics
Computer Science
Compliance-related internal reports
Order management system
Engineering
Investment management software
Regulatory reporting
Accurate transaction records management
Finance
Series 7
Securities law compliance support experience
Bachelor's degree
Financial data management
Trading platforms
Business
Series 3
Trade desk support
Experience at securities companies
Trade settlement

Full Job Description

We’re Hiring – Execution Services Analyst

Location: Chicago, IL (Hybrid)

Phillip Capital Inc., located in Chicago, is dually registered with the SEC/FINRA as a self-clearing Broker Dealer and the Commodity Futures Trading Commission (CFTC) as a registered Futures Commission Merchant (FCM) serving the financial community with customized clearing, custody and global market access solutions.

What We Offer

We provide an environment where you can grow your skills and make meaningful, visible contributions to your team and the broader organization. Our culture is built on integrity, accountability, open communication, and continuous improvement, with a focus on building for the long term. Our office, located in the iconic Board of Trade Building, offers convenient access to Metra and CTA lines and is steps away from restaurants, parks, shopping, and cultural institutions. Building amenities include an onsite gym, indoor bicycle parking, a game room, and a rooftop deck with exceptional views.

About the Role

We’re looking for a detail‑oriented Execution Services Analyst to support day‑to‑day trading operations across futures, equities, and options in a self‑clearing broker‑dealer and FCM environment. In this role, you’ll partner closely with clients and brokers to manage market access, connectivity, and the full spectrum of trading‑related issues. You will collaborate with Customers, Clearing, Technology, Compliance, and Risk to ensure accurate trade capture, timely clearing and settlement, effective exception management, and strict regulatory adherence across multiple markets and asset classes. This position is ideal for someone who thrives in a fast‑paced operational environment, values precision and control, and enjoys driving continuous process improvements.

What You Will Do

Monitor real-time trade flow across various execution platforms to ensure all trades are captured accurately and timely.
Identify, investigate, and resolve trade discrepancies between front-office systems and clearing before market settlement.
Ensure daily accuracy and timely submission of regulatory reports, including but not limited to CAT (Consolidated Audit Trail) and ESMA/MiFID II transaction reporting.
Assist Compliance during internal and external audits by providing trade data, workflow documentation, and evidence of controls.
Maintain platform risk controls in alignment with regulatory standards; monitor automated alerts and collaborate with Risk to address intraday margin breaches, collateral optimization, and credit limit exceptions.
Partner with internal IT teams and technology partners to test and implement upgrades to the clearing infrastructure and integration with execution platforms.
Maintain and update internal documentation to reflect changing market regulations and internal policy shifts.
Provide first-line support delivering rapid resolution for operational queries, trade modifications and systems changes while ensuring all amendments remain within the firm’s established risk and regulatory parameters.

Qualifications

Minimum 5 years of professional experience in trade support or middle-office operations, specifically within a self-clearing broker-dealer, FCM, clearing exchange or proprietary trading firm.
Series 7 certification is required. Series 3 certification is highly preferred.
Proficient understanding of the trade lifecycle, including execution, enrichment, clearing, and final settlement processes.
Experience working with clearing houses such as DTCC/NSCC, OCC, or CME Clearing.
Experience with industry-standard Order Management Systems, derivatives trading platforms and clearing systems.
Strong ability to perform complex cash and position reconciliations and resolve trade breaks in a time-sensitive environment.
Intermediate to advanced proficiency in Excel (VLOOKUPs, Pivot Tables, Macro) and experience with manipulating large data sets for order extraction and trade reconciliation is highly preferred.
Proven familiarity with industry regulations and recordkeeping requirements (e.g., FINRA, SEC, CFTC, and specific exchange rules).
Ability to work a flexible schedule, including early morning or late evening shifts, to align with global market opens/closes and "follow the sun" hand-off protocols.
Degree in business, finance, economics, computer science, engineering or related field.

To be considered for this position, please apply via LinkedIn or submit a resume directly to [email protected] with “Execution Services” in the subject line. Phillip Capital Inc. will not consider candidates sent by recruiters for this position.

Job Type: Full-time

Pay: $95,000.00 - $115,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Health insurance
Health savings account
Life insurance
Paid parental leave
Paid time off
Parental leave
Vision insurance

Application Question(s):

Will you, now or in the future, require sponsorship for employment visa status (e.g. H-1B visa status)?

Education:

Bachelor's (Preferred)

Experience:

trade support or middle-office operations: 5 years (Required)

License/Certification:

Series 7 (Required)
Series 3 (Preferred)

Ability to Commute:

Chicago, IL 60604 (Required)

Work Location: Hybrid remote in Chicago, IL 60604

Quick Apply

Refine Your Search

series 7 jobs in chicago, il

Execution Services Analyst

Leader - Trading Platform - with series 7

U.S. Private Bank - Client Service Associate

Registered Private Wealth Client Associate

Investment Consultant - Orland Park, IL

Registered Service Associate

Associate Wealth Market Leader

Wealth Management Client Associate

Sr Associate, Brokerage Operations

Consumer Investments - Investment Specialist Trainee (Obtain SIE, Series 7 & 66)

Client Support Specialist- Greater Chicago, IL Area (REMOTE)

Financial Consultant - Gold Coast, IL

Broker Operations Associate

Client Specialist

Banking & Lending Product Support Specialist

Compliance, Private Wealth Management (PWM) Compliance, Associate, Chicago

Client Relationship Manager Mid - Market

Investment Consultant

Fixed Income Trader

Relationship Manager - Gold Coast, IL

I want to receive the latest job alert for series 7 in chicago, il

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