Top 147 Operating officer Jobs in Cincinnati, Oh

AVP, Fund Compliance - Mutual Funds
Ultimus Fund Solutions —Cincinnati, OH
- $75,000 - $100,000 a year
- Full-time
- Writing skills
- Office
- 3 years
Quick Apply
Physician (Gastroenterology)
US Veterans Health Administration —Cincinnati, OH
- $315,000 - $400,000 a year
- Online Application
- Background check
- Medicine
- Management
- Paid holidays
- Dental insurance
Class A Linehaul Driver
Pitt Ohio —Cincinnati, OH
- $0.76 per mile
- Full-time
- Hazmat Endorsement
- Pass drug screening
- Mid-level
- Profit sharing
- Paid holidays
Military Service - Air Force Reserve, Aerospace Ground Equipment
Military Service - Air Force Reserve —Cincinnati, OH
- From $40,000 a year
- Part-time
- Mid-level
- Health insurance
- Tuition reimbursement
Class A Linehaul Driver- 5 PM Start
US Cargo —Cincinnati, OH
- From $30.59 an hour
- Full-time
- Hazmat Endorsement
- Pass drug screening
- CDL A
- Paid holidays
- Health insurance
Security Shift Supervisor
Securitas Security Services —Richwood, KY
- $20.00 - $24.50 an hour
- Overtime
- Computer literacy
- Writing skills
- Mid-level
- Paid holidays
- Disability insurance
Senior Financial Analyst - Supply Chain
DuBois Chemicals —Sharonville, OH
- Full-time
- Mid-level
- Office
- 3 years
Financial Crimes Officer II
Fifth Third Bank —Cincinnati, OH
- $82,100 - $172,500 a year
- Full-time
- 5 years
- Office
- Bachelor's degree
VP, Internal Audit
Macy’s —Springdale, OH
- $268,400 - $498,200 a year
- Full-time
- CPA
- 11+ years
- Finance
- Store discount
- Paid holidays
PROCUREMENT SPECIALIST
Clermont County Ohio Government —Clermont County, OH
- $30.70 - $38.05 an hour
- Full-time
- Microsoft Excel
- Bachelor of Science
- Mid-level
- Paid holidays
- Disability insurance
Surgical Technologist
Lifeline Vascular Care —Cincinnati, OH
- $32 - $38 an hour
- Online Application
- Background check
- Surgery
- Customer service
- Health savings account
- Paid holidays
Quick Apply
Call Center Representative, Public Safety Dispatch Center, Fulltime, First Shift
UC Health, LLC —Cincinnati, OH
- Overtime
- Mid-level
- Windows
- High school diploma or GED
Quick Apply
Client Intake Manager
FBT Gibbons LLP —Cincinnati, OH
- Full-time
- Remote
- Microsoft Outlook
- 3 years
- Bachelor's degree
- Profit sharing
- Paid parental leave
High Rise Building Security Officer
Securitas Security Services —Cincinnati, OH
- $17 an hour
- Part-time
- Background check
- Writing skills
- Pass drug screening
- Paid holidays
- Disability insurance
DEPARTMENT ASSISTANT/RECORDS MANAGER
Clermont County Ohio Government —Clermont County, OH
- $19.42 an hour
- Full-time
- Writing skills
- Research
- Mid-level
Manager of Information Technology
The C.W. Zumbiel Company —Hebron, KY
- Computer Science
- ERP systems
- Office
- Wellness program
- Health insurance
Manager, HS&E
Ledcor —Cincinnati, OH
- Full-time
- Construction site
- Microsoft Office
- 3 years
4d
ARP Reconciliation Associate II
Fifth Third Bank —Cincinnati, OH
- Full-time
- Research
- Mid-level
- Office
10d
Armed Protective Security Officer (PSO)
Meritus Solutions Group LLC —Cincinnati, OH
- $35.97 - $42.15 an hour
- 12 hour shift
- CPR Certification
- Military
- Pass drug screening
- Paid training
- Health insurance
Quick Apply
Armed Security Guard-OH
Bering Straits Native Corporation —Cincinnati, OH
- $22.70 - $27.34 an hour
- Background check
- CPR Certification
- Microsoft Outlook
Quick Apply

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operating officer jobs near cincinnati, oh

AVP, Fund Compliance - Mutual Funds

Ultimus Fund Solutions -
Cincinnati, OH

Quick Apply

Job Details

Full-time
$75,000 - $100,000 a year

Qualifications

Securities & Exchange Commission
Employee relationship building
Securities law compliance support experience
Securities law
Financial services
General management
Stakeholder relationship building

Full Job Description

SUMMARY
The AVP, Fund Compliance coordinates daily, monthly, and quarterly compliance workflows, including the implementation, monitoring, and testing of new and existing policies and procedures, as well as the maintenance of regulatory records for Ultimus Fund Solutions (UFS) clients.

KEY ACCOUNTABILITIES
FINANCIAL COMPLIANCE

Monitors fund compliance on a daily and monthly basis with consideration of investment detailed Prospectus, Statement of Additional Information, and Investment Company Act of 1940.
Monitors fund compliance with consideration to the quarterly and annual requirements of the Internal Revenue Code for qualifications as a regulated investment company.
Performs reviews of a subset of quarterly compliance reporting prepared by compliance associates.
Reviews the investment restrictions detailed in Prospectus and Statement of Additional Information to maintain up to date compliance checklists for new fund launches and existing clients.
Codes newly launched funds into the compliance system and performs ongoing testing of existing client funds functionality on compliance system.
Ensures compliance testing programs keep pace with market and regulatory evolution.
Provides advice and training on rules and regulations as it pertains to portfolio compliance under SEC, IRS, and internal regulations to clients and applicable personnel.

REGULATORY REPORTING

Coordinates efforts with the Financial Administration team for the development of regulatory compliance for reporting to clients, regulatory agencies, Board of Directors, and Financial Officers.

MANAGEMENT AND DEVELOPMENT

Assists in the development and maintenance of departmental procedures.

FUND AUDITS

Maintains, updates, and implements audit controls, as necessary.

PERSONNEL MANAGEMENT

Manages associates within department including, but not limited to, hiring, training, and developing associates, delegating work assignments, writing, and conducting performance appraisals, salary recommendations, coaching and counseling, and administering corrective actions.
Conducts one-on-one and team meetings with associates on a regular basis to discuss new procedures, problems, and issues.
Establishes team and individual goals for department.
Fosters performance of associates and the processes used by them; holds the associates accountable for their work.

WORKING RELATIONSHIPS

Acts as a liaison between UFS and external audit firms and regulatory agencies.
Mentors associates through instruction, coaching, providing real-time on-the-job experiences, modeling effective practices, and advising on methods used, as well as cross-training amongst departments.
Contact with Fund Accounting, Financial Administration, Relationship Management, and Legal departments regarding financial compliance activities.
Contact as needed with regulatory agencies and audit firms regarding general information, resolution of issues and inquiries or reporting requirements.

May perform other duties as required and assigned.

EDUCATION AND EXPERIENCE

Bachelor’s degree in business administration, finance, or related field.
7+ years of regulatory compliance experience.
Experience working within the financial services and mutual funds industry.
Experience working with SEC regulators.
3-5 years of management and leadership experience.
Equivalent education and experience will be considered.

KNOWLEDGE

Automated post-trade compliance system coding.
Investment Company Act of 1940.
SEC and IRS regulations.
Microsoft Office Suite.
Adobe Acrobat.

SKILLS AND ABILITIES

Aligns associates with company values and goals.
Plans and delegates the work of others.
Motivates and inspires others.
Assesses the performance of self and associates to make improvements or take corrective action.
Plans and develops systems and procedures to improve operating quality and efficiency of department in accordance with company policies and procedures.
Troubleshoots issues utilizing creative and critical thinking skills.
Multitasking, analytical, and organizational skills.
Initiative-taking, strategic, and meticulous approaches with a strong commitment to quality, efficiency, and effectiveness.
Demonstrates personal integrity, responsibility, and accountability.
Effectively uses resources such as time and information in conjunction with associates.
Participates in solving problems and making decisions.
Presents and expresses ideas and information, written and oral, clearly, and concisely.
Actively listens to others to achieve understanding and supports an open exchange of ideas and information.
Identifies needs, arranges for, and obtains resources to accomplish individual and department goals.
Establishes and develops effective working relationships with associates and clientele during both favorable and unfavorable situations.
Modifies team and individual priorities and deadlines in response to added information, changing conditions, or unexpected obstacles and ensures completion.

Ultimus is an equal opportunity employer and does not discriminate on the basis of the applicant’s or employee’s race, color, religion, national origin, ancestry, gender, sexual orientation, age, disability, veteran or military status, genetic information, citizenship or any other status entitled to protection under federal, state or local anti-discrimination laws. No questions on our employment application are intended to secure information that is to be used for impermissible purposes.

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Refine Your Search

operating officer jobs in cincinnati, oh

AVP, Fund Compliance - Mutual Funds

Physician (Gastroenterology)

Class A Linehaul Driver

Military Service - Air Force Reserve, Aerospace Ground Equipment

Class A Linehaul Driver- 5 PM Start

Security Shift Supervisor

Senior Financial Analyst - Supply Chain

Financial Crimes Officer II

VP, Internal Audit

PROCUREMENT SPECIALIST

Surgical Technologist

Call Center Representative, Public Safety Dispatch Center, Fulltime, First Shift

Client Intake Manager

High Rise Building Security Officer

DEPARTMENT ASSISTANT/RECORDS MANAGER

Manager of Information Technology

Manager, HS&E

ARP Reconciliation Associate II

Armed Protective Security Officer (PSO)

Armed Security Guard-OH

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