Top 742 Finance Jobs in Clearwater, Fl

Risk Management Officer
J.W. Cole Financial, Inc. —Tampa, FL
- $90,000 - $100,000 a year
- Full-time
- Background check
- 5 years
- Office
- Health insurance
- Dental insurance
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Financial Analyst
VasoTechnology powered by NetWolves —Tampa, FL
- $55,000 - $65,000 a year
- Full-time
- Mid-level
- Office
- Finance
- Paid holidays
- Disability insurance
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Financial Advisor/Wealth Manager - Tampa, FL
Florida Financial Advisors —Tampa, FL
- From $100,000 a year
- Full-time
- Mid-level
- Office
- In-person
- Health insurance
- Opportunities for advancement
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Chief Financial Officer ( Fully on-site)
PharmaLink, LLC —Largo, FL
- CPA
- 11+ years
- Office
Quick Apply
12d
Director of Land Finance
The Minto Group —Tampa, FL
- Full-time
- CPA
- System design
- Office
- Paid time off
- Parental leave
Quick Apply
Personal Banker
Valley National Bank —Clearwater, FL
- $17.31 - $28.85 an hour
- Computer literacy
- Office
- Finance
Quick Apply
Patient Financial Representative II
BayCare —Clearwater, FL
- Full-time
- Hybrid work
- Computer literacy
- Writing skills
- Mid-level
- Health insurance
- Dental insurance
Small Business Banker (Central Pinellas County)
Valley National Bank —Clearwater, FL
- $85,200 - $147,200 a year
- Mid-level
- Finance
- High school diploma or GED
Quick Apply
Financial Services Associate
Amscot Financial —Tampa, FL
- Weekends as needed
- Customer service
- High school diploma or GED
- Quick service & fast food restaurant
- Paid training
- Paid holidays
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Finance Specialist, 2 Years experience, bilingual Spanish
powerhouse automotive —Tampa, FL
- From $2,500 a week
- Full-time
- Background check
- Spanish
- Dealership
Quick Apply
Financial Analyst – Job cost specialist (QBO expert)
Granite Communications and Security LLC —Lutz, FL
- $80,000 - $85,000 a year
- Full-time
- Background check
- Microsoft Excel
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
Financial Planner Assistant
ECONOLOGICS FINANCIAL ADVISORS —Largo, FL
- $48,000 - $50,000 a year
- Full-time
- Office
- Administrative experience
- High school diploma or GED
- Health insurance
- Dental insurance
Quick Apply
Dealer Relationship Manager - Indirect Auto
Cinch Auto Finance —Tampa, FL
- Full-time
- Dealership
- 5 years
- Business development
- Health savings account
- Health insurance
Quick Apply
Financial Advisor
GTE Financial —Tampa, FL
- Full-time
- Hybrid work
- Spanish
- Microsoft Excel
- Microsoft Outlook
- Retirement plan
7d
Universal Banker
American Pride Bank —Tampa, FL
- Full-time
- Bachelor of Science
- Office
- High school diploma or GED
14d
Financial Services Professional - Hybrid Remote (FL)
Bankers Life —Tampa, FL
- $50,000 - $80,000 a year
- Full-time
- Hybrid work
- Office
- Communication skills
- Entry level
Quick Apply
Sr. Financial Specialist (Sr. Universal Banker) Westshore Branch
BankUnited, N. A. —Tampa, FL
- Mid-level
- Office
- High school diploma or GED
Fiduciary Associate
Bank OZK —Clearwater, FL
- Full-time
- Microsoft Outlook
- Writing skills
- Research
- Dental insurance
- Paid time off
Senior Manager, Operations Finance
Refresco —Tampa, FL
- Full-time
- Remote
- 7 years
- CPA
- Finance
- Health savings account
- AD&D insurance
Quick Apply
Finance manager
Bert's Barracuda Harley Davidson —Clearwater, FL
- $61,728 - $68,481 a year
- Full-time
- Background check
- Management
- Sales
- Health savings account
- Disability insurance
Quick Apply

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finance jobs near clearwater, fl

Risk Management Officer

J.W. Cole Financial, Inc. -
Tampa, FL

Quick Apply

Job Details

Full-time
$90,000 - $100,000 a year

Benefits

Health insurance
Dental insurance
401(k)
Paid time off
Employee assistance program
Vision insurance
401(k) matching
Life insurance

Qualifications

Process improvement
Improving operational efficiency
Series 7
Bachelor's degree
Continuous improvement
Attention to detail
Series 24
Financial services
Training & development

Full Job Description

J.W. Cole Company Profile

J.W. Cole is a Tampa-based Broker-Dealer and Registered Investment Adviser providing robust service, operational, product, compliance, and practice support to approximately 500 Financial Professionals nationwide. At J.W. Cole, we recognize that we are as much in the relationship business as we are in the financial services business. Therefore, we are passionate about the importance of strong relationships between our Financial Professionals, clients, and the Home Office staff.

Risk Management Officer

J.W. Cole Financial, Inc. is seeking a highly motivated, creative, and dynamic professional to join our compliance team in Tampa! The ideal candidate will have a background in the financial services industry. This role is responsible for supporting the firm’s compliance program by executing risk-based compliance testing and monitoring activities aligned with regulatory requirements. The role tracks and supports remediation of issues identified through testing and reviews and contributes to the firm’s compliance risk assessment to prioritize monitoring efforts. In addition, the role will help ensure the Firm maintains proper, efficient, and field-focused compliance policies and procedures, including identifying, updating, and tracking. The role also provides continuing education, documentation, reporting, and communication support to strengthen overall compliance program oversight.

This role requires an individual who can identify opportunities, create efficiencies, drive improvements and achieve successful results working in a team-based environment. It is incumbent that the candidate be able to work in a dynamic and diverse environment growing the firm’s successful and evolving compliance program, mitigating risk and successfully interacting with Financial Professionals to coach, educate and create solutions. Accordingly, we are seeking a driven candidate who enjoys facing and overcoming challenges, while seeking continual improvement opportunities to identify creative successes that benefit multiple parties.

Key Responsibilities:

Key Responsibilities:

Execute testing aligned with regulatory requirements including supervisory control reviews, 206(4)-7 testing, and annual compliance program reviews. Monitor issues identified by the Home Office OSJ examination and, as applicable, incorporate into the testing program.
Oversee the testing remediations ensuring follow-through and implementation of updates or changes.
Support the development, maintenance, and formal publication of compliance policies and procedures consistent with regulatory requirements, ease-of-business, efficiency and organizational standards.
Work with business lines, internal stakeholders, and external auditors to ensure compliance and support regulatory requirements
Administer compliance content on the firm’s internal intranet site.
Assist with drafting and publishing field communications related to compliance matters.
Support Financial Professional onboarding and recruitment efforts from a compliance role
Other duties as assigned

Given the importance of team dynamics and our partnering culture candidates, seeking a remote position will not be considered.

Qualifications:

Series 7 and 24 (required)
Bachelor's Degree (preferred)
5+ years of financial services experience in audit, risk management, or compliance
Good knowledge of FINRA and SEC regulatory requirements
Knowledge and experience with risk-based testing methodologies
Experience with drafting and maintaining policies and procedures
Ability to multitask and pivot, when necessary, in a fast-paced environment to meet deliverables.
High attention to detail and ability to work independently
Excellent written and verbal communication skills
Must be highly motivated, energetic, and driven with a willingness to spearhead projects.
Service-oriented with the ability to not only understand the issues affecting Financial Professionals, but empathize with them and seek logical, equitable, and compliant solutions.

Job Type: Full-time

Pay: $90,000.00 - $100,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Employee assistance program
Health insurance
Life insurance
Paid time off
Vision insurance

Education:

Bachelor's (Preferred)

Experience:

Broker/Dealer: 5 years (Required)

License/Certification:

Series 7 (Required)
Series 24 (Required)

Location:

Tampa, FL 33634 (Required)

Work Location: In person

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Refine Your Search

finance jobs in clearwater, fl

Risk Management Officer

Financial Analyst

Financial Advisor/Wealth Manager - Tampa, FL

Chief Financial Officer ( Fully on-site)

Director of Land Finance

Personal Banker

Patient Financial Representative II

Small Business Banker (Central Pinellas County)

Financial Services Associate

Finance Specialist, 2 Years experience, bilingual Spanish

Financial Analyst – Job cost specialist (QBO expert)

Financial Planner Assistant

Dealer Relationship Manager - Indirect Auto

Financial Advisor

Universal Banker

Financial Services Professional - Hybrid Remote (FL)

Sr. Financial Specialist (Sr. Universal Banker) Westshore Branch

Fiduciary Associate

Senior Manager, Operations Finance

Finance manager

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