Beyond Wealth Advisors, a private wealth advisory practice of Ameriprise Financial Services, LLC is currently conducting interviews for the Paraplanner role:
Join our growing, fast-paced, and friendly private wealth advisory practice in Miamisburg, OH. We are looking for a team member to join us as we support the financial goals of a growing number of families across the country.
The Paraplanner will primarily assist their lead advisor in executing transactions and investment changes recommended to clients. The Paraplanner will also support advisors in meeting deadlines related to financial plan deliverables and managed accounts reporting. This position will consistently follow high standards of business and professional ethics and legal and regulatory requirements when dealing with others and performing work activities. Responsibilities and time allocation will change over time to meet the needs of the practice. The paraplanner candidate is required to have a Series 7, Series 66 and Ohio insurance license.
Position Functions:
· Execute client account and investment changes, trades, and withdrawal requests in a timely manner and with obsessive attention to detail
· Answer questions and provide readily available information to clients, if requested and as allowable, as it relates to servicing their accounts
· Manage and resolve client service questions and issues
· Manage all follow up tasks and correspondence with clients as needed after client meetings. This often includes:
- Monitoring and completing assigned tasks such as transactions and account changes
- Following up with clients to ensure accurate execution of trades, transactions, or investment changes recommended by Financial Advisor
- Completing the Managed Accounts Annual Review
· Schedule client strategy meetings
· Participate in weekly diamond team meetings to prepare for client meetings ahead, and to review the recent week in a collaborative manner
· Prepare power points, illustrations, spreadsheets and other visual aids to be used in meetings with clients
· Review and update client information as needed for client review meetings
Key Traits of a Successful Paraplanner:
· Direct attention to detail and organization
· Effective communication with clients and other advisors/staff
· Effective and efficient time management
· Polite and clear phone manner
· Team player
· Ability to adhere to rules and regulations as required by advisor, Ameriprise Financial and FINRA
· Positive attitude and sincere willingness to constantly learn and grow
Although the qualifications listed below are necessary, the primary quality we seek is an individual that will work well on a team. Someone who can primarily focus on the team’s goals versus personal success. By doing so, we believe personal success can and will be achieved.
Education, Experience and Other Designations:
· College degree or higher
· FINRA Series 7, Series 66, and Ohio State life, accident and health insurance licenses
· Minimum of two years experience in financial services
· In return, BWA will provide you with a trackable and attainable career track
Salary & Benefits
· Starting salary range of $55K-$65K annually based on qualifications and experience
· Year End Longevity bonus (Some people call this a Christmas bonus; our structure is progressive and expands the longer you remain with the team)
· 401k Retirement Plan with match
· Group Health/Dental/Vision Coverage (We cover 60% of the cost)
· Progressive PTO & paid holidays
· Work from home days
· Paid Maternity/Paternity leave
· Paid Sabbatical
Company's website:
www.beyond-wealth-advisors.com
Company's Facebook page:
https://www.facebook.com/beyondwealthadvisors
Job Type: Full-time
Pay: $55,000.00 - $65,000.00 per year
Benefits:
- 401(k) matching
- Dental insurance
- Health insurance
- Life insurance
- Paid time off
- Parental leave
- Vision insurance
Compensation Package:
- Bonus opportunities
- Yearly bonus
Physical Setting:
Experience:
- Financial planning: 1 year (Preferred)
License/Certification:
- CFP (Preferred)
- FINRA License (Preferred)
Ability to Commute:
- Miamisburg, OH 45342 (Preferred)
Ability to Relocate:
- Miamisburg, OH 45342: Relocate before starting work (Required)
Work Location: In person
