Top 61 Compliance manager Jobs in Denver, Co

Compliance Manager - SMA / Managed Accounts
Janus Henderson —Denver, CO
- $100,000 - $125,000 a year
- Hybrid work
- 7 years
- Senior level
- Communication skills
- Paid holidays
- Health insurance
Safety & Compliance Manager
Airgas —Denver, CO
- $95,000 - $105,000 a year
- Full-time
- Bachelor's degree
- Continuous improvement
- Children
- Paid jury duty
- Commuter assistance
6d
Compliance Manager
Air Methods —Englewood, CO
- $113,400 - $144,375 a year
- Full-time
- 7 years
- Microsoft Excel
- Computer literacy
Quick Apply
Product Manager, Compliance Systems & Analytics
Western Union —Denver, CO
- $120,000 - $150,000 a year
- Full-time
- Hybrid work
- Office
- Continuous improvement
- Product management
- Health insurance
- Dental insurance
Contracts & Compliance Manager
Barber-Nichols LLC —Arvada, CO
- $140,000 - $165,000 a year
- 5 years
- Finance
- Analysis skills
- Profit sharing
- Paid jury duty
Quick Apply
Governance, Risk, and Compliance Manager
LeafTech Consulting —Denver, CO
- $110,000 - $160,000 a year
- Full-time
- Background check
- 5 years
- HIPAA
- Health insurance
- Paid time off
Quick Apply
Drinking Water Compliance Manager
Jacobs —Denver, CO
- $127,400 - $155,600 a year
- Hybrid work
- Office
- Business development
- Driver's License
- Paid holidays
- Health insurance
6h
Compliance Manager
EnduroSat —Denver, CO
- $120,000 - $150,000 a year
- Full-time
- 5 years
- Engineering
- Office
Quick Apply
Information Technology Compliance Program Manager
Xanterra Travel Collection —Greenwood Village, CO
- $90,000 - $110,000 a year
- Full-time
- 3 years
- Bachelor's degree
- Senior level
- Health savings account
- Paid holidays
11d
Proposal Manager Sr. Stf. - Compliance Auditor
Lockheed Martin Corporation —Highlands Ranch, CO
- $122,900 - $244,835 a year
- Full-time
- Master's degree
- Continuous improvement
- Travel
- Paid jury duty
- Paid holidays
4d
Compliance Manager
Jewish Family Service of Colorado —Denver, CO
- $65,000 - $85,000 a year
- Weekends as needed
- HIPAA
- Office
- Master's degree
- COVID-19 protective measures
- Health savings account
Quick Apply
Senior Trade Compliance Manager
Arrow Electronics, Inc. —Centennial, CO
- $143,100 - $176,176 a year
- Full-time
- Hybrid work
- Office
- Master's degree
- 8 years
- Health savings account
- Paid holidays
Supply Chain Solutions Manager
Arrow Electronics, Inc. —Centennial, CO
- $121,300.00 - $146,361.60 a year
- Full-time
- Hybrid work
- Research
- Office
- Supervising experience
- Health savings account
- Paid holidays
Senior Business Compliance Manager, Meritain (TPA)
CVS Health —Denver, CO
- $67,900 - $199,144 a year
- Full-time
- Hybrid work
- 7 years
- Bachelor's degree
- Fair chance
- Health insurance
- Dental insurance
CMOCO/CGL Laboratory Compliance and Quality Manager
University of Colorado —Aurora, CO
- $89,476 - $113,992 a year
- Overtime
- Hybrid work
- Background check
- Management
- Doctoral degree
- Disability insurance
- Health insurance
Senior Import Compliance Manager
CesiumAstro —Westminster, CO
- $94,000 - $112,000 a year
- Full-time
- 5 years
- Analysis skills
- Bachelor's degree
- Health savings account
- Health insurance
Specialist Manager, Risk and Compliance Services (Personal Consultation)
Deloitte —Denver, CO
- $93,000 - $171,300 a year
- Full-time
- 6 years
- CPA
- Research
9d
Export Compliance Program Manager
Trimble —Westminster, CO
- $105,600 - $145,200 a year
- Online Application
- 6 years
- Master's degree
- Travel
- Paid parental leave
- Employee stock purchase plan
Senior Compliance Manager, Food & Safety
Gate Group —Denver, CO
- $105,000 - $115,000 a year
- Full-time
- 5 years
- Office
- Analysis skills
- Commuter assistance
- Disability insurance
5d
Environmental Compliance Manager
NAES Corporation —Arvada, CO
- $130,000 - $150,000 a year
- Extended hours
- High school
- Military
- Writing skills
Quick Apply

I want to receive the latest job alert for compliance manager in denver, co

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

compliance manager jobs near denver, co

Compliance Manager - SMA / Managed Accounts

Janus Henderson -
Denver, CO

Apply Now

Job Details

$100,000 - $125,000 a year

Benefits

Paid holidays
Health insurance
Happy hour
Parental leave

Qualifications

Professional ethics
Investment management software
Experience at asset management companies
Securities law compliance support
Cross-functional communication

Full Job Description

Why work for us?

A career at Janus Henderson is more than a job, it’s about investing in a brighter future together.

Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service. We will do this by protecting and growing our core business, amplifying our strengths and diversifying where we have the right.

Our Values are key to driving our success, and are at the heart of everything we do:

Clients Come First - Always | Execution Supersedes Intention | Together We Win | Diversity Improves Results | Truth Builds Trust

If our mission, values, and purpose align with your own, we would love to hear from you!

Your opportunity

You will:

Review and monitor SMA portfolios for compliance with client‑specific and firmwide guidelines and restrictions.
Support pre‑trade and post‑trade compliance monitoring processes as well as provide compliance support to portfolio management and trading.
Investigate, document, and escalate guideline breaches and compliance exceptions.
Review and interpret Investment Management Agreements (IMAs), IPS documents, and client handbooks.
Assist with compliance related client onboarding processes and procedures.
Conduct periodic testing and compliance reviews in the SMA and Models business and present key trends and observations on a regular cadence.
Advise on new products, highlighting potential compliance issues.
Partner with the Head of SMA Development, Portfolio Management, Operations, Trading, and Technology to resolve compliance issues
Assist with regulatory exams, internal audits, and requests related to SMA programs
Develop, implement, and maintain policies, procedures, and processes to address key regulatory, compliance, and reputational risk areas for the SMA/Model business—liaising with compliance and legal teams across the organization—and support policy updates related to Rule 3a-4, the Advisers Act, fiduciary duties, best execution, and suitability standards for SMA/Model business.
Review and maintain external disclosures and content related to the SMA business.
Build and maintain relationships with senior management across the business and within Compliance globally.
Keep informed of regulatory changes impactful to the SMA/Model business, trends, and focus within the industry and assist with assessing impact to the firm, including the creation of, or enhancements to, compliance controls and oversight.
Provide periodic Compliance training to employees as needed.
Carry out additional duties as assigned.

What to expect when you join our firm

Hybrid working and reasonable accommodations
Generous Holiday policies
Paid volunteer time to step away from your desk and into the community
Support to grow through professional development courses, tuition/qualification reimbursement and more
Maternal/paternal leave benefits and family services
Complimentary subscription to Headspace – the mindfulness app
Corporate membership to ClassPass and other health and well-being benefits
Unique employee events and programs including a 14er challenge
Complimentary beverages, snacks and all employee Happy Hours

Supervisory responsibilities

Potential for growth

Mentoring
Leadership development programs
Regular training
Career development services
Continuing education courses

Must have skills

At least 7 years of experience in investment management or advisory compliance
Direct experience with SMA structures, portfolio guidelines, or wealth management platforms preferred
Knowledge of Advisers Act of 1940, fiduciary standards, and custodian requirements
Understanding of current and proposed regulatory requirements impacting advisory services (e.g., SMAs) industry a plus.
Familiarity with trading/compliance systems (e.g., Archer, Charles River, Aladdin)
Strong documentation, analytical, and cross‑functional communication skills

Compensation information

The base salary range for this position is $100,000 - $125,000. This range is estimated for this role. Actual pay may be different. This position will be open through June 30, 2026.

Colorado law requires an estimated closing date for job postings. Please don't be discouraged from applying if you see this date has passed.

At Janus Henderson Investors we’re committed to an inclusive and supportive environment. We believe diversity improves results and we welcome applications from candidates from all backgrounds. Don’t worry if you don’t think you tick every box, we still want to hear from you! We understand everyone has different commitments and while we can’t accommodate every flexible working request, we’re happy to be asked about work flexibility and our hybrid working environment. If you need any reasonable accommodations during our recruitment process, please get in touch and let us know at [email protected].

#LI-CH2 #LI-Hybrid

Annual Bonus Opportunity: Position may be eligible to receive an annual discretionary bonus award from the profit pool. The profit pool is funded based on Company profits. Individual bonuses are determined based on Company, department, team and individual performance.

Benefits: Janus Henderson is committed to offering a comprehensive total rewards package to eligible employees that includes; competitive compensation, pension/retirement plans, and various health, wellbeing and lifestyle benefits. To learn more about our offerings please visit the Why Join Us section on the career page here.

Janus Henderson Investors is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status. All applications are subject to background checks.

Janus Henderson (including its subsidiaries) will not maintain existing or sponsor new industry registrations or licenses where not supported by an employee’s job functions (as determined by Janus Henderson at its sole discretion).

You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and political activities. Applicants’ past political contributions or activity may impact applicants’ eligibility for this position.

You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI policies applicable for your role.

Apply Now

Refine Your Search

compliance manager jobs in denver, co

Compliance Manager - SMA / Managed Accounts

Safety & Compliance Manager

Compliance Manager

Product Manager, Compliance Systems & Analytics

Contracts & Compliance Manager

Governance, Risk, and Compliance Manager

Drinking Water Compliance Manager

Compliance Manager

Information Technology Compliance Program Manager

Proposal Manager Sr. Stf. - Compliance Auditor

Compliance Manager

Senior Trade Compliance Manager

Supply Chain Solutions Manager

Senior Business Compliance Manager, Meritain (TPA)

CMOCO/CGL Laboratory Compliance and Quality Manager

Senior Import Compliance Manager

Specialist Manager, Risk and Compliance Services (Personal Consultation)

Export Compliance Program Manager

Senior Compliance Manager, Food & Safety

Environmental Compliance Manager

I want to receive the latest job alert for compliance manager in denver, co

Related Searches

Explore jobs in more locations

Job Seeker Tools

Employer Tools

Browse

Stay Connected