Top 6 Compliance assistant Jobs in Fort Mill, Sc

Compliance Assistant Director
The Hartford —Charlotte, NC
- $104,000 - $156,000 a year
- Full-time
- Hybrid work
- 5 years
- Office
- Analysis skills
Senior Compliance Business Oversight Manager - Corporate Office Compliance Programs
TD Bank —Charlotte, NC
- $115,440 - $186,160 a year
- Full-time
- Writing skills
- Basic math
- Office
- Health insurance
- Paid time off
3d
Assistant General Counsel, North America
AIG PC Global Services, Inc. —Charlotte, NC
- $148,000 - $185,000 a year
- Email
- Mid-level
- 3 years
- Communication skills
- Health insurance
Quick Apply
Assistant General Counsel, Capital Markets Law
Talcott Financial Group —Charlotte, NC
- $245,000 - $285,000 a year
- Full-time
- 3 years
- US work authorization
- Senior level
Quick Apply
VP, Assistant General Counsel, Cybersecurity
LPL Financial —Fort Mill, SC
- $172,010 - $286,752 a year
- Full-time
- 8 years
- Analysis skills
- Presentation skills
- Health insurance
- Paid time off
Quick Apply
VP, Assistant General Counsel
LPL Financial —Fort Mill, SC
- $168,611 - $281,087 a year
- Full-time
- 6 years
- Senior level
- Communication skills
- Health insurance
- Paid time off
Quick Apply
3d

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Compliance Assistant Director

The Hartford -
Charlotte, NC

Apply Now

Job Details

Full-time
$104,000 - $156,000 a year

Qualifications

Commercial insurance knowledge
Bachelor's degree
Insurance regulation
Industry knowledge of financial regulations
Stakeholder relationship building

Full Job Description

Job Details

Location:

Charlotte, NC

Category:

Legal

Employment Type:

Full time

Job Ref:

R2625926-166

Compliance Asst Director - LC07BE

We’re determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working here means having every opportunity to achieve your goals – and to help others accomplish theirs, too. Join our team as we help shape the future.

Business Insurance Compliance is seeking a highly experienced professional to join the team as an Assistant Director, primarily supporting the Middle & Large and Global Specialty organizations. This role operates with significant visibility to senior business leaders and is designed for a professional who can engage broadly across the enterprise, influence outcomes, and translate complex regulatory requirements into clear, strategic guidance.

The Compliance team partners closely with Business Insurance leadership to provide a wide array of legal and regulatory support, including advising on product development, rate and form filings, underwriting practices, regulatory inquiries, and strategic business initiatives. In this role, the Assistant Director will serve as the primary compliance advisor for assigned business units and products, regularly interfacing with senior executives and coordinating across the Law Department (e.g., Privacy, Government Relations, Enterprise Transactions, Litigation) and other enterprise stakeholders to deliver practical, risk-balanced solutions.

The Assistant Director is expected to operate with a broad, enterprise perspective—anticipating regulatory risks, shaping strategy, and providing clear, actionable insights to support informed decision-making at the leadership level.

Work Arrangement

Candidates located near Hartford, CT or Charlotte, NC and able to work in the office 3 days a week (Tuesday–Thursday) are strongly preferred.

Key Responsibilities:

Serve as Compliance Lead and primary advisor for assigned business units and product lines.
Act as a trusted advisor to business leaders, translating complex regulatory topics into clear, actionable guidance and executive-level recommendations.
Lead and influence cross-functional, enterprise-wide initiatives that span multiple business units and product lines.
Proactively identify emerging regulatory risks and present strategic solutions that align with business objectives and risk appetite.
Direct and manage regulatory matters in a manner that builds credibility with regulators and reinforces The Hartford’s reputation.
Develop and execute compliance strategies and audit programs to identify and mitigate organizational risk.
Analyze multi-jurisdictional regulatory requirements and provide practical, business-oriented guidance to stakeholders.
Represent Compliance in leadership forums, demonstrating strong executive presence, sound judgment, and the ability to influence outcomes.

Qualifications:

Bachelor’s degree required
Minimum of 5+ years of experience in a commercial insurance regulatory environment and/or with commercial insurance products.
Demonstrated experience supporting and influencing senior leaders and executive stakeholders
Strong analytical, critical thinking, and problem-solving skills, with the ability to navigate complex regulatory environments
Excellent written and verbal communication skills; ability to distill complex issues for executive audiences
Proven ability to build relationships and operate effectively across all levels of the organization
Collaborative, self-motivated, resourceful, and able to balance strategic thinking with execution
J.D. from accredited law school preferred (but not required)

Compensation

The listed annualized base pay range is primarily based on analysis of similar positions in the external market. Actual base pay could vary and may be above or below the listed range based on factors including but not limited to performance, proficiency and demonstration of competencies required for the role. The base pay is just one component of The Hartford’s total compensation package for employees. Other rewards may include short-term or annual bonuses, long-term incentives, and on-the-spot recognition. The annualized base pay range for this role is:

$104,000 - $156,000

Equal Opportunity Employer/Sex/Race/Color/Veterans/Disability/Sexual Orientation/Gender Identity or Expression/Religion/Age

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compliance assistant jobs in fort mill, sc

Compliance Assistant Director

Senior Compliance Business Oversight Manager - Corporate Office Compliance Programs

Assistant General Counsel, North America

Assistant General Counsel, Capital Markets Law

VP, Assistant General Counsel, Cybersecurity

VP, Assistant General Counsel

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