Top 25 Vendor risk analyst Jobs in Georgetown, Tx

Investment Compliance Analyst
Dimensional Fund Advisors —Austin, TX
- Full-time
- Hybrid work
- Research
- Mid-level
- SQL
Analyst, IT Data Center Operations - Weekend Night Shift - Round Rock
Dell Technologies —Round Rock, TX
- $64,770 - $84,800 a year
- Weekends as needed
- 5 years
- Senior level
Business Analyst 3 (537701749)
LMG Technology Services LLC —Austin, TX
- Weekends as needed
- Background check
- 5 years
- In-person
Senior Business Analyst – Controlled Research Support Program
University of Texas at Austin —Austin, TX
- From $75,000 a year
- Weekends as needed
- 5 years
- Mid-level
- Office
- Paid holidays
- Disability insurance
Business Analyst III
Health & Human Services Comm —Austin, TX
- $5,797.66 - $8,707.13 a month
- Online Application
- Computer Science
- Public speaking
- Office
- Health insurance
- Opportunities for advancement
Quick Apply
Sr Workday Systems Analyst
ERCOT/Electric Reliability Council of Texas —Taylor, TX
- $109,000 - $150,000 a year
- Full-time
- Computer Science
- 5 years
- System design
Senior WorkdayAnalyst
University of Texas at Austin —Austin, TX
- From $100,439 a year
- Urgently hiring
- Computer Science
- Office
- Master's degree
- Retirement plan
9d
Project Manager (Technical)
University of Texas at Austin —Austin, TX
- From $96,998 a year
- Urgently hiring
- Computer Science
- HIPAA
- Office
- Retirement plan
3d
Data Engineering Lead
Charles Schwab —Austin, TX
- $145,000 - $165,000 a year
- Hybrid work
- Computer Science
- Office
- 3 years
- Paid parental leave
- Employee stock purchase plan
Business Analyst III (Acute Care / Fee-For-Service Products)
Health & Human Services Comm —Austin, TX
- $5,797.66 - $7,652.91 a month
- Online Application
- Research
- Office
- Analysis skills
- Health insurance
- Opportunities for advancement
Quick Apply
10d
Principal Data Scientist
CommUnityCare Health Centers —Austin, TX
- Full-time
- Hybrid work
- Azure
- Doctoral degree
- Computer Science
Principal Data Scientist
Central Health —Austin, TX
- Full-time
- Hybrid work
- Azure
- Doctoral degree
- Computer Science
Digital Information Technical Support
Health & Human Services Comm —Austin, TX
- $5,098.66 - $7,083.33 a month
- Online Application
- Computer Science
- PMP
- Office
- Health insurance
- Opportunities for advancement
Quick Apply
2d
Chief Digital Officer
UFCU —Austin, TX
- Overtime
- Azure
- 11+ years
- Office
Quick Apply
Mgr, Data Platform Engineering
UFCU —Austin, TX
- Overtime
- Hybrid work
- Office
- SQL
- Bachelor's degree
Quick Apply
Director, Product Management – AML & Sanctions Screening
Visa Global Services Inc. —Austin, TX
- $169,600 - $271,400 a year
- Full-time
- 11+ years
- Office
- Analysis skills
- Wellness program
- Health savings account
Quick Apply
Director, Warehouse Management Logistics Systems
Four Hands —Austin, TX
- 6 years
- Oracle
- Bachelor's degree
Quick Apply
Senior Product Manager, AI Partner Integration
Trend Micro —Austin, TX
- Full-time
- 7 years
- Azure
- Computer Science
- Wellness program
- Paid holidays
Dir, IT Software Development
Citizens, Inc. —Austin, TX
- Full-time
- Computer Science
- 5 years
- System design
- Free parking
- AD&D insurance
Quick Apply
2d
Sr. Product Manager, Authentication & Identity Products
Visa U.S.A. Inc. —Austin, TX
- $152,200 - $270,800 a year
- Full-time
- Office
- Bachelor's degree
- Doctor of Philosophy
- Wellness program
- Health savings account
Quick Apply
11d

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Investment Compliance Analyst

Dimensional Fund Advisors -
Austin, TX

Apply Now

Job Details

Full-time

Qualifications

Presentations for conferences or internal meetings
Bachelor's degree
Task prioritization
Productivity software
Cross-functional collaboration

Full Job Description

Job Description:

Dimensional’s Compliance department establishes, oversees, and monitors the firm’s processes and controls focused on compliance with applicable laws, rules, and regulatory standards; internal and client-directed guidelines; and contractual agreements. The department’s global structure, with personnel in each office, ensures accurate, results-oriented coverage around the clock. Compliance staff members are embedded within the groups they support, encouraging collaboration among teams and improving efficiency with real-time guidance.

The Compliance Analyst is responsible for the execution of processes relating to Compliance Oversight Programs including controls and testing, monitoring and surveillance and other compliance issues. The Compliance Analyst will act a steward of Dimensional and plays a vital role in ensuring compliance with all regulatory bodies and governing laws.

Responsibilities:

Provide pre- & post- trade compliance support to Portfolio Management and Trading staff
Extract and review investment guideline coding from prospectuses, SAI's, investment management agreements, and other contractual constituent documents
Administration of the order management system, including rule creation, testing, and production enhancements
Review post-trade exceptions and escalate to front office staff and Compliance Officers when necessary
Design, refine and execute internal controls and corporate compliance procedures
Conduct surveillance and forensic testing of the front office compliance program in partnership with Compliance Officers
Maintain working knowledge of Investment Adviser’s Act of 1940 and UCITS with respect to investment limitations
Convey complex regulatory and investment concepts to internal and external clients
Use SQL & CRIMS at a proficient level
Ensure compliance with regulations and controls by examining and analyzing records, reports, operating practices, and documentation
Extract and compile data from various systems and sources; verify the accuracy and integrity of data
Conduct descriptive and/or diagnostic analysis to provide actionable insight derived from both internal and external data to enable Compliance to better understand, profile and enhance reporting requirements
Identify, propose and implement advanced analytic solutions, including automation, to help mitigate regulatory risks
Research, analyze, and identify key data-driven insights and clearly articulate these insights in the form of actionable recommendations for Compliance
Design processes and draft procedures regarding reporting requirements and other compliance related activities
Review reports, risk indicators, and red flags to identify and propose corrective action
Manage departmental compliance projects as assigned, such as annual compliance testing

Qualifications:

Bachelor’s degree in applicable business-related field
Excellent written and oral communication; able to deliver presentations in an articulate and convincing manner
Strong relationship building skills and an ability to work well in a team environment, both locally and globally
Ability to impact and influence others across the organization
Strong analytical mindset with an ability to synthesize data
Detail-oriented and capable of multi-tasking and prioritizing in a fast-paced environment to meet deadlines
Ability to work independently to meet project requirements with minimal supervision
Ability to maintain confidentiality and data accuracy when handling sensitive information
Proficient in the Microsoft Office suite
This role is not eligible for immigration sponsorship

Preferred:

Continued post-graduate education or advanced degrees
Professional Certifications (CRCM, CFA, etc.)
Series 7 or working towards Series 7 certification; must complete within 1 year in role
Experience or knowledge in execution of operational, financial, regulatory, related audits
Experience with Charles River or other order management systems
Experience or knowledge with third party vendor management of back office or middle office functions

#LI-Hybrid

Dimensional offers a variety of programs to help take care of you, your family, and your career, including comprehensive benefits, educational initiatives, and special celebrations of our history, culture, and growth.

It is the policy of the Company to provide equal opportunity for all employees and applicants. The Company recruits, hires, trains, promotes, compensates, and administers all personnel actions without regard to actual or perceived race, color, religion, religious practice, creed, sex, sex stereotyping, pregnancy (which includes pregnancy, childbirth, and medical conditions related to pregnancy, childbirth, or breastfeeding), caregiver status, gender, gender identity, gender expression, transgender identity, national origin, age, mental or physical disability, ancestry, medical condition, marital status, familial status, domestic partnership status, military or veteran status or service, unemployment status, citizenship status or alienage, sexual orientation, status as a victim of domestic violence, status as a victim of stalking, status as a victim of sex offenses, genetic information, political activities or recreational activities, arrest or conviction record, salary history, natural hairstyle or any other status protected by applicable law except as otherwise required or permitted by law or regulation applicable to the Company or its affiliates.

Apply Now

Refine Your Search

vendor risk analyst jobs in georgetown, tx

Investment Compliance Analyst

Analyst, IT Data Center Operations - Weekend Night Shift - Round Rock

Business Analyst 3 (537701749)

Senior Business Analyst – Controlled Research Support Program

Business Analyst III

Sr Workday Systems Analyst

Senior WorkdayAnalyst

Project Manager (Technical)

Data Engineering Lead

Business Analyst III (Acute Care / Fee-For-Service Products)

Principal Data Scientist

Principal Data Scientist

Digital Information Technical Support

Chief Digital Officer

Mgr, Data Platform Engineering

Director, Product Management – AML & Sanctions Screening

Director, Warehouse Management Logistics Systems

Senior Product Manager, AI Partner Integration

Dir, IT Software Development

Sr. Product Manager, Authentication & Identity Products

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