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licensing specialist jobs in glen allen va

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  • Compliance Officer and Supervisory Principal

    Capitol Securities Management, Inc. —Glen Allen, VA

    Provide centralized supervision of registered representatives and associated persons to ensure compliance with FINRA, SEC, state regulatory, and firm…

    From $95,000 a year

    Quick Apply

    8d

  • Deloitte —Richmond, VA

    Coordinate department workflow by monitoring incoming requests from engagement teams, assigning cases to analysts in the US and India, tracking timely…

    $63,000 - $116,000 a year

    12d

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