Top 107 Brokerage associate Jobs in Houston Tx

Client Service Associate
Stifel —Houston, TX
- Full-time
- Microsoft Outlook
- Office
- High school diploma or GED
- Health insurance
- Dental insurance
13d
Multifamily Accounting Associate
Tarantino Properties Inc —Houston, TX
- Mid-level
- Office
- Residential
- Disability insurance
- Health insurance
Quick Apply
Associate, Client Processing I
The Bank of New York Mellon Corporation —Houston, TX
- Full-time
- Research
- Bachelor's degree
- Experience equivalent to degree accepted
21h
Brokerage Registered Client Service Associate - Houston, Texas
Truist Bank —Houston, TX
- Full-time
- English
- Research
- Mid-level
- AD&D insurance
- Paid holidays
Associate Financial Representative
LPL Financial —Houston, TX
- $67,500 - $112,500 a year
- Full-time
- Research
- Mid-level
- Bachelor's degree
- Health insurance
- Paid time off
Quick Apply
2d
Logistics Specialist
3 Tone Enterprise —Katy, TX
- From $70,000 a year
- Full-time
- Mid-level
- Office
- 3 years
- Health insurance
- Dental insurance
Quick Apply
1d
Associate Manager - Health & Benefits Consulting
WTW —Houston, TX
- Full-time
- Microsoft Excel
- Research
- Mid-level
- Paid jury duty
- Health savings account
IB Associate - Clean Energy & Power
Stifel —Houston, TX
- Full-time
- Microsoft Outlook
- Management
- Mid-level
Health & Benefits Associate Manager
WTW —Houston, TX
- Full-time
- Microsoft Excel
- 5 years
- Research
- Paid jury duty
- Health savings account
Real Estate Agent- Leads Provided (license required)
TEXRA Realty —Houston, TX
- $60,000 - $175,000 a year
- Weekends as needed
- Hybrid work
- CRM software
- Hospitality
- Sales
- Gym membership
Quick Apply
Analyst - Investments
Bisnow —Houston, TX
- $80,000 - $95,000 a year
- Full-time
- Mid-level
- Finance
- Databases
Quick Apply
Financial Advisor Associate
Stifel —Houston, TX
- Full-time
- 5 years
- Bachelor's degree
- Travel
- Health insurance
- Dental insurance
Associate
SRS Real Estate Partners —Houston, TX
- Full-time
- Microsoft Excel
- Microsoft Outlook
- Office
Comercial Lending and Brokerage Associate
one world capital —Houston, TX
- $30,000 - $40,000 a year
- Full-time
- Basic math
- Mid-level
- Analysis skills
Quick Apply
Account Manager - Transportation Brokerage
Delmar Loyal Freight Group —Houston, TX
- $65,000 - $150,000 a year
- Full-time
- English
- Mid-level
- Office
- Disability insurance
- Health insurance
Quick Apply
20h
Brokerage
Belvoir Real Estate Group LLC —Houston, TX
- Full-time
- Research
- Mid-level
- Real Estate License
Talent Solutions Associate
Transwestern Commercial Services, L.L.C. —Houston, TX
- Full-time
- Microsoft Excel
- Customer service
- Pass drug screening
Quick Apply
Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program)
Deloitte —Houston, TX
- $51,900 - $95,500 a year
- Full-time
- Research
- Mid-level
- Office
Client Accountant
Transwestern Commercial Services, L.L.C. —Houston, TX
- Full-time
- Microsoft Excel
- Pass drug screening
- Mid-level
Quick Apply
Advisor Licensing Program
LPL Financial —Houston, TX
- $22.28 - $37.14 an hour
- Full-time
- Writing skills
- Data analysis skills
- Bachelor's degree
- Health insurance
- Paid time off
Quick Apply
2d

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brokerage associate jobs near houston tx

Client Service Associate

Stifel -
Houston, TX

Apply Now

Job Details

Full-time
13 days ago

Benefits

Health insurance
Dental insurance
401(k)
Paid time off
Vision insurance
Life insurance

Qualifications

High school diploma or GED
Experience practicing in the securities industry

Full Job Description

Why Stifel:

Stifel strives for a culture that puts its clients and associates first: a culture where everyone belongs, everyone is welcome, and everyone contributes to the success of our clients, their careers, and the firm as a whole.

Let’s talk about how you can find your place here at Stifel, where success meets success.

What You'll Be Doing:

Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) communications and advertisements, provides overall customer service support to clients, may enter trades as directed by the FA(s).

What We're Looking For:

Perform administrative functions related to opening client accounts and ongoing account coding based on account features chosen by the client.
Work with the FA(s) and the client in obtaining the required documents based upon the type of account(s) established.
Provide quotes and other account-related information to assist clients.
Organize and assist in the maintenance of complete client account and trade- related records for the FA(s) and certain required files for the branch office.
Perform operational or administrative functions for client related requests (i.e., check requests, wiring funds, address change, dividend information, etc.).
Provide reports and other information to FA(s), as requested.
Perform calling activities, not limited to existing clients, using scripts approved by a principal of Advertising and Graphics. Registered Client Service Associates may highlight a service or product but may not discuss products or investments beyond a point that the discussion becomes a solicitation where the specific appropriateness of the investment or the suitability of the client becomes a factor.
Accept and enter unsolicited orders from clients in states in which they are registered and may enter orders received directly from a FA who is registered in the client's state of residence.
Identify situations that need to be brought to the attention of the FA(s) or escalated to the Branch Manager; including suspicious client and/or employee activity or behavior.
Perform various administrative duties (i.e., typing, filing, answer phones, mailing documents/letters, etc.) and other duties and projects as assigned by the FA and/or Branch Manager.

What You'll Bring:

Knowledge of administrative and clerical procedures and systems such as word processing, spread-sheet applications, managing files and records, and other office procedures and terminology.
General understanding of the investment brokerage industry and securities regulations with basic knowledge of investment products.
Able to organize, prioritize and manage multiple tasks, responsibilities and deadlines; is able to follow through and accomplish goals, manage expectations appropriately and use firm's resources efficiently.
Using logic and reasoning to identify the strengths and weaknesses of alternative solutions, conclusions or approaches to practical problem solving.
Knowledge of principles and processes for providing exemplary customer and personal services. This includes customer needs assessment, meeting quality standards for services, and evaluation of customer satisfaction.
The ability to communicate information and ideas in spoken or written form so that others will understand with excellent grammar and phone/office etiquette.

Education & Experience:

Minimum Required: High School Diploma or equivalent
Minimum Required: 2+years investment industry experience

Licenses & Credentials:

Minimum Preferred: Series 7 and 63 or 66 or obtain within 6 to12 months from start date.

Systems & Technology:

Proficient in Microsoft Excel, Word, PowerPoint, Outlook. #LI-AS1

About Stifel:

Stifel is more than 130 years old and still thinking like a start-up. We are a global wealth management and investment banking firm serious about innovation and fresh ideas. Built on a simple premise of safeguarding our clients’ money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success.

While our headquarters is in St. Louis, we have offices in New York, San Francisco, Baltimore, London, Frankfurt, Toronto, and more than 400 other locations. Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Let’s talk about how you can find your place here at Stifel, where success meets success.

At Stifel we offer an entrepreneurial environment, comprehensive benefits package to include health, dental and vision care, 401k, wellness initiatives, life insurance, and paid time off.

Stifel is an Equal Opportunity Employer.

Apply Now

Refine Your Search

brokerage associate jobs in houston tx

Client Service Associate

Multifamily Accounting Associate

Associate, Client Processing I

Brokerage Registered Client Service Associate - Houston, Texas

Associate Financial Representative

Logistics Specialist

Associate Manager - Health & Benefits Consulting

IB Associate - Clean Energy & Power

Health & Benefits Associate Manager

Real Estate Agent- Leads Provided (license required)

Analyst - Investments

Financial Advisor Associate

Associate

Comercial Lending and Brokerage Associate

Account Manager - Transportation Brokerage

Brokerage

Talent Solutions Associate

Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program)

Client Accountant

Advisor Licensing Program

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