Top 30 Vice president of compliance Jobs in Irving, Tx

Compliance, Compliance Testing Group (CTG), Vice President, Dallas
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- Microsoft Word
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- Disability insurance
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Compliance, ECO Risk Management, Vice President, Dallas
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Compliance, Financial Crime Compliance- Risk Assessment and Controls, Vice President, Richardson TX
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Internal Audit, Compliance and Legal, Vice President, Dallas
Goldman Sachs —Dallas, TX
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MUFG —Irving, TX
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Americas Prudential Vice President
Morgan Stanley —Dallas, TX
- $120,000 - $210,000 a year
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- 7 years
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- Bachelor's degree
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Controllers Operations-Global Position Reporting-Dallas-Vice President
Goldman Sachs —Dallas, TX
- 5 years
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The Core Compliance, Engineering and Insider Threat, Vice President, Dallas
Goldman Sachs —Dallas, TX
- 6 years
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- Analysis skills
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1d
Americas Market Conduct Vice President
Morgan Stanley —Dallas, TX
- $120,000 - $210,000 a year
- Full-time
- 7 years
- Microsoft Excel
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16h
Compliance, Senior Backend Engineer (Java & ETL Specialist), Vice President, Dallas
Goldman Sachs —Dallas, TX
- 7 years
- Azure
- Data analysis skills
- Disability insurance
- Health insurance
Global Financial Crimes Anti Bribery Corruption Officer - Vice President
Morgan Stanley —Dallas, TX
- Temporary
- Office
- Senior level
- Communication skills
13d
Compliance, Surveillance & Models-Software Engineering, Vice President, Dallas
Goldman Sachs —Dallas, TX
- Computer Science
- 5 years
- Office
- Disability insurance
- Health insurance
Global AML Advisory, Vice President
MUFG —Irving, TX
- $120,000 - $151,000 a year
- Full-time
- Hybrid work
- Background check
- Bachelor of Science
- Office
- Paid parental leave
- Paid holidays
Compliance, Machine Learning Engineer, Dallas, Vice President
Goldman Sachs —Dallas, TX
- Computer science
- Computer Science
- System design
- Disability insurance
- Health insurance
Americas Quality Assurance (QA) Execution, VP
MUFG —Irving, TX
- $107,000 - $152,000 a year
- Full-time
- Hybrid work
- Background check
- Microsoft Excel
- Bachelor of Science
- Paid parental leave
- Paid holidays
Global Banking & Markets Operations - Private Transaction Banking - Onboarding - Dallas - Vice President
Goldman Sachs —Dallas, TX
- 5 years
- Bachelor of Science
- Office
- Disability insurance
- Health insurance
Global Financial Crimes: Data Testing Lead, Vice President
Morgan Stanley —Dallas, TX
- Full-time
- Office
- 8 years
- Analysis skills
10d
Digital Assets Sanctions Screening Program Lead (Vice President)
Morgan Stanley —Dallas, TX
- Full-time
- Computer Science
- Office
- Finance
VP, AI Compliance Officer
Morgan Stanley —Dallas, TX
- $95,000 - $185,000 a year
- Full-time
- Computer Science
- Office
- 8 years
- Health savings account
- Paid holidays

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Compliance, Compliance Testing Group (CTG), Vice President, Dallas

Goldman Sachs -
Dallas, TX

Apply Now

Job Details

Benefits

Disability insurance
Health insurance
Dental insurance
Adoption assistance
Parental leave
Employee assistance program
Life insurance
Childcare

Qualifications

Microsoft Word
Microsoft Excel
Finance
Securities & Exchange Commission
Securities law compliance support experience
Bachelor's degree
Securities law
Financial markets knowledge

Full Job Description

The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world. We commit people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Our people are our greatest asset – we say it often and with good reason. It is only with the determination and dedication of our people that we can serve our clients, generate long-term value for our shareholders and contribute to the broader public. We take pride in supporting each colleague both professionally and personally. From collaborative workspaces and ergonomic services to wellbeing and resilience offerings, we offer our people the flexibility and support they need to reach their goals in and outside the office.

COMPLIANCE

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, political science, and criminal justice. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

BUSINESS UNIT AND ROLE OVERVIEW

Compliance Testing Group (“CTG”) is seeking an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to conduct investigative work covering the various firm businesses and divisions. The principal objective of CTG is to create and execute detailed testing to assess compliance with regulations and firm policies, working closely with Compliance and business management to identify compliance, conduct, and reputational risks, and refine firm controls as appropriate. CTG’s global team (with locations in Dallas, New York, Salt Lake City, London, Warsaw, Tokyo, Singapore, and Hong Kong) is comprised of individuals with varying backgrounds and experience (former auditors, accountants, regulators, compliance professionals, lawyers, and traders). The individual will work closely with Compliance and business management.

PRINCIPAL RESPONSIBILITIES

Propose methods of testing and execute plans discussed and agreed with a team leader
Gather data, perform analyses, and document results
Identify potential compliance, conduct, and reputational risks, and effectively escalate to appropriate individuals
Multi-task work on several different reviews with different individuals at the same time
Leverage strong communication skills to interact with Compliance and business senior management
Team with colleagues around the globe to share findings and refine processes

BASIC QUALIFICATIONS

Bachelor’s Degree
Broad knowledge of financial products and markets, as well as laws, rules and regulations, such as FINRA and SEC rules
Excellent written and verbal communication skills, with the ability to describe complex issues in a clear and concise manner
Excellent interview, presentation, written communication, time management, and analytical skills
Integrity, motivation, intellectual curiosity, and enthusiasm
Knowledge of Microsoft Word and Excel; additional knowledge of Alteryx is useful

PREFERRED QUALIFICATIONS

Compliance, auditing, testing (i.e., Compliance testing, controls testing, risk testing), legal, or regulatory/law enforcement experience
Experience in the financial services industry, either working for an investment manager, broker dealer, law firm, accounting firm, or regulator
Familiarity with Business Intelligence and AI tools
Fluency in French, Portuguese, Spanish, German, Italian, Portuguese, Japanese, Korean, or Mandarin Chinese a plus

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. : https://www.goldmansachs.com/careers/footer/disability-statement.html

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

We Offer Best-In-Class Benefits

Healthcare & Medical Insurance

We offer a wide range of health and welfare programs that vary depending on office location. These generally include medical, dental, short-term disability, long-term disability, life, accidental death, labor accident and business travel accident insurance.

Holiday & Vacation Policies

We offer competitive vacation policies based on employee level and office location. We promote time off from work to recharge by providing generous vacation entitlements and a minimum of three weeks expected vacation usage each year.

Financial Wellness & Retirement

We assist employees in saving and planning for retirement, offer financial support for higher education, and provide a number of benefits to help employees prepare for the unexpected. We offer live financial education and content on a variety of topics to address the spectrum of employees’ priorities.

Health Services

We offer a medical advocacy service for employees and family members facing critical health situations, and counseling and referral services through the Employee Assistance Program (EAP). We provide Global Medical, Security and Travel Assistance and a Workplace Ergonomics Program. We also offer state-of-the-art on-site health centers in certain offices.

Fitness

To encourage employees to live a healthy and active lifestyle, some of our offices feature on-site fitness centers. For eligible employees we typically reimburse fees paid for a fitness club membership or activity (up to a pre-approved amount).

Child Care & Family Care

We offer on-site child care centers that provide full-time and emergency back-up care, as well as mother and baby rooms and homework rooms. In every office, we provide advice and counseling services, expectant parent resources and transitional programs for parents returning from parental leave. Adoption, surrogacy, egg donation and egg retrieval stipends are also available.

Benefits at Goldman Sachs

Read more about the full suite of class-leading benefits our firm has to offer.

Opportunity Overview

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CORPORATE TITLEVice President

language

OFFICE LOCATION(S)Dallas

assignment

JOB FUNCTIONRegulatory Compliance

account_balance

DIVISIONCompliance Division

Apply Now

Refine Your Search

vice president of compliance jobs in irving, tx

Compliance, Compliance Testing Group (CTG), Vice President, Dallas

Compliance, ECO Risk Management, Vice President, Dallas

Compliance, Financial Crime Compliance- Risk Assessment and Controls, Vice President, Richardson TX

Internal Audit, Compliance and Legal, Vice President, Dallas

Vice President - Senior KYC Advisory Officer

Vice President Sanctions SME - Digital Assets

Americas Prudential Vice President

Controllers Operations-Global Position Reporting-Dallas-Vice President

The Core Compliance, Engineering and Insider Threat, Vice President, Dallas

Americas Market Conduct Vice President

Compliance, Senior Backend Engineer (Java & ETL Specialist), Vice President, Dallas

Global Financial Crimes Anti Bribery Corruption Officer - Vice President

Compliance, Surveillance & Models-Software Engineering, Vice President, Dallas

Global AML Advisory, Vice President

Compliance, Machine Learning Engineer, Dallas, Vice President

Americas Quality Assurance (QA) Execution, VP

Global Banking & Markets Operations - Private Transaction Banking - Onboarding - Dallas - Vice President

Global Financial Crimes: Data Testing Lead, Vice President

Digital Assets Sanctions Screening Program Lead (Vice President)

VP, AI Compliance Officer

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