Top 113 Compliance auditor Jobs in Kansas City Ks

Senior Internal Auditor - SOX
Busey Bank —Leawood, KS
- $68,000 - $94,000 a year
- Full-time
- CPA
- 5 years
- Office
- Profit sharing
- Wellness program
Quick Apply
3d
Compliance Specialist (Remote Eligible - KS and MO only)
Enterprise Bank and Trust —Kansas City, MO
- Remote
- Background check
- Microsoft Excel
- Computer literacy
- Paid time off
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Quality Auditor
GridHawk LLC —Kansas City, MO
- Full-time
- Background check
- Construction site
- Ability to walk for extended periods
- Paid holidays
- Disability insurance
Quick Apply
13d
Compliance Specialist
Dairy Farmers of America —Kansas City, KS
- $62,000 - $75,000 a year
- Microsoft Excel
- Writing skills
- English
- Opportunities for advancement
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Facilities Compliance Analyst
Federal Reserve Bank of Kansas City —Kansas City, MO
- $69,700 - $126,500 a year
- Full-time
- Mid-level
- Office
- 3 years
- On-the-job training
Governance Risk and Compliance Analyst
Polsinelli PC —Kansas City, MO
- $100,000 - $120,000 a year
- Full-time
- Remote
- Computer science
- Computer Science
- Mid-level
- Free parking
- AD&D insurance
Compliance Specialist II
Catalent —Kansas City, MO
- Email
- Mid-level
- High school diploma or GED
- Ability to lift 50 pounds
- Paid holidays
- Health insurance
6d
Covenant Compliance – Ops Analyst I
KeyBank National Association —Overland Park, KS
- $52,000 - $80,000 a year
- Full-time
- Hybrid work
- Microsoft Outlook
- Mid-level
- Office
- On-the-job training
Sr. Compliance Specialist
Dairy Farmers of America —Kansas City, KS
- $70,000 - $90,000 a year
- Microsoft Excel
- Microsoft Outlook
- Office
- Opportunities for advancement
Quick Apply
Internal Auditor I
Imperial PFS —Kansas City, MO
- $60,000 - $75,000 a year
- Full-time
- Mid-level
- Analysis skills
- Travel
- Paid training
- Wellness program
Quick Apply
Compliance Specialist II-Corporate Trust
UMB Financial Corporation —Kansas City, MO
- $60,795 - $120,406 a year
- Email
- 5 years
- Senior level
- Paid holidays
- Health insurance
Specialist, Risk and Compliance Services (Onboarding)
Deloitte —Kansas City, MO
- $63,000 - $116,000 a year
- Full-time
- Microsoft Word
- Mid-level
- 3 years
Junior Compliance Officer/Auditor
SGI Global, LLC —Kansas City, MO
- 8 hour shift
- Bachelor of Science
- Research
- Finance
Quick Apply
Internal Auditor II
Imperial PFS —Kansas City, MO
- $70,000 - $90,000 a year
- Full-time
- Mid-level
- 3 years
- Analysis skills
- Paid training
- Wellness program
Quick Apply
Quality Auditor
Black & Veatch Family of Companies —Overland Park, KS
- Full-time
- Background check
- Microsoft Excel
- Microsoft Outlook
- Wellness program
- AD&D insurance
6d
Compliance Specialist
Lever1 - Internal —Overland Park, KS
- Microsoft Excel
- Mid-level
- Finance
Compliance Specialist
Housing Authority of Kansas City MO —Kansas City, MO
- Full-time
- Writing skills
- 3 years
- Finance
Quick Apply
Senior Auditor
Kansas City National Security Campus —Overland Park, KS
- Hybrid work
- CPA
- ERP systems
- 3 years
- Health savings account
- Health insurance
Trust and Custody Operations Compliance Specialist
UMB Financial Corporation —Kansas City, MO
- $57,760 - $109,460 a year
- Email
- Mid-level
- Bachelor's degree
- 2 years
- Paid holidays
- Health insurance
Grants & Compliance Specialist – Head Start
JBS International —Kansas City, MO
- Full-time
- Ability to lift 50 pounds
- Analysis skills
- Children
Quick Apply

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Senior Internal Auditor - SOX

Busey Bank -
Leawood, KS

Quick Apply

Job Details

Full-time
$68,000 - $94,000 a year
3 days ago

Benefits

Profit sharing
Wellness program
Health savings account
Employee stock purchase plan
Disability insurance
Health insurance
Dental insurance
Flexible spending account
Paid time off
Employee assistance program
Vision insurance
401(k) matching
Life insurance

Qualifications

Bachelor's degree in business
Bachelor's degree
Productivity software

Full Job Description

Position Summary

The Senior Internal Auditor - SOX is responsible for determining, by continuous review, that internal controls over financial reporting are adequate and practiced, that the financial statements are properly stated, that company policies and procedures that mitigate financial reporting risks are followed, and that the company is compliant with Sarbanes-Oxley (SOX) specific regulations.

Duties & Responsibilities

SOX Compliance Testing: Lead and execute Sarbanes-Oxley (SOX) compliance testing, ensuring that all internal controls over financial reporting (ICFR) are designed, documented, and operating effectively.
Risk Assessment: Conduct risk assessments to identify and prioritize key financial reporting risks, ensuring that appropriate controls are in place to mitigate them.
Internal Control Documentation: Review and update internal control documentation, including flowcharts, narratives, and control matrices, to ensure they reflect current processes and regulatory requirements.
Control Evaluation: Perform detailed testing of financial and operational controls, including walkthroughs and control testing, to ensure compliance with SOX 404 requirements.
Issue Identification and Reporting: Identify control deficiencies or gaps, provide recommendations for remediation, and work closely with management to develop action plans for improvement.
Collaboration with External Auditors: Coordinate with external auditors to facilitate their testing and ensure that SOX compliance is properly integrated into the annual financial statement audit process.
SOX Control Monitoring: Monitor the performance of SOX controls on an ongoing basis, ensuring any changes in processes, systems, or regulations are promptly addressed.
Training and Guidance: Provide training and guidance to staff level auditors and business units on SOX compliance requirements, control design, and testing procedures.
Professional Development: Participate in ongoing educational opportunities to update knowledge and skills related to financial services and internal auditing standards.
Regulatory Compliance: Stay up-to-date with changes in SOX regulations and other related compliance frameworks, and ensure the organization remains compliant with all applicable laws and regulations.
Management Reporting: Prepare and present detailed reports to management, outlining the status of SOX compliance, control deficiencies, and progress on remediation efforts.
Process Improvement: Collaborate with business units to identify opportunities for control improvements and process efficiencies, ensuring a balance between control effectiveness and operational efficiency.
Ad hoc Projects: Complete special projects and/or participate in task forces or committees as requested by Audit Committee, Board of Directors and senior management.
Time Management: Contribute to team effort by completing assigned projects within the scheduled timeframe.
Assist SOX Director as needed.

Education & Experience

Knowledge of: Strong oral and written communication skills
Understanding of accounting and financial processes
Strong organizational and project management skills
Ability to: Multi-task and work independently
Perform duties under frequent time pressures, prioritize workflow, meet deadlines
Solve problems independently while applying logic and discretion
Education and Training: Requires Bachelor’s degree in business related field, Accounting degree preferred.
Requires 5 or more years' of audit experience.

Knowledge of bank operations preferred.
Familiarity with Sarbanes-Oxley (SOX) requirements preferred.
Requires knowledge of Microsoft Office.

Certified Public Accountant or Certified Internal Auditor designation preferred.
SOX ITGC Testing Experience Preferred.

Benefits and Compensation

Salary offered is based on factors, including but not limited to, the job duties, required qualifications and relevant experience, and local market trends. The role may be eligible for bonus or incentives based on company and individual performance.

(Base Pay Range: $ $68,000 – $94,000/year)

Busey provides a competitive Total Rewards package in return for your time, talents, efforts and ultimately, results. Your personal and professional well-being—now and in the years to come—are important to us. Busey’s Total Rewards include a competitive benefits package offering 401(k) match, profit sharing, employee stock purchase plan, paid time off, medical, dental, vision, company-paid life insurance and long-term disability, supplemental voluntary life insurance, short-term and long-term disability, wellness incentives and an employee assistance program. In addition, eligible associates may take advantage of pre-tax health savings accounts and flexible spending accounts. Visit Busey Total Rewards for more information.

Equal Opportunity

Busey values a diverse and inclusive workplace and strives to recruit, develop and retain individuals with exceptional talent. A team with diverse talent, working together, is essential to Busey’s commitment of delivering service excellence. Busey is an Equal Opportunity Employer including Disability/Vets. Visit Busey.com/Careers to learn more about Busey’s Equal Opportunity Employment.

Unsolicited Resumes

Busey Bank, and its subsidiaries, does not accept any liability for fees for resumes from recruiters or employment agencies (“Agency”), without a binding, written recruitment agreement between Busey and Agency describing the services and specific job openings (“Agreement”). Busey may consider any candidate for whom an Agency has submitted an unsolicited resume and explicitly reserves the right to hire those candidate(s) without any financial obligation to the Agency, unless an Agreement is in place. Any email or verbal contact with any Busey associate is inadequate to create a binding agreement. Agencies without an Agreement are requested not to contact any associates of Busey with recruiting inquiries or resumes. Busey respectfully requests no phone calls or emails.

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Refine Your Search

compliance auditor jobs in kansas city ks

Senior Internal Auditor - SOX

Compliance Specialist (Remote Eligible - KS and MO only)

Quality Auditor

Compliance Specialist

Facilities Compliance Analyst

Governance Risk and Compliance Analyst

Compliance Specialist II

Covenant Compliance – Ops Analyst I

Sr. Compliance Specialist

Internal Auditor I

Compliance Specialist II-Corporate Trust

Specialist, Risk and Compliance Services (Onboarding)

Junior Compliance Officer/Auditor

Internal Auditor II

Quality Auditor

Compliance Specialist

Compliance Specialist

Senior Auditor

Trust and Custody Operations Compliance Specialist

Grants & Compliance Specialist – Head Start

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