Top 3 Portfolio compliance analyst Jobs in Kewanee, Il

Portfolio Compliance Analyst
Consilio Services —United States
- $90 an hour
- Full-time
- Remote
- 5 years
- Senior level
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9d

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Portfolio Compliance Analyst

Consilio Services -
United States

Quick Apply

Job Details

Full-time | Contract
$90 an hour
9 days ago

Qualifications

Securities law compliance support experience
Securities law
Regulatory submissions
Escalation handling

Full Job Description

Lawyers on Demand, a Consilio Company, is one of the largest and fastest growing global legal services businesses, and as a ‘new law’ pioneer, we continue to lead the market we’ve created.
With a global team of over 600 attorneys and consultants working across our secondments, legal advisory services, and legal operations & tech solutions, we want you to be a part of our exciting journey!
Lawyers on Demand (LOD), a Consilio company, is partnering with a dynamic financial services company to recruit a Portfolio Compliance Attorney. This is a full-time, indefinite contract role.
Position Details

Start Date: ASAP
Duration: through end of year with potential for extension
Hours: 40/week
Location: Remote, NYC preferred
Compensation: $90/hr

Responsibilities

Analyze investment guidelines of 1940 Act funds and create corresponding compliance rules
Support new fund launches through implementation of compliance rules
Update compliance rules based on changes in prospectus disclosures and investment guidelines
Ensure compliance with prospectus guidelines, regulatory requirements and applicable EIM policies and procedures relating to 1940 Act funds
Collaborate with internal stakeholders and external vendors/sub-advisers
Assist in development of the compliance program for 1940 Act funds, including implementation of new regulations
Assist with regulatory filings, annual compliance reviews and testing and applicable board reporting obligations
Responsible for the investigation, resolution and remediation of compliance errors in coordination with internal and external stakeholders
Assist with the ongoing compliance and risk management requirements of the funds’ Derivative Risk Management Program

Candidate Requirements

At least 5 years of portfolio compliance experience
Strong knowledge of the Investment Company Act of 1940 and Investment Advisers Act of 1940
Oversight of the compliance system monitoring post-trade activity, including escalation and resolution of issues
Experience supporting 1940 Act fund launches, ongoing fund compliance, testing, disclosures, and regulatory filings

LOD is proud to be an equal opportunity employer. Diversity and inclusion is a core part of our Ways of Working, and we celebrate and embrace it. We know the individual differences of our people make us collectively better and we encourage all applicants; including people with disability, career breaks, gender diverse, LGBTQIA, and culturally diverse communities to join us so we can do great things together.
#IND

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