Top 128 Risk manager Jobs in Kirkland, Wa

Risk Officer
Morgan Stanley —Kirkland, WA
- $120,000 - $1,700,000 a year
- Full-time
- Management
- Office
- Supervising experience
- Health savings account
- Paid holidays
14d
Risk Management Analyst
Chewy —Bellevue, WA
- $68,500 - $102,500 a year
- Full-time
- Microsoft Word
- Mid-level
- Office
- Paid holidays
- Health insurance
Senior Program Manager - Fraud and Risk
Chewy —Bellevue, WA
- $129,500 - $207,000 a year
- Full-time
- Office
- Finance
- Analysis skills
- Paid holidays
- Health insurance
Group Risk Manager, Business Risk & Insurance
Microsoft —Redmond, WA
- $116,900 - $222,600 a year
- Full-time
- 6 years
- Office
- Senior level
Sr. Risk Manager, Worldwide Logistics Insurance
Amazon.com Services LLC —Bellevue, WA
- $109,000 - $185,000 a year
- Full-time
- 6 years
- PMP
- Master's degree
- AD&D insurance
- Health insurance
Senior Strategic Risk Manager - Infrastructure
Apple —Seattle, WA
- $175,000 - $308,500 a year
- Computer Science
- 5 years
- Bachelor of Science
- Employee stock purchase plan
- Health insurance
(USA) Senior Manager, Specialty Compliance and Ethics
Walmart —Bellevue, WA
- $108,000 - $216,000 a year
- High school
- Office
- Supervising experience
- Paid jury duty
- Disability insurance
2d
Sr. Principal Customer Risk & Retention Strategy Manager
Smartsheet —Bellevue, WA
- $175,000 - $240,000 a year
- Remote
- 5 years
- Analysis skills
- Bachelor's degree
Credit Products Specialist II-Specialized
Flagstar Bank —Bellevue, WA
- $104,198.25 - $169,816.00 a year
- Full-time
- Mid-level
- Office
- Finance
- Disability insurance
- Health insurance
Senior Risk Manager, Last Mile
Amazon.com Services LLC —Bellevue, WA
- $109,000 - $185,000 a year
- Full-time
- 5 years
- Master's degree
- Bachelor's degree
- AD&D insurance
- Health insurance
Security Risk Management Specialist, Leo Security
Amazon.com Services LLC —Redmond, WA
- $102,000 - $178,400 a year
- Full-time
- Senior level
- Communication skills
- AD&D insurance
- Health insurance
Business Program Manager - Compliance
Microsoft —Redmond, WA
- $116,900 - $222,600 a year
- Full-time
- 6 years
- Office
- Finance
11h
Quality Risk Manager, QTR
Evotec —Redmond, WA
- Full-time
- Hybrid work
- Computer Science
- Writing skills
- Mentoring
- Commuter assistance
- Paid holidays
Enterprise Risk Manager
T-Mobile USA, Inc. —Bellevue, WA
- $77,300 - $139,500 a year
- Full-time
- 18 years or older
- Office
- SQL
- Paid parental leave
- AD&D insurance
2d
DOT Risk Manager, TRC DOT
Amazon.com Services LLC —Bellevue, WA
- $66,800 - $129,800 a year
- Full-time
- 5 years
- Writing skills
- SQL
- AD&D insurance
- Health insurance
Senior Risk Manager, Transportation, Risk & Compliance
Amazon.com Services LLC —Bellevue, WA
- $109,000 - $185,000 a year
- Full-time
- 6 years
- Office
- Master's degree
- AD&D insurance
- Health insurance
TikTok Shop - Risk Strategy Product Manager
TikTok —Seattle, WA
- $124,717 - $174,800 a year
- Mid-level
- Office
- SQL
- Paid parental leave
- Paid holidays
Retail Food Safety Audit Manager , Food Safety Operations Team
Amazon.com LLC —Bellevue, WA
- $82,700 - $129,800 a year
- Full-time
- 3 years
- Master's degree
- Bachelor's degree
- AD&D insurance
- Health insurance
Manager III, Risk Management, REs-Q - Risk Mitigation, Escalation Reduction, and Quality Assurance
Amazon.com Services LLC —Seattle, WA
- $133,300 - $180,300 a year
- Full-time
- 7 years
- CPA
- Master's degree
- AD&D insurance
- Health insurance
Senior Risk Manager, Sanctions, Denied Party Screening
Amazon.com Services LLC —Seattle, WA
- $121,400 - $185,000 a year
- Full-time
- 6 years
- Analysis skills
- Project management
- AD&D insurance
- Health insurance

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risk manager jobs near kirkland, wa

Risk Officer

Morgan Stanley -
Kirkland, WA

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Job Details

Full-time
$120,000 - $1,700,000 a year
14 days ago

Benefits

Health savings account
Paid holidays
Disability insurance
Health insurance
Dental insurance
401(k)
Paid time off
Parental leave
Vision insurance
Life insurance

Qualifications

Customer communication
Series 7

Full Job Description

Job Description

The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction with the Senior Risk Officer, the Risk Officer has accountability for maintaining a consistent controlled environment through adherence of business ethics and practices and adherence to all applicable Federal, State and Local laws, Morgan Stanley Wealth Management policies, and other regulations. Then the Risk Officer keeps the Senior Risk Officer informed of significant matters. The Risk Officer role is a non-revenue sharing position that reports to the Senior Risk Officer.

DUTIES and RESPONSIBILITIES:

Surveillance and Supervision

Primary responsibility for all risk, supervisory, and compliance function for respective branch location(s)
Facilitates any supervisory inquiry or process that requires escalation from the Senior Risk Officer and/or the Regional Risk Officer
Focuses on business ethics and regulatory and compliance practices
Provides coaching and guidance on policies and procedures in order to promote risk awareness and a compliant environment
Ensure proper procedures are in place to ensure that approvals are handled appropriately and timely

Risk Management/Compliance/Legal

Monitors and implements procedures to manage all facets of risk, including data security
Facilitates regular and consistent communication of Morgan Stanley Wealth Management policies and other regulations
Liaises with the Legal and Compliance Division with customer complaints and litigation
Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times
Oversees responsibilities outlined in the Branch Supervisory Manual, as well as new policies to ensure the Market has procedures in place
Supports in the preparation for and response to audits, and ensures that any audit findings are appropriately responded to and remediated
Works with Market Manager and Senior Risk Officer to monitor people risk, and ensures appropriate action is taken
Responsible for proactive client contact in determining suitability and managing risk
Active involvement with the region regarding matters presented to the Credit Committee
Primary source for intelligence on risk in regard to clients and FAs

Administrative

Works closely with Special Investigation Unit on any Human Resources issues as related to risk and compliance.
Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth Management compliance policies and procedures.
Assists in the review and on boarding of FA recruits

Qualifications - External

Education and/or Experience

Bachelor’s degree required or equivalent education or experience
Previous industry experience
Active Series 7, 8 (or 9 and 10), and 63, 65 (or 66)
Other licenses as required for role or by management

Knowledge/Skills

Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures
Effective written and verbal communication skills
Strong attention to detail
Ability to prioritize and resolve complex problems and escalate as necessary
Ability to identify issues and trends in order to anticipate change and provide recommended comprehensive solutions and remedies
Evidence of strong leadership capabilities or previous supervisory experience
Ability to organize and prioritize workflow and assignments in a deadline oriented environment
Ability to interact with Financial Advisors and clients
Excellent judgment and the ability to be discreet in all matters
Strong work ethic

Reports to:

Senior Risk Officer

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.

Salary range for the position: $120,000 - $170,0000 per year. The successful candidate may be eligible for an annual discretionary incentive compensation award. The successful candidate may be eligible to participate in the relevant business unit’s incentive compensation plan, which also may include a discretionary bonus component. Morgan Stanley offers a full spectrum of benefits, including Medical, Prescription Drug, Dental, Vision, Health Savings Account, Dependent Day Care Savings Account, Life Insurance, Disability and Other Insurance Plans, Paid Time Off (including Sick Leave consistent with state and local law, Parental Leave and 20 Vacation Days annually), 10 Paid Holidays, 401(k), and Short/Long Term Disability, in addition to other special perks reserved for our employees. Please visit mybenefits.morganstanley.com to learn more about our benefit offerings.

Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.

Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.

For more information, please visit : https://www.morganstanley.com/people-opportunities/eeo .

Apply Now

Refine Your Search

risk manager jobs in kirkland, wa

Risk Officer

Risk Management Analyst

Senior Program Manager - Fraud and Risk

Group Risk Manager, Business Risk & Insurance

Sr. Risk Manager, Worldwide Logistics Insurance

Senior Strategic Risk Manager - Infrastructure

(USA) Senior Manager, Specialty Compliance and Ethics

Sr. Principal Customer Risk & Retention Strategy Manager

Credit Products Specialist II-Specialized

Senior Risk Manager, Last Mile

Security Risk Management Specialist, Leo Security

Business Program Manager - Compliance

Quality Risk Manager, QTR

Enterprise Risk Manager

DOT Risk Manager, TRC DOT

Senior Risk Manager, Transportation, Risk & Compliance

TikTok Shop - Risk Strategy Product Manager

Retail Food Safety Audit Manager , Food Safety Operations Team

Manager III, Risk Management, REs-Q - Risk Mitigation, Escalation Reduction, and Quality Assurance

Senior Risk Manager, Sanctions, Denied Party Screening

I want to receive the latest job alert for risk manager in kirkland, wa

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