Top 49 Compliance auditor Jobs in Knoxville, Tn

Compliance Analyst
SmartBank —Knoxville, TN
- Full-time
- Microsoft Outlook
- Mid-level
- Office
District Inventory Auditor
GPM Investments LLC —Knoxville, TN
- $16.50 an hour
- Travel
- Accounting
- Reliable transportation
Quick Apply
Internal Auditor II
Knoxville TVA Employees Credit Union —Knoxville, TN
- From $21 an hour
- Full-time
- Word processing
- Basic math
- Mid-level
- Paid training
- Paid holidays
Quick Apply
Coding Quality Auditor
Houston Methodist —Tennessee
- Full-time
- Anatomy knowledge
- English
- Mid-level
Risk and Compliance Analyst
Boston Government Services, LLC —Oak Ridge, TN
- $136,849 - $160,999 a year
- Overnight shift
- Hybrid work
- Writing skills
- Pass drug screening
- Mid-level
- Disability insurance
- Health insurance
COMPLIANCE AUDITOR SR
Covenant Health —Knoxville, TN
- Full-time
- RN License
- 5 years
- Word processing
Senior Research Auditor or Principal Research Auditor, Office of Audit and Compliance - UT System Administration
University of Tennessee Health Science Center —Knoxville, TN
- $95,000 - $105,000 a year
- Full-time
- Microsoft Excel
- CPA
- University
- Health insurance
- Tuition reimbursement
Senior Research Auditor or Principal Research Auditor, Office of Audit and Compliance - UT System Administration
University of Tennessee - Knoxville —Knoxville, TN
- $85,000 - $105,000 a year
- Full-time
- Microsoft Excel
- CPA
- University
- Health insurance
- Tuition reimbursement
Compliance Specialist
SouthEast Bank —Farragut, TN
- Bachelor of Science
- Basic math
- English
Compliance Document Specialist
PYA P C —Knoxville, TN
- Full-time
- Mid-level
- Administrative experience
- Communication skills
- Opportunities for advancement
Quick Apply
Warehouse Auditor
Capstone Logistics LLC —Knoxville, TN
- $545 - $800 a week
- High school diploma or GED
- Ability to lift 50 pounds
- Warehouse
Quick Apply
Audit Associate Knoxville, TN
Rodefer Moss & Co PLLC —Knoxville, TN
- CPA
- Research
- Mid-level
CDI Auditor & Educator
Covenant Health —Knoxville, TN
- Full-time
- 5 years
- Word processing
- Windows
SENIOR STAFF AUDITOR
Brown Jake & McDaniel, PC —Knoxville, TN
- Email
- CPA
- Mid-level
- Analysis skills
- Paid time off
- Opportunities for advancement
Auditor
Contact Government Services, LLC —Knoxville, TN
- $80,000 - $100,000 a year
- Full-time
- CPA
- GAAP
- Senior level
- Health insurance
- Dental insurance
Quick Apply
Night Auditor
The Tennessean Hotel —Knoxville, TN
- $17 an hour
- Full-time
- English
- Hotel
- High school diploma or GED
- Paid holidays
- Health insurance
Quick Apply
Night Auditor
Hilton Knoxville —Knoxville, TN
- $17 an hour
- Full-time
- English
- Hotel
- High school diploma or GED
- Paid holidays
- Health insurance
Quick Apply
CODING AUDITOR-EDU-CLINIC
Covenant Health —Knoxville, TN
- Full-time
- Hybrid work
- 5 years
- Word processing
- Computer literacy
Quality Auditor
Smurfit Westrock —Knoxville, TN
- $19.25 an hour
- Overtime
- Basic math
- Mid-level
- High school diploma or GED
- Health savings account
- AD&D insurance
COMSEC Auditor Senior
Mayvin, Inc. —Oak Ridge, TN
- Full-time
- Databases
- Analysis skills
- Bachelor's degree
Quick Apply

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compliance auditor jobs near knoxville, tn

Compliance Analyst

SmartBank -
Knoxville, TN

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Job Details

Full-time

Qualifications

Microsoft Outlook
Compliance with loan regulations
Spreadsheets
Professional ethics
Regulatory compliance
High school diploma or GED
Data entry

Full Job Description

Looking to join a Great Place to Work Employer and become a valued member of our growing team? At SmartBank, we're not just offering a job; we're inviting you to be a part of a culture built on excellence.

Major Duties and Responsibilities:

Core Values & Culture Commitment:

Uphold SmartBank Core Values and Core Purpose.
Adheres to and embraces the SmartBank Way by Acting Smart, Looking Smart and Being Smart.

Compliance Management System Support

Support assigned compliance monitoring, risk assessment, policy, training, audit, examination, and committee activities.
Maintain accurate logs, spreadsheets, reports, supporting documentation, and evidence of completion in approved locations.
Gather, organize, and validate information requested for monitoring reviews, audits, examinations, consulting engagements, and internal reporting as requested.
Identify missing information, documentation gaps, errors, control concerns, or recurring issues and escalate them promptly to the Director of Compliance or appropriate Compliance Manager.

Ticket and Workflow Administration

Review, categorize, assign, track, and close assigned Compliance Department FreshService tickets in accordance with departmental procedures.
Use approved response language, obtain required supporting documentation, follow up on open items, and maintain consistent records supporting workload and trend reporting.

NMLS Administration

Support NMLS registration, transfer, maintenance, renewal, and removal processes for applicable mortgage loan originators and other registered associates.
Coordinate documentation and follow-up with business-line management, Human Resources, and Compliance; escalate delayed, incomplete, or potentially noncompliant items.

Monitoring and Review Activities

Reconcile submitted deposit hold forms to daily hold reports; record required attributes; document errors, omissions, and potential procedural deviations; and retain review evidence.
Coordinate annual branch signage reviews, including evidence collection, completion tracking, exception documentation, and follow-up.
Assist with periodic website compliance reviews by tracking assigned pages, documenting results, and routing identified concerns for subject-matter review.
Review assigned California resident reports and provide approved reporting to Marketing while maintaining supporting documentation.
Review Do Not Call Report weekly and make any necessary updates.

Policy, Flood, and Training Support

Serve as Compliance Department representative for Tandem Policy Management, including distribution of review schedules, reminders, approval tracking, version control, policy entry, and evidence retention.
Maintain flood compliance reminders, logs, documentation, and follow-up communications; escalate overdue or potentially noncompliant items.
Track delinquent compliance training and ancillary education activities and issue approved follow-up communications to associates and managers.

Advertising, Complaints, and Governance

Maintain advertising tracking records and organized copies of advertisements, review documentation, approvals, and related correspondence by category.
Maintain complaint tracking records and supporting complaints, responses, correspondence, and resolution documentation; promptly escalate matters presenting elevated regulatory concerns.
Assist with periodic CMS reporting and Risk Management Committee materials, minutes, action-item tracking, and evidence of completion.

General Responsibilities

Protect confidential customer, associate, and Bank information and follow applicable privacy, information-security, records-retention, and internal-control requirements.
Maintain current knowledge of assigned procedures, systems, and job responsibilities through required training.
Comply with applicable federal, state, and local banking laws and regulations, including the Bank Secrecy Act, and perform other duties as assigned.

Position Requirements and Qualifications:

Education:

High school diploma or GED required; associate or bachelor’s degree preferred.
One to two years of banking, compliance, operations, audit, risk, lending, deposit, quality-control, or administrative support experience required.
Two or more years of directly related experience preferred.
An equivalent combination of education, training, and experience may be considered.

Training Requirements (licenses, programs, or certificates):

None

Knowledge, Skills, and Abilities:

Working knowledge of banking products, services, operational processes, regulatory compliance, consumer protection, documentation, internal controls, and issue escalation.
Strong attention to detail, organization, analytical ability, follow-through, and time management; ability to manage recurring responsibilities and multiple priorities accurately and timely.
Ability to compile, reconcile, and summarize data; maintain accurate spreadsheets and records; follow written procedures and checklists; and recognize inconsistencies or documentation gaps.
Professional written and verbal communication skills and the ability to work effectively with associates at all organizational levels.
Sound judgment, discretion, confidentiality, ethics, initiative, and the ability to work independently within assigned authority while supporting the Director of Compliance and multiple Compliance Managers.
Commitment to continued learning and professional development within the compliance function.
Proficiency in Microsoft Word, Excel, Outlook, and PowerPoint.
Ability to learn FreshService, Tandem Policy Management, NMLS, learning-management systems, shared drives, and other departmental tools.

Work Conditions:

Able to routinely stand, sit, bend and stoop.
Frequently and regularly required movements using wrists, hands, and/or fingers.
Average, ordinary, visual acuity necessary to prepare and inspect documents or products and operate machinery.
Ability to hear average or normal conversations and receive ordinary information.
May be required to travel to training sessions or meetings.

Apply Now

Refine Your Search

compliance auditor jobs in knoxville, tn

Compliance Analyst

District Inventory Auditor

Internal Auditor II

Coding Quality Auditor

Risk and Compliance Analyst

COMPLIANCE AUDITOR SR

Senior Research Auditor or Principal Research Auditor, Office of Audit and Compliance - UT System Administration

Senior Research Auditor or Principal Research Auditor, Office of Audit and Compliance - UT System Administration

Compliance Specialist

Compliance Document Specialist

Warehouse Auditor

Audit Associate Knoxville, TN

CDI Auditor & Educator

SENIOR STAFF AUDITOR

Auditor

Night Auditor

Night Auditor

CODING AUDITOR-EDU-CLINIC

Quality Auditor

COMSEC Auditor Senior

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