Top 6 Compliance officer Jobs in Largo Fl

Senior Associate Director, Compliance
Webull Financial —Saint Petersburg, FL
- $140,000 - $165,000 a year
- Full-time
- 7 years
- Office
- Senior level
- Commuter assistance
- Paid parental leave
Quick Apply
8h
Director of Compliance
Johns Hopkins All Children's Hospital —Saint Petersburg, FL
- Full-time
- Master's degree
- Bachelor's degree
- Children
General Counsel & Chief Compliance Officer
Women's Care —Tampa, FL
- Full-time
- HIPAA
- Ob/Gyn
- Senior level
- Paid holidays
- Dental insurance
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DIRECTOR or SENIOR DIRECTOR OF COMPLIANCE
Seminole Electric —Tampa, FL
- Full-time
- HIPAA
- Driver's License
- Continuous improvement
Quick Apply
Director - Compliance Consulting
WTW —Tampa, FL
- $95,000 - $165,000 a year
- Full-time
- Management
- HIPAA
- Bachelor's degree
- Paid jury duty
- Health savings account

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Senior Associate Director, Compliance

Webull Financial
Saint Petersburg, FL

Quick Apply

Job Details

Full-time
$140,000 - $165,000 a year
8 hours ago

Benefits

Commuter assistance
Paid parental leave
Disability insurance
Health insurance
Dental insurance
Tuition reimbursement
Happy hour
Parental leave
Vision insurance
401(k) matching
Pet insurance

Qualifications

Securities & Exchange Commission
Policy analysis
Securities law compliance support experience
Securities law
Legal compliance

Full Job Description

Webull is a leading digital brokerage platform built on next generation global infrastructure. At Webull, we believe that everyone should have an equal opportunity to control their own financial future. Our vision has always been to empower individual investors with the tools and resources they need to succeed financially. This commitment remains at the heart of everything we do. From low-fee trading and robust market data to advanced analytical tools, we are committed to providing a seamless, top-tier trading experience.

About The Role & Team

Webull Advisors is an SEC-registered Investment Adviser focused on robo-advisory and AI-enabled wealth solutions. We are seeking a growth-oriented compliance professional in St. Petersburg, Florida who is ready to take the next step in their career. This role is ideal for someone with investment adviser compliance experience who wants broader exposure, hands-on ownership, and the opportunity to develop into a senior compliance leader as the advisor business scales. The position will work closely with legal, product, operations, and technology stakeholders to support and enhance the Webull Advisors compliance program.

In This Role, You Will

Build and maintain policies and controls, leading enhancement opportunities by identifying gaps, recommending clear requirements to first-line teams, and tracking resolution.
Assess the impact of new regulatory requirements on existing policies and controls and work across teams to amend the same to meet new obligations.
Take responsibility for determining whether proposed activities are in compliance with the rules and regulations applicable to a registered investment advisor.
Lead and manage examination and external audit processes, engaging internally to ensure readiness and externally to present compliance controls.
Draft and file all regulatory submissions and reports to senior stakeholders with timely and actionable information concerning the health of compliance programs.
Lead and deliver on the creation and maintenance of the compliance standard operating procedures, translating policy requirements for API into operational activities.
Promote a culture of compliance, proactively engaging peers and stakeholders across the business, operations, and technology teams to educate on compliance concerns.
Review and approve all marketing materials for compliance with the SEC Marketing Rule.
Conduct annual review pursuant to Rule 206(4)-7.
Monitor personal securities trading, manage “Access Person” list, and manage Code of Ethics.

The Skills You Bring

7+ years of compliance experience in investment advisory, brokerage, fintech, wealth management, asset management, or another regulated financial services environment
Working knowledge of the Investment Advisers Act, SEC compliance obligations, and core adviser compliance program requirements; direct experience is required and strong related experience will be considered
Ability to research, analyze, and apply rules, regulations, and policies with practical business judgment
Detail-oriented, organized, and comfortable managing multiple priorities in a fast-moving environment
Curious, proactive, and eager to learn in a high-growth advisor business with exposure to technology, product innovation, and AI-enabled investing
Demonstrated interest in building a long-term career in compliance, with a desire for unique experience, mentorship, and growth potential within a scaling business

Why Webull?

Webull is more than a fintech company—we’re a global community of innovators, collaborators, and trailblazers. Headquartered in St. Petersburg, FL, Webull operates in 14 regions worldwide, serving over 20 million users. At Webull, your ideas matter, your voice is heard, and your work makes a real impact.

Investing in our people is a top priority for us, which is why we have a comprehensive benefits package that includes:

Comprehensive Health Coverage: 100% paid medical and dental insurance for employees and dependents, vision insurance, and more!
Financial Support: 401(k) match, commuter benefits for NY positions, and short-term disability coverage.
Work-Life Balance: Generous time off that increases with tenure, paid parental leave, personal days, sick time, volunteer days and company holidays.
Wellness & Pet Care: Fitness and wellness benefits, plus pet insurance for your furry friends.
Investing in Your Future: We provide tuition reimbursement to help you pursue relevant degrees, certifications, and training that align with your career goals.
Dynamic Office Perks: Catered breakfast (every Monday) & lunches (every Friday), fully stocked kitchens, and monthly happy hours to connect and collaborate.

This role is based in our St. Petersburg, FL Global HQ, where in-person collaboration fuels growth, mentorship, and innovation. At Webull, we’re committed to fair, equitable, and transparent compensation. The base salary range is $140,000-$165,000 annually, plus a discretionary bonus and full benefits. Final offers consider experience, location, and relevant qualifications.

EEOC Statement

Webull is an equal opportunity employer. We’re committed to building a diverse and inclusive team where all backgrounds, perspectives, and talents are valued.

Quick Apply

Refine Your Search

compliance officer jobs in largo fl

Senior Associate Director, Compliance

Director of Compliance

General Counsel & Chief Compliance Officer

DIRECTOR or SENIOR DIRECTOR OF COMPLIANCE

Director - Compliance Consulting

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