Top 26 Finance associate Jobs in Lehi, Ut

Ultra High Net Worth Executive Financial Services Rule 10b5-1 Strategy Associate
Morgan Stanley —Sandy, UT
- Full-time
- Mid-level
- Office
- Communication skills
Personal Banking - Associate Banker
NBH Bank —Orem, UT
- Overtime
- Bilingual
- Pass drug screening
- High school diploma or GED
- Paid time off
- Opportunities for advancement
Quick Apply
9d
Operations and Finance Associate
UI Charitable —Provo, UT
- $50,000 - $65,000 a year
- Full-time
- Customer service
- Writing skills
- English
- Health savings account
- Health insurance
Quick Apply
1d
Treasury Management Associate
Bank of Utah —Orem, UT
- $65,000 - $70,000 a year
- Monday to Friday
- Mid-level
- Office
- Finance
- Paid parental leave
- Paid holidays
Quick Apply
Registered Client Service Associate - Ameriprise Financial Advisors - Midvale, UT
Ameriprise Financial —Midvale, UT
- Full-time
- Research
- Office
- 3 years
Associate, Project Finance
AES Corporation —Salt Lake City, UT
- $113,000 - $141,525 a year
- Full-time
- Microsoft Word
- Mid-level
- Office
- Health insurance
- Dental insurance
Quick Apply
3d
Part Time (20 Hours) Associate Banker, Sugar House Branch, Salt Lake City, UT
JPMorganChase —Salt Lake City, UT
- Part-time
- Office
- High school diploma or GED
- Leadership
- Health insurance
- Tuition reimbursement
4d
Valuation Associate
SCALAR —Draper, UT
- Office
- Finance
- Analysis skills
- Health insurance
- 401(k) matching
Business Development Associate - Sandy, UT
Expansion Capital Group —Sandy, UT
- Weekends as needed
- Microsoft Outlook
- Marketing
- Office
2d
Part Time (20 Hours) Associate Banker, Foothill Branch, Salt Lake City, UT
JPMorganChase —Salt Lake City, UT
- Part-time
- Office
- High school diploma or GED
- Leadership
- Health insurance
- Tuition reimbursement
2d
Fraud Alerting Associate
Morgan Stanley —South Jordan, UT
- Full-time
- English
- Mid-level
- Analysis skills
21h
Private Equity Associate, Joint Ventures
Reef Capital Partners —Lehi, UT
- $120,000 - $140,000 a year
- Full-time
- Mid-level
- Office
- Residential
- Health savings account
- Health insurance
Quick Apply
2d
Wealth Management Associate
Equitable Advisors —Salt Lake City, UT
- Mid-level
- Office
- Bachelor's degree
- Employee stock purchase plan
- Disability insurance
Associate Director of Finance, Sales & Marketing
Reef Capital Partners —Lehi, UT
- $120,000 - $150,000 a year
- Full-time
- 5 years
- Office
- Residential
- Health savings account
- Health insurance
Quick Apply
Part Time (20 Hours) Associate Banker, Heber Branch, Heber City, UT
JPMorganChase —Heber City, UT
- Part-time
- Office
- High school diploma or GED
- Leadership
- Health insurance
- Tuition reimbursement
Senior Valuation Associate
SCALAR —Draper, UT
- Mid-level
- Office
- Finance
- Health insurance
- 401(k) matching
Associate Financial Systems Administrator
Savage Services —Midvale, UT
- Full-time
- Oracle
- Research
- Mid-level
- Profit sharing
- AD&D insurance
Quick Apply
Associate, Third Party Management
Extra Space Management, Inc —Salt Lake City, UT
- Full-time
- Mid-level
- Office
- Finance
Quick Apply
3d
Institutional Portfolio Monitoring - Associate
Morgan Stanley —South Jordan, UT
- 5 years
- Office
- Finance
Associate Commercial Portfolio Manager
Fortis Bank —Midvale, UT
- $90,000 - $100,000 a year
- Hybrid work
- Microsoft Excel
- Microsoft Outlook
- Research
Quick Apply

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Ultra High Net Worth Executive Financial Services Rule 10b5-1 Strategy Associate

Morgan Stanley -
Sandy, UT

Apply Now

Job Details

Full-time

Qualifications

Customer communication
Spreadsheets
Series 7
FINRA License
Presentation creation
Productivity software
Experience practicing in the securities industry
Negotiation
Series 63

Full Job Description

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.

As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

Department Profile:

Executive Financial Services (“EFS”) supports transactions involving restricted or control stock, often-involving Rule 144 Affiliates and Corporate Insiders. These transactions include Rule 10b5-1 Trading Plans, sales under Rule 144 or pursuant to prospectus registration, margining, hedging, gifting or legend removals for restricted stock. EFS conducts due diligence with Issuer counsel prior to the transaction, negotiates and implements 10b5-1 contracts (including trade execution pursuant to the plan) and facilitates SEC filings, clearing and settlement of restricted trades. An important part of the service provided by EFS includes education and guidance to Financial Advisors (“FAs”), branch management and issuer counsel/corporate clients on SEC rules and operational considerations. Our 10b5-1 team is #1 in our industry and seeks to provide affirmative defense solutions for trading plans for top executives and affiliates.

Position Summary and Responsibilities:
As an Ultra High Net Worth (UHNW) Rule 10b5-1 Strategy Associate, this person will be responsible for the white glove adoption and trade management of 10b5-1 trading plans and enhance strategy and analysis for the UHNW Desk and broader EFS Department. The ideal candidate should have proven experience with providing a concierge type service to Issuers, clients, advisors or partners and strong data analysis and Microsoft Office skills.

General Functions Include:

Develop and maintain a high level of knowledge in various SEC Rules: 10b5-1, Rule 144, 10b-18, Section 16, etc. and corporate equity plans: option exercises, restricted stock vests, SARS and related administration.
Maintain EFS records on Rule 10b5-1 trading plans and file Rule 144 Forms with the SEC as required.
Provide educational support and trade schedule advice to FA’s and clients (sellers) on the best way to execute/effect a trade schedule for an individual client (seller).
Review legal documents with an eye to manage risk and have the ability to identify and present issues (as appropriate) to Legal and EFS management.
Work closely with Stock Plan Directors, Financial Advisors, Technology, Legal Department & Compliance and Strategic Client Management (the liaison between wealth management and MS’s investment bank). Must quickly develop a full understanding of how each group interacts.
Work with Department to help analyze how to expand the UHNW 10b5-1 Desk to additional advisors and expand beyond a 10b5-1 service. This will require coordination with Global Capital Markets, Private Wealth Management and Family Office Resources.
Ability to lead on strategic initiatives, develop PowerPoint presentations and deliver analysis and vision to senior leaders.

Qualifications:

Prior experience in Capital Markets, Investment Banking/Origination, Wealth Management.
FINRA Licenses: Series 7 & 63 required. Will sponsor for Series 57 Exam.
Strong presentation, negotiation, oral and written communication.
High proficiency with Microsoft Excel and PowerPoint.
Self-Motivator, ability to learn independently and work free from immediate supervision.
Positive and professional customer service attitude.

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.

Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.

Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.

For more information, please visit : https://www.morganstanley.com/people-opportunities/eeo .

Apply Now

Refine Your Search

finance associate jobs in lehi, ut

Ultra High Net Worth Executive Financial Services Rule 10b5-1 Strategy Associate

Personal Banking - Associate Banker

Operations and Finance Associate

Treasury Management Associate

Registered Client Service Associate - Ameriprise Financial Advisors - Midvale, UT

Associate, Project Finance

Part Time (20 Hours) Associate Banker, Sugar House Branch, Salt Lake City, UT

Valuation Associate

Business Development Associate - Sandy, UT

Part Time (20 Hours) Associate Banker, Foothill Branch, Salt Lake City, UT

Fraud Alerting Associate

Private Equity Associate, Joint Ventures

Wealth Management Associate

Associate Director of Finance, Sales & Marketing

Part Time (20 Hours) Associate Banker, Heber Branch, Heber City, UT

Senior Valuation Associate

Associate Financial Systems Administrator

Associate, Third Party Management

Institutional Portfolio Monitoring - Associate

Associate Commercial Portfolio Manager

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