Top 3 Compliance officer Jobs in Miami, Fl

CCO RIA
MJ Boyd Consulting —Miami, FL
- $200,000 - $250,000 a year
- Spanish
- Office
- Senior level
Quick Apply
Director of Compliance
UniVista Insurance —Miami, FL
- $80,000 - $120,000 a year
- Full-time
- Background check
- Spanish
- HIPAA
Deputy Chief Compliance Officer
Kaztronix —United States
- 11+ years
- Office
- Bachelor's degree
Quick Apply

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Director, Servicing Compliance
Lakeview Loan Servicing —Coral Gables, FL
Interpret federal, state, and investor regulatory requirements (e.g., RESPA, Reg X, TILA, Reg Z, CFPB guidance, Fannie Mae, Freddie Mac, Ginnie Mae, Veterans…
$170,000 - $230,000 a year
Director of Trade Compliance
DASI LLC —Doral, FL
Provide strategic guidance to executive leadership on trade compliance risks, mitigation strategies, and business impacts. End-use and end-user screening.
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Deputy Chief Compliance Officer
Kaztronix —United States
Leverage knowledge of industry guidance, laws, codes and best practices to direct the design, implementation, and evolution of a comprehensive US Compliance…
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CCO RIA

MJ Boyd Consulting
Miami, FL

Quick Apply

Job Details

$200,000 - $250,000 a year

Qualifications

Spanish
Senior leadership

Full Job Description

Our client is looking for a Chief Compliance Officer (“CCO”) for a new (in development), Bank owned, Registered Investment Advisor based in the US (Miami).

This position will be responsible for developing, implementing, communicating, and reviewing corporate policies, procedures, manuals, trends and systems designed to enable the RIA to effectively manage risk and remain in Compliance with the various regulatory authorities.

The CCO will also be responsible for ensuring that the RIA reporting complies with regulatory requirements as well as firm policies and supervisory procedures. The Chief Compliance Officer will provide leadership and strategy to compliance, risk management, control & operations of the firm.

The RIA will cater to Latin American clients hence the position should be knowledgeable of KYC policies and procedures both in the US and in Latam (mainly Mexico).

This is a senior position, hence 10 years of previous experience in a similar role are required. Ideally, the candidate should have experience in the US in a RIA or Broker dealer that services international clients. Spanish language skills are also required.

Miami, Florida

Salary: $200,000 - $250,000

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compliance officer jobs in miami, fl

CCO RIA

Director of Compliance

Deputy Chief Compliance Officer

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