Top 79 Governance officer Jobs in Miami, Fl

Fiduciary Risk Officer
MJ Boyd Consulting —Miami, FL
- Microsoft Excel
- 5 years
- Office
Quick Apply
Sr. Dir, Talent Strategy & Operations
Royal Caribbean Group —Miami, FL
- Microsoft Excel
- 11+ years
- Office
Chief Risk Officer (Group)
GVW Group, LLC —Miami, FL
- Full-time
- Office
- Manufacturing
- Senior level
VP, Head of People
Excel™ —Miami, FL
- $170,000 - $185,000 a year
- Full-time
- Hybrid work
- Bachelor's degree
- Business Administration
- Senior level
- Disability insurance
- Health insurance
Quick Apply
Senior Director, People Strategy & Business Initiatives
Saputo Inc. —Fort Lauderdale, FL
- $173,685 - $227,960 a year
- Email
- 11+ years
- English
- Office
7d
Sr. Paralegal
Royal Caribbean Group —Miami, FL
- Full-time
- Microsoft Excel
- 6 years
- Project management
US Regulatory Compliance Officer
Nubank —Miami, FL
- Full-time
- Hybrid work
- Office
- Team management
- Senior level
- AD&D insurance
- Health insurance
Quick Apply
BSA AML Officer
Majority —Miami, FL
- Spanish
- 5 years
- Bachelor of Science
Quick Apply
Chief Business Officer
GVW Group, LLC —Miami, FL
- Full-time
- 11+ years
- Finance
- Experience equivalent to degree accepted
Director, People Strategy and Transformation
CohnReznick —Miami, FL
- Hybrid work
- Office
- Master's degree
- Bachelor's degree
- Paid time off
- Parental leave
8h
CRA Officer
Ocean Bank —Miami, FL
- Remote
- 7 years
- Microsoft Outlook
- Management
VP, Enterprise Innovation & Strategy
Nicklaus Children's Hospital —Miami, FL
- Office
- Children
- Mentoring
Security Officer Enhanced Part Time Entry Governance
Allied Universal —Miami, FL
- $22 an hour
- Part-time
- 18 years or older
- Military
- Pass drug screening
- Paid training
- Opportunities for advancement
Quick Apply
2d
Senior Risk Manager
Emigrant Bank —Miami, FL
- Full-time
- Microsoft Excel
- Office
- 8 years
GTM Lead
Rifa AI —Miami, FL
- $125,000 - $200,000 a year
- Full-time
- Remote
- Senior level
Quick Apply
9d
Chief Financial Officer (SFCT)
APM Terminals —Miami, FL
- $190,000 - $210,000 a year
- Full-time
- 11+ years
- Office
- Travel
Deposit Operations Specialist
Helm Bank USA —Miami, FL
- Spanish
- English
- Mid-level
- Disability insurance
- Health insurance
Quick Apply
10d
Assistant VP, Business Applications
University of Miami —Miami, FL
- Full-time
- ERP systems
- University
- Bachelor's degree
- Health insurance
- Dental insurance
SVP / Senior Credit Manager
U.S. Century Bank —Miami, FL
- Office
- Mentoring
- Senior level
Head of Commercial Partnerships
Concacaf —Miami, FL
- Email
- Spanish
- Microsoft Excel
- Up to 50% travel

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governance officer jobs near miami, fl

Fiduciary Risk Officer

MJ Boyd Consulting
Miami, FL

Quick Apply

Job Details

Qualifications

Foreign language proficiency
Bachelor's degree

Full Job Description

Position Summary

We are seeking an experienced Fiduciary Risk Officer to join a Registered Investment Adviser (RIA) business in Miami. The successful candidate will be responsible for overseeing fiduciary risk across the firm's wealth management and investment advisory activities, ensuring that clients' interests remain paramount while maintaining compliance with regulatory requirements and internal policies.

This role requires a strong understanding of fiduciary obligations, investment advisory regulations, trust and wealth management practices, and enterprise risk management. Given the international client base, fluency in both English and Spanish is essential.

Key Responsibilities

Identify, assess, monitor, and report fiduciary risks across the RIA and wealth management business.
Review fiduciary processes to ensure adherence to the firm's fiduciary duty, investment policies, and client agreements.
Partner with Compliance, Legal, Operations, Investment Management, and Relationship Managers to proactively identify and mitigate fiduciary risks.
Conduct fiduciary risk assessments for new products, services, investment strategies, and business initiatives.
Review client accounts for suitability, best interest obligations, conflicts of interest, and investment governance.
Monitor fiduciary exceptions, breaches, complaints, and operational incidents, ensuring appropriate remediation and escalation.
Support fiduciary committee meetings by preparing risk reports, presenting findings, and documenting action items.
Develop and maintain fiduciary risk policies, procedures, and controls consistent with SEC regulations and industry best practices.
Perform thematic reviews and ongoing monitoring of fiduciary activities.
Assist with internal audits, regulatory examinations, and external audits.
Monitor regulatory developments affecting RIAs and fiduciary responsibilities and recommend policy enhancements where appropriate.
Deliver training to advisors and business partners on fiduciary obligations and risk awareness.
Prepare management reporting, key risk indicators (KRIs), and board-level summaries.

Qualifications

Bachelor's degree in Finance, Business, Accounting, Economics, Law, or a related discipline.
5+ years of experience in fiduciary risk, investment advisory, wealth management risk, compliance, trust administration, or operational risk within a banking or financial services environment.
Strong knowledge of:
SEC regulations governing Registered Investment Advisers
Fiduciary duty and best interest obligations
Investment advisory operations
Wealth management products and services
Risk management frameworks
Experience working within a bank-affiliated RIA is highly desirable.
Professional certifications such as CFA, FRM, CRCM, CISA, or similar are advantageous.

Skills & Competencies

Excellent analytical and problem-solving skills.
Strong understanding of fiduciary governance and investment oversight.
Ability to exercise sound judgment and make risk-based decisions.
Strong written and verbal communication skills.
Experience presenting to senior management and governance committees.
High attention to detail with strong organizational skills.
Ability to work independently while collaborating across multiple business lines.
Proficiency in Microsoft Office Suite, particularly Excel and PowerPoint. Experience with GRC platforms is a plus.

Language Requirements

Fluent in English and Spanish (spoken and written) is required.
Ability to communicate effectively with clients, advisors, regulators, and stakeholders in both languages.

Preferred Experience

Experience supporting high-net-worth and ultra-high-net-worth clients.
Familiarity with cross-border wealth management and international private banking.
Knowledge of trust services and fiduciary account administration.
Experience with enterprise risk management and governance frameworks.
Understanding of anti-money laundering (AML), operational risk, and conduct risk as they relate to fiduciary businesses.

Hybrid

Miami, FL

Quick Apply

Refine Your Search

governance officer jobs in miami, fl

Fiduciary Risk Officer

Sr. Dir, Talent Strategy & Operations

Chief Risk Officer (Group)

VP, Head of People

Senior Director, People Strategy & Business Initiatives

Sr. Paralegal

US Regulatory Compliance Officer

BSA AML Officer

Chief Business Officer

Director, People Strategy and Transformation

CRA Officer

VP, Enterprise Innovation & Strategy

Security Officer Enhanced Part Time Entry Governance

Senior Risk Manager

GTM Lead

Chief Financial Officer (SFCT)

Deposit Operations Specialist

Assistant VP, Business Applications

SVP / Senior Credit Manager

Head of Commercial Partnerships

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