Top 40 Wealth advisory manager Jobs in Miami Fl

Fiduciary Risk Officer
MJ Boyd Consulting —Miami, FL
- Microsoft Excel
- 5 years
- Office
Quick Apply
Investment Manager
Deutsche Bank —Miami, FL
- $220,000 - $350,000 a year
- Hybrid work
- Office
- Bachelor's degree
- Senior level
- Health insurance
- Work from home
General Business Affairs
Tri Star Sports and Entertainment Group,Inc —Miami, FL
- $71,000 - $150,000 a year
- Full-time
- Writing skills
- Office
- Analysis skills
Quick Apply
Sr Account Manager, Wealth Management Advisory
Northern Trust Corp. —Miami, FL
- Full-time
- Business development
- Continuous improvement
- Team management
Manager - Transaction Advisory - Financial Due Diligence
Alvarez and Marsal —Miami, FL
- $160,000 a year
- Full-time
- CPA
- Sales
- Master's degree
- AD&D insurance
- 401(k)
Director, Economic Equity Advisory Group
BMO Financial Group —Miami, FL
- $112,200 - $209,000 a year
- Full-time
- Spanish
- 7 years
- Microsoft Access
- Health insurance
- Tuition reimbursement
Revenue Manager
Tri Star Sports and Entertainment Group,Inc —Miami, FL
- $71,000 - $150,000 a year
- Full-time
- Bachelor of Science
- Writing skills
- Mid-level
Quick Apply
Investment Sales Manager
Ocean Bank —Miami, FL
- Hybrid work
- Spanish
- Management
- English
1d
Senior Manager | Sales Reinvention | Insurance
Accenture —Miami, FL
- $122,700 - $317,200 a year
- Full-time
- 5 years
- US work authorization
- Military encouraged
- Paid holidays
- Disability insurance
Market Supervision Manager - Fort Lauderdale, FL
TD Bank —Fort Lauderdale, FL
- $91,000 - $136,240 a year
- Full-time
- Management
- Up to 50% travel
- Basic math
- Health insurance
- Paid time off
Portfolio Manager III
Bank of America —Fort Lauderdale, FL
- Full-time
- CPA
- Customer service
- Writing skills
Private Equity Mergers & Acquisitions Strategy & Diligence Senior Manager
Deloitte —Miami, FL
- $189,200 - $372,900 a year
- Full-time
- 6 years
- Up to 50% travel
- Data analysis skills
Hybrid Scrum Master & Product Owner
Kaufman Rossin —Fort Lauderdale, FL
- Full-time
- Hybrid work
- Salesforce
- Senior level
- 2 years
Quick Apply
7d
Account Manager
Northern Trust Corp. —Miami, FL
- Full-time
- Spanish
- Mid-level
- Business development
3d
Relationship Manager - Commercial Real Estate - Coral Gables or Miami
Bank of America —Coral Gables, FL
- Full-time
- 5 years
- Writing skills
- Mid-level
7d
Associate Client Advisor
Bessemer Trust Company of FL —Miami, FL
- Hybrid work
- Research
- Mid-level
- Office
- Profit sharing
- Paid parental leave
Director - Transaction Advisory - Financial Due Diligence
Alvarez and Marsal —Miami, FL
- $200,000 a year
- Full-time
- CPA
- Master's degree
- 8 years
- AD&D insurance
- 401(k)
Private Equity Mergers & Acquisitions Strategy & Diligence Manager
Deloitte —Miami, FL
- $155,600 - $306,800 a year
- Full-time
- Up to 50% travel
- Bachelor's degree
- Doctor of Philosophy
Senior Relationship / Trust Advisor
Northern Trust Corp. —Coral Gables, FL
- Full-time
- 11+ years
- Business development
- Mentoring
2d
Project Management Office Leader
Kaufman Rossin —Miami, FL
- Full-time
- Senior level
Quick Apply
7d

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wealth advisory manager jobs near miami fl

Fiduciary Risk Officer

MJ Boyd Consulting
Miami, FL

Quick Apply

Job Details

Qualifications

Foreign language proficiency
Bachelor's degree

Full Job Description

Position Summary

We are seeking an experienced Fiduciary Risk Officer to join a Registered Investment Adviser (RIA) business in Miami. The successful candidate will be responsible for overseeing fiduciary risk across the firm's wealth management and investment advisory activities, ensuring that clients' interests remain paramount while maintaining compliance with regulatory requirements and internal policies.

This role requires a strong understanding of fiduciary obligations, investment advisory regulations, trust and wealth management practices, and enterprise risk management. Given the international client base, fluency in both English and Spanish is essential.

Key Responsibilities

Identify, assess, monitor, and report fiduciary risks across the RIA and wealth management business.
Review fiduciary processes to ensure adherence to the firm's fiduciary duty, investment policies, and client agreements.
Partner with Compliance, Legal, Operations, Investment Management, and Relationship Managers to proactively identify and mitigate fiduciary risks.
Conduct fiduciary risk assessments for new products, services, investment strategies, and business initiatives.
Review client accounts for suitability, best interest obligations, conflicts of interest, and investment governance.
Monitor fiduciary exceptions, breaches, complaints, and operational incidents, ensuring appropriate remediation and escalation.
Support fiduciary committee meetings by preparing risk reports, presenting findings, and documenting action items.
Develop and maintain fiduciary risk policies, procedures, and controls consistent with SEC regulations and industry best practices.
Perform thematic reviews and ongoing monitoring of fiduciary activities.
Assist with internal audits, regulatory examinations, and external audits.
Monitor regulatory developments affecting RIAs and fiduciary responsibilities and recommend policy enhancements where appropriate.
Deliver training to advisors and business partners on fiduciary obligations and risk awareness.
Prepare management reporting, key risk indicators (KRIs), and board-level summaries.

Qualifications

Bachelor's degree in Finance, Business, Accounting, Economics, Law, or a related discipline.
5+ years of experience in fiduciary risk, investment advisory, wealth management risk, compliance, trust administration, or operational risk within a banking or financial services environment.
Strong knowledge of:
SEC regulations governing Registered Investment Advisers
Fiduciary duty and best interest obligations
Investment advisory operations
Wealth management products and services
Risk management frameworks
Experience working within a bank-affiliated RIA is highly desirable.
Professional certifications such as CFA, FRM, CRCM, CISA, or similar are advantageous.

Skills & Competencies

Excellent analytical and problem-solving skills.
Strong understanding of fiduciary governance and investment oversight.
Ability to exercise sound judgment and make risk-based decisions.
Strong written and verbal communication skills.
Experience presenting to senior management and governance committees.
High attention to detail with strong organizational skills.
Ability to work independently while collaborating across multiple business lines.
Proficiency in Microsoft Office Suite, particularly Excel and PowerPoint. Experience with GRC platforms is a plus.

Language Requirements

Fluent in English and Spanish (spoken and written) is required.
Ability to communicate effectively with clients, advisors, regulators, and stakeholders in both languages.

Preferred Experience

Experience supporting high-net-worth and ultra-high-net-worth clients.
Familiarity with cross-border wealth management and international private banking.
Knowledge of trust services and fiduciary account administration.
Experience with enterprise risk management and governance frameworks.
Understanding of anti-money laundering (AML), operational risk, and conduct risk as they relate to fiduciary businesses.

Hybrid

Miami, FL

Quick Apply

Refine Your Search

wealth advisory manager jobs in miami fl

Fiduciary Risk Officer

Investment Manager

General Business Affairs

Sr Account Manager, Wealth Management Advisory

Manager - Transaction Advisory - Financial Due Diligence

Director, Economic Equity Advisory Group

Revenue Manager

Investment Sales Manager

Senior Manager | Sales Reinvention | Insurance

Market Supervision Manager - Fort Lauderdale, FL

Portfolio Manager III

Private Equity Mergers & Acquisitions Strategy & Diligence Senior Manager

Hybrid Scrum Master & Product Owner

Account Manager

Relationship Manager - Commercial Real Estate - Coral Gables or Miami

Associate Client Advisor

Director - Transaction Advisory - Financial Due Diligence

Private Equity Mergers & Acquisitions Strategy & Diligence Manager

Senior Relationship / Trust Advisor

Project Management Office Leader

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