Top 9 Compliance officer & internal Jobs in Monroe, Wi

Compliance Officer & Internal Audit
UNION Savings BANK —Freeport, IL
- $60,000 - $75,000 a year
- Bachelor of Science
- Research
- Mid-level
Quick Apply
12d
Browntown Part Time Security Officer - Daily Pay
Per Mar Security Services —Browntown, WI
- $17 - $18 an hour
- Part-time
- Data entry
- Entry level
- Under 1 year
- Health insurance
- Dental insurance
Quick Apply
Universal Banker
FARMERS SAVINGS BANK —Hollandale, WI
- Full-time
- Microsoft Excel
- Computer literacy
- Office
3d
Privacy Officer
Navia Benefit Solutions Inc —United States
- $80,000 - $100,000 a year
- Hybrid work
- 5 years
- HIPAA
- Mid-level
- Paid holidays
- Disability insurance
Quick Apply
Account Executive – U.S. Navy
Asylon —United States
- $100,000 - $200,000 a year
- Full-time
- 5 years
- Military
- Bachelor's degree
- Health insurance
- Dental insurance
Quick Apply
8d

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AVP, Fund Compliance - Mutual Funds
Ultimus Fund Solutions —Columbus, OH
Ultimus is an equal opportunity employer and does not discriminate on the basis of the applicant’s or employee’s race, color, religion, national origin,…
$75,000 - $100,000 a year
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Senior Energetics Engineer
Battelle —West Jefferson, OH
The candidate should have a bachelors degree in a related field; minimum of 10 years of technical experience; or an equivalent combination of education and or…

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compliance officer & internal jobs near monroe, wi

Compliance Officer & Internal Audit

UNION Savings BANK -
Freeport, IL

Quick Apply

Job Details

$60,000 - $75,000 a year
12 days ago

Qualifications

Data-driven problem-solving

Full Job Description

SUMMARY: Performs developing, implementing and maintaining the bank’s operational, financial, regulatory compliance, and audits; conducts risk assessments, compliance testing and audits to mitigate risks, through day-to-day business operations at all branches. Ideal candidate brings strong regulatory knowledge, practical judgement and a collaborate mindset.

DUTIES AND RESPONSIBILITIES:

Analyzes and tests internal controls, business processes and systems, operations and financial reports, and compliance with corporate policies and procedures.
Identifies business objectives and risk factors; develops or updates audit programs.
Maintains and develops corporate policies and procedures; utilizes standard business and audit computer software tools for planning, analysis, communication, presentation, and documentation.
Communicates audit objectives and results with employees at all levels; summarizes audit findings and prepares audit reports.
Makes recommendations for improvements in controls and procedures; supports business process improvement and re-engineering efforts.
Maintains adequate knowledge of accounting and auditing standards, information technology, and regulatory compliance to ensure work is performed efficiently and effectively.
Provides practical guidance and training across the organization.
Work with department leaders on process improvements and implementation of controls.
Assists in special audit projects as assigned.
Performs other related duties as assigned by management.

QUALIFICATIONS:

Bachelor’s degree (B.A./B.S.) in related field or equivalent
Strong working knowledge of banking regulations and compliance regulations
Two to four years related experience or equivalent
Commitment to excellence and high standards
Excellent written and oral communication skills
Excellent presentation skills
Ability to work with all levels of management
Strong organizational, problem-solving, and analytical skills, acute attention to

detail and strong interpersonal skills

Ability to manage priorities and workflow
Demonstrated ability to plan and organize projects
Ability to work independently and as a member of various teams and committees
Ability to work on complex projects with general direction and minimal guidance.

COMPETENCIES

Analytical-Synthesizes complex or diverse information; Collects and researches data; Uses intuition and experience to complement data; Designs workflows and procedures.

Customer Service-Manages difficult or emotional customer situations; Responds promptly to customer needs; Solicits customer feedback to improve service; Responds to requests for service and assistance; Meets commitments.
Interpersonal Skills-Focuses on solving conflict, not blaming; Maintains confidentiality; Listens to others without interrupting; Keeps emotions under control; Remains open to others' ideas and tries new things.
Business Acumen-Understands business implications of decisions; Displays orientation to profitability; Demonstrates knowledge of market and competition; Aligns work with strategic goals.
Ethics-Treats people with respect; Keeps commitments; Inspires the trust of others; Works with integrity and ethically; Upholds organizational values.
Organizational Support-Follows policies and procedures; Completes administrative tasks correctly and on time; Supports organization's goals and values; Benefits organization through outside activities; Supports affirmative action and respects diversity.
Judgment-Displays willingness to make decisions; Exhibits sound and accurate judgment; Supports and explains reasoning for decisions; Includes appropriate people in decision-making process; Makes timely decisions.
Professionalism-Approaches others in a tactful manner; Reacts well under pressure; Treats others with respect and consideration regardless of their status or position; Accepts responsibility for own actions; Follows through on commitments.

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compliance officer & internal jobs in monroe, wi

Compliance Officer & Internal Audit

Browntown Part Time Security Officer - Daily Pay

Universal Banker

Privacy Officer

Account Executive – U.S. Navy

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