Top 9 Regulator reporting senior consultant Jobs in Mountain View, Ca

Regulator Reporting Senior Consultant
Deloitte —San Jose, CA
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OneStream Senior Consultant
Deloitte —San Jose, CA
- $110,700 - $218,300 a year
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- Up to 50% travel
- Bachelor's degree
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Technology Audit Manager - Global Payments
TikTok —San Jose, CA
- $121,600 - $208,800 a year
- 5 years
- Office
- SQL
- Paid parental leave
- Paid holidays
Oracle EPM (EPBCS~EPCM) Senior Consultant
Deloitte —San Jose, CA
- $110,700 - $218,300 a year
- Full-time
- Oracle
- Up to 50% travel
- Bachelor's degree
Finance & Accounting Manager
Oxford BioTherapeutics —San Jose, CA
- $140,000 - $160,000 a year
- Full-time
- Microsoft Excel
- CPA
- Office
- AD&D insurance
- Disability insurance
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Product Safety Program Manager
KLA —Milpitas, CA
- $159,500 - $271,200 a year
- Full-time
- Doctoral degree
- Bachelor of Science
- Engineering
- Employee stock purchase plan
- Paid holidays
FP&A Advise Senior Consultant
Deloitte —San Jose, CA
- $116,200 - $229,100 a year
- Full-time
- CPA
- Up to 50% travel
- Finance
Senior Environmental Engineer
Santa Clara Valley Transportation Authority —San Jose, CA
- $170,830.14 - $207,624.56 a year
- Online Application
- Background check
- Construction site
- Word processing
- Health insurance
- Dental insurance

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Regulator Reporting Senior Consultant

Deloitte -
San Jose, CA

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Job Details

Full-time
$118,000 - $130,000 a year

Qualifications

Investment
Standard Operating Procedures (SOPs) implementation
Securities & Exchange Commission
Incident Escalation
Securities law compliance support experience
Quality risk management
Operational risk mitigation
Compliance documentation
Securities law
Regulatory submission editing and review
Operational excellence initiatives
Securities report preparation
Regulatory compliance analysis
Escalation handling
Standard operating procedures (SOPs)
Audit support
Standard operating procedures drafting

Full Job Description

Are you an experienced, passionate pioneer in technology who wants to work in a collaborative environment? As an experienced Regulatory Reporting Senior Consultant, you will have the ability to share new ideas and collaborate on projects as a consultant without the extensive demands of travel. If so, consider an opportunity with Deloitte under our Project Delivery Talent Model. Project Delivery Model (PDM) is a talent model that is tailored specifically for long-term, onsite client service delivery.

Recruiting for this role ends on Thursday, December 31 st 2026.

Work you'll do/Responsibilities

The Regulatory Reporting Specialist is responsible for overseeing the preparation, review, and submission of regulatory reports within the defined scope of 40 Act and non-40 Act funds in the investment management space. This role ensures regulatory compliance, accuracy, and timeliness of all filings, while maintaining strong process governance, documentation standards, and control frameworks across various regulators such as SEC, CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the specific responsibilities for this role:
- Manage end-to-end regulatory reporting activities covering 40 Act and non-40 Act funds in the investment management space (e.g., Form PF, TIC, CPO-PQR, Form 16, Form 13, N-PX, BEA reports), ensuring compliance with applicable regulatory requirements across various regulators such as SEC, CFTC, BEA, NFA, Treasury.
- Review, approve, and oversee the submission of all regulatory filings to ensure accuracy, completeness, and consistency with established standards.
- Maintain and enhance standard operating procedures, documentation, and control frameworks to support audit readiness and regulatory examinations.
- Serve as the primary escalation point for regulatory reporting issues, coordinating resolution across internal stakeholders and external service providers.
- Support regulatory exams, internal audits, and ad hoc data requests related to fund regulatory reporting.
- Drive continuous improvement initiatives to strengthen reporting quality, reduce operational risk, and improve process efficiency.
- Ensure appropriate knowledge transfer, cross training, and coverage to mitigate key person risk across regulatory reporting processes.

The successful candidate would possess these skills:

Ability to work independently and collaborate as part of a team
Effective written and verbal communication skills
Meticulous attention to detail and quality of work product
Ability to build and sustain professional relationships
Ability to lead projects or workstreams
Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment
Strong interpersonal skills and professional demeanor
Ability to meet deadlines
Ability to provide clear guidance to others

The Team

Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect, and transform their organization. Join our team and use advanced data, AI, and emerging technologies with industry insights to help clients bring clarity from complexity and accelerate their path to value creation.

Our Regulatory, Risk, & Forensic Operate offering support to clients by delivering Operate services spanning the Regulatory, Risk & Forensic portfolio. We "embed continuous advantage" through domain, industry, technology and transformation skills to perform client business functions that manage risk and deliver value-added outcomes, all while driving predictable long-term revenue, profitability, and growth.

Qualifications

Required

Manage end-to-end regulatory reporting activities covering 40 Act and non-40 Act funds in the investment management space (e.g., Form PF, TIC, CPO-PQR, Form 16, Form 13, N-PX, BEA reports), ensuring compliance with applicable regulatory requirements across various regulators such as SEC, CFTC, BEA, NFA, Treasury.
Review, approve, and oversee the submission of all regulatory filings to ensure accuracy, completeness, and consistency with established standards.
Maintain and enhance standard operating procedures, documentation, and control frameworks to support audit readiness and regulatory examinations.
Serve as the primary escalation point for regulatory reporting issues, coordinating resolution across internal stakeholders and external service providers.
Support regulatory exams, internal audits, and ad hoc data requests related to fund regulatory reporting.
Drive continuous improvement initiatives to strengthen reporting quality, reduce operational risk, and improve process efficiency.
Ensure appropriate knowledge transfer, cross training, and coverage to mitigate key person risk across regulatory reporting processes.
Limited immigration sponsorship may be available.
Ability to travel 10%, on average, based on the work you do and the clients and industries/sectors you serve.
Bachelor's degree, preferably in Computer Science, Information Technology, Computer Engineering, or related IT discipline; or equivalent experience.

The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. The disclosed range estimate has not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At Deloitte, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $118,000 to $130,000.

You may also be eligible to participate in a discretionary annual incentive program, subject to the rules governing the program, whereby an award, if any, depends on various factors, including, without limitation, individual and organizational performance.

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regulator reporting senior consultant jobs in mountain view, ca

Regulator Reporting Senior Consultant

OneStream Senior Consultant

Technology Audit Manager - Global Payments

Oracle EPM (EPBCS~EPCM) Senior Consultant

Finance & Accounting Manager

Product Safety Program Manager

FP&A Advise Senior Consultant

Senior Environmental Engineer

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