Top 27 Finance officer Jobs in Nashville Tn

Risk Officer
Morgan Stanley —Nashville, TN
- Full-time
- Management
- Office
- Bachelor's degree
Private Wealth Risk Officer
AllianceBernstein —Nashville, TN
- $110,000 - $130,000 a year
- Full-time
- Office
- Bachelor's degree
- Senior level
- Wellness program
- Paid holidays
Risk Control Officer
AllianceBernstein —Nashville, TN
- Full-time
- Office
- Finance
- SharePoint
Assistant Chief Financial Officer
TriStar Skyline Medical Center —Nashville, TN
- Full-time
- Senior level
- Employee stock purchase plan
- Disability insurance
Quick Apply
Trust Officer II
The Forge Companies —Brentwood, TN
- Full-time
- Hybrid work
- Mid-level
- 3 years
- Organizational skills
Division Chief Financial Officer
Quorum Health Corporation —Brentwood, TN
- CPA
- Office
- Master's degree
Quick Apply
Treasury Management Officer II
PNC Financial Services Group —Nashville, TN
- Full-time
- Customer service
- 5 years
- Mid-level
- Wellness program
- Health savings account
9d
Business Banking Officer - West End
Republic Bank & Trust Company —Nashville, TN
- Overtime
- Public speaking
- Mid-level
- Office
Special Needs Trust Officer II
The Forge Companies —Brentwood, TN
- Full-time
- Hybrid work
- 5 years
- Analysis skills
- Travel
Business Banking Officer - Cool Springs
Republic Bank & Trust Company —Franklin, TN
- Overtime
- Public speaking
- Mid-level
- Office
Special Assets Officer
Cumberland Trust & Investment Co. —Nashville, TN
- Mid-level
- Office
- Finance
Quick Apply
Treasury Management Officer
Republic Bank & Trust Company —Nashville, TN
- Overtime
- Mid-level
- Business development experience
- Travel
Trust Officer
Argent Financial Group —Nashville, TN
- Full-time
- 5 years
- Writing skills
- Business development experience
Quick Apply
Treasury Management Officer II
Fifth Third Bank —Nashville, TN
- Full-time
- Office
- Finance
- Business development experience
Chief Financial Officer
Educational Media Foundation - K-LOVE & Air1 —Franklin, TN
- Full-time
- CPA
- Office
- Finance
Chief Business Officer
Vanderbilt University —Nashville, TN
- Full-time
- Oracle
- CPA
- 5 years
Chief Financial Officer
Tri Star Sports and Entertainment Group,Inc —Nashville, TN
- $71,000 - $150,000 a year
- Full-time
- CPA
- 11+ years
- Office
Quick Apply
Senior Executive Assistant to the Chief Financial Officer
Skilled Workforce —Franklin, TN
- Overtime
- Customer service
- 5 years
- Writing skills
Quick Apply
9d
Chief Financial Officer, Business Operations
Surgery Partners —Nashville, TN
- Hybrid work
- CPA
- Office
- Finance
- Health savings account
- Health insurance
Quick Apply
Senior Underwriter / Account Executive Officer - Construction Surety
The Travelers Companies, Inc. —Franklin, TN
- $109,300 - $180,200 a year
- Hybrid work
- 5 years
- Bachelor's degree
- Children
- Wellness program
- Paid holidays

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Risk Officer

Morgan Stanley -
Nashville, TN

Apply Now

Job Details

Full-time

Qualifications

Customer communication
Series 7

Full Job Description

The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction with the Senior Risk Officer, the Risk Officer has accountability for maintaining a consistent controlled environment through adherence of business ethics and practices and adherence to all applicable Federal, State and Local laws, Morgan Stanley Wealth Management policies, and other regulations. The Risk Officer keeps the Senior Risk Officer informed of significant matters. The Risk Officer role is a non-revenue sharing position that has dual reporting to the Complex Manager and Senior Risk Officer.

DUTIES and RESPONSIBILITIES

Surveillance and Supervision

Primary responsibility for all risk, supervisory, and compliance function for respective branch location(s)
Facilitates any supervisory inquiry or process that requires escalation from the Senior
Complex Risk Officer and/or the Regional Risk Officer
Focuses on business ethics and regulatory and compliance practices
Provides coaching and guidance on policies and procedures in order to promote risk awareness and a compliant environment
Ensure proper procedures are in place to ensure that approvals are handled appropriately and timely

Risk Management/Compliance/Legal

Monitors and implements procedures to manage all facets of risk, including data security
Facilitates regular and consistent communication of Morgan Stanley Wealth Management policies and other regulations
Liaises with the Legal and Compliance Division with customer complaints and litigation
Together with the Complex Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times
Oversees responsibilities outlined in the Branch Supervisory Manual, as well as new policies to ensure the Complex has procedures in place
Supports in the preparation for and response to audits, and ensures that any audit findings are appropriately responded to and remediated
Works with Complex Manager and Senior Risk Officer to monitor people risk, and ensures appropriate action is taken
Responsible for proactive client contact in determining suitability and managing risk
Active involvement with the region regarding matters presented to the Credit Committee
Primary source for intelligence on risk in regard to clients and FAs

Administrative

Works closely with Special Investigation Unit on any Human Resources issues as related to risk and compliance.
Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth Management compliance policies and procedures.
Assists in the review and on boarding of FA recruits

Education and/or Experience

Bachelor’s degree required or equivalent education or experience
Previous industry experience
Active Series 7, 8 (or 9 and 10), and 63, 65 (or 66)
Other licenses as required for role or by management

Knowledge/Skills

Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures
Effective written and verbal communication skills
Strong attention to detail
Ability to prioritize and resolve complex problems and escalate as necessary
Ability to identify issues and trends in order to anticipate change and provide recommended comprehensive solutions and remedies
Evidence of strong leadership capabilities or previous supervisory experience
Ability to organize and prioritize workflow and assignments in a deadline oriented environment
Ability to interact with Financial Advisors and clients
Excellent judgment and the ability to be discreet in all matters
Strong work ethic

Reports to

Dual reporting: Complex Manager and Senior Risk Officer

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.

Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.

Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.

For more information, please visit : https://www.morganstanley.com/people-opportunities/eeo .

Apply Now

Refine Your Search

finance officer jobs in nashville tn

Risk Officer

Private Wealth Risk Officer

Risk Control Officer

Assistant Chief Financial Officer

Trust Officer II

Division Chief Financial Officer

Treasury Management Officer II

Business Banking Officer - West End

Special Needs Trust Officer II

Business Banking Officer - Cool Springs

Special Assets Officer

Treasury Management Officer

Trust Officer

Treasury Management Officer II

Chief Financial Officer

Chief Business Officer

Chief Financial Officer

Senior Executive Assistant to the Chief Financial Officer

Chief Financial Officer, Business Operations

Senior Underwriter / Account Executive Officer - Construction Surety

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