Top 104 compliance manager Jobs in new jersey

Senior Manager, Asset Management Compliance - Alternatives Manager Oversight
Fidelity Investments —Jersey City, NJ
- $85,000 - $171,000 a year
- 5 years
- Office
- Analysis skills
- Loan repayment program
- Tuition reimbursement
2d
Fraud Manager
BCB COMMUNITY BANK —Edison, NJ
- $90,000 - $110,000 a year
- Full-time
- Writing skills
- Office
- Bachelor's degree
Quick Apply
8d
Safety Manager
SMS Rail Lines —Swedesboro, NJ
- Up to $115,000 a year
- Full-time
- Background check
- 5 years
- Office
- Health insurance
- Dental insurance
Quick Apply
1d
GOVERNMENT REPRESENTATIVE CoQI MANAGER (Posting #189-26)
New Jersey Department of Children and Families —Trenton, NJ
- $142,118.09 - $157,362.71 a year
- Full-time
- Customer service
- 5 years
- Writing skills
- Paid holidays
- Dental insurance
Quick Apply
Prevailing Wage Manager
QE Solar —Springfield, NJ
- $105,000 - $120,000 a year
- Full-time
- Remote
- System design
- 11+ years
- Office
- Health savings account
- Disability insurance
Quick Apply
Manager, Fraud Operations (Remote US)
Fanatics Betting & Gaming —Jersey City, NJ
- $100,000 - $130,000 a year
- Full-time
- Remote
- SQL
- Senior level
- Leadership
Quick Apply
Compliance Manager, Physician Practices and Ambulatory Care
Hackensack Meridian Health —Iselin, NJ
- From $133,120 a year
- 8 hour shift
- Hybrid work
- 5 years
- HIPAA
- Research
- Health insurance
- Dental insurance
Manager, Water Quality & Environmental Compliance
American Water —Delran, NJ
- $81,120 - $133,380 a year
- Full-time
- 5 years
- Office
- Driver's License
- Employee stock purchase plan
- Health insurance
Manager Regulatory Business - Utilities
Veolia —Paramus, NJ
- $145,000 - $160,000 a year
- Full-time
- Remote
- Google Workspace
- CPA
- 5 years
- Health insurance
- Dental insurance
Quick Apply
Compliance Business Oversight Manager: Consumer Deposit Products and Deposit Servicing
TD Bank —Mount Laurel, NJ
- $91,000 - $145,600 a year
- Full-time
- 7 years
- Writing skills
- Basic math
- Health insurance
- Paid time off
Compliance Business Oversight Manager
TD Bank —Mount Laurel, NJ
- $91,000 - $145,600 a year
- Full-time
- Hybrid work
- 7 years
- Writing skills
- Basic math
- Health insurance
- Paid time off
Manager Regulatory Affairs Advertising and Promotion
Sanofi —Morristown, NJ
- $122,250.00 - $176,583.33 a year
- Writing skills
- Mid-level
- Office
- Parental leave
Compliance Manager - Spinnaker
Hippo Insurance —Morristown, NJ
- $119,500 - $179,000 a year
- Microsoft Excel
- 5 years
- Research
- Wellness program
- Disability insurance
Quick Apply
Content Compliance Manager
Novartis —East Hanover, NJ
- $108,500 - $201,500 a year
- Full-time
- Hybrid work
- Microsoft Excel
- Marketing
- Mid-level
- Health insurance
- 401(k) matching
Manager, Compliance Operation
NJ Transit —Newark, NJ
- Office
- Supervising experience
- Bachelor's degree
- Commuter assistance
- Health insurance
Audit Compliance Manager I
TD Bank —Mount Laurel, NJ
- $75,020 - $125,180 a year
- Full-time
- 5 years
- Writing skills
- Basic math
- Health insurance
- Paid time off
Sales Operations and Compliance Manager
Alpha Life Sciences —Iselin, NJ
- $120,000 - $170,000 a year
- Full-time
- Hybrid work
- Bachelor's degree
- Continuous improvement
- US work authorization
Quick Apply
Compliance Manager, Analyst
DSV —Iselin, NJ
- $86,500 - $129,500 a year
- Full-time
- Microsoft Outlook
- Word processing
- Computer literacy
- Paid holidays
- Disability insurance
Sr. Manager, Export Controls & Sanctions
Kenvue —Summit, NJ
- $153,850 - $217,200 a year
- Remote
- Bachelor's degree
- Continuous improvement
- Team management
- Paid holidays
Regulatory Reporting Manager
Deloitte —Morristown, NJ
- $82,600 - $162,800 a year
- Full-time
- 6 years
- Finance
- Bachelor's degree
11d

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compliance manager jobs near new jersey

Senior Manager, Asset Management Compliance - Alternatives Manager Oversight

Fidelity Investments -
Jersey City, NJ

Apply Now

Job Details

$85,000 - $171,000 a year
2 days ago

Benefits

Loan repayment program
Tuition reimbursement
Paid time off
Parental leave

Qualifications

Legal analysis
Process optimization
Process improvement
Regulatory legal research
Securities law compliance support
Risk management
Securities law

Full Job Description

Job Description:

The Role

The Senior Manager, Asset Management Compliance will perform Operational Due Diligence (ODD) of third-party fund managers of alternative investment products on behalf of the CCOs, other governing bodies, and investors. Compliance oversight programs require continuous assessment of improvement opportunities and regulatory changes. The compliance environment must be proactively evaluated to assess strengths or weaknesses of controls that support products and services. The successful senior manager will foster strong partnerships with key business partners to support the expansion of solutions-based products and fund offerings, particularly in the alternatives asset class.

The Expertise and Skills You Bring

Bachelor’s degree or equivalent
5+ years of compliance, risk, and/or regulatory experience in the financial services industry
Experience supporting alternative investment products and/or private funds (preferred, not required)

Strong understanding of the federal securities laws including the Investment Advisers Act of 1940
Excellent verbal, written, and interpersonal communication skills
Strong analytical and problem-solving skills with an ability to understand complex issues and regulatory requirements and to provide clear and concise point of view in written and verbal communications, including to senior management
Drive to evaluate opportunities for improvements in process through technology solutions
Strong organizational skills and attention to detail, with a proven ability to succeed in a fast-paced environment

Note: Fidelity will not provide immigration sponsorship for this position.

The Team

Asset Management Compliance (AMC) works closely with Fidelity’s investment teams cross all asset classes to ensure compliance with global regulations, investor requirements, and corporate policies in the interest of promoting customer trust and confidence in Fidelity. AMC is committed to driving Fidelity forward through business partnership and stewardship, platform modernization, and talent development. AMC associates are passionate about providing sound guidance and creative solutions in a timely and responsive manner to support Asset Management in delivering the best customer experience in the financial services industry.

The Team supports various aspects of Fidelity’s overall investment adviser, mutual fund, and illiquid alternatives compliance programs and regulatory management. We interact frequently with Fidelity control partners, including Legal, Treasurer’s Office, Risk, and Operations. Our key oversight activities include due diligence questionnaires, periodic check-ins, onsite visits (some travel required), and reporting to Chief Compliance Officers (CCOs), Steering Committees, and Boards.

#FidelityAlts

The base salary range for this position is $85,000-171,000 USD per year.

Placement in the range will vary based on job responsibilities and scope, geographic location, candidate’s relevant experience, and other factors.

Base salary is only part of the total compensation package. Depending on the position and eligibility requirements, the offer package may also include bonus or other variable compensation.

We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support, market-leading retirement, generous paid time off and parental leave, charitable giving employee match program, and educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career. Note, the application window closes when the position is filled or unposted.

Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

Refine Your Search

compliance manager jobs in new jersey

Senior Manager, Asset Management Compliance - Alternatives Manager Oversight

Fraud Manager

Safety Manager

GOVERNMENT REPRESENTATIVE CoQI MANAGER (Posting #189-26)

Prevailing Wage Manager

Manager, Fraud Operations (Remote US)

Compliance Manager, Physician Practices and Ambulatory Care

Manager, Water Quality & Environmental Compliance

Manager Regulatory Business - Utilities

Compliance Business Oversight Manager: Consumer Deposit Products and Deposit Servicing

Compliance Business Oversight Manager

Manager Regulatory Affairs Advertising and Promotion

Compliance Manager - Spinnaker

Content Compliance Manager

Manager, Compliance Operation

Audit Compliance Manager I

Sales Operations and Compliance Manager

Compliance Manager, Analyst

Sr. Manager, Export Controls & Sanctions

Regulatory Reporting Manager

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