Top 875 Registered representative Jobs in Ohio

Investment Compliance Analyst
Stratos Wealth Partners —Beachwood, OH
- $70,000 - $80,000 a year
- Full-time
- Hybrid work
- Mid-level
- 3 years
- Bachelor's degree
- Health savings account
- Health insurance
13d
Registered Veterinary Technician at Cats Only Veterinary Clinic
Cats Only Veterinary Clinic —Columbus, OH
- $21 - $24 an hour
- Part-time
- In-person
- 1 year
- Entry level
- Health savings account
- Relocation assistance
Quick Apply
7d
Hospice RN Liaison: Friday - Monday
OhioHealth at Home —Columbus, OH
- Full-time
- Nursing
- RN License
- Writing skills
- Tuition reimbursement
Quick Apply
2h
Hospice RN Liaison - Day Shift
OhioHealth at Home —Columbus, OH
- Full-time
- Nursing
- RN License
- Writing skills
- Tuition reimbursement
Quick Apply
2h
Registered Veterinary Technician
My Vet Animal Hospital —Westerville, OH
- $24 - $28 an hour
- Full-time
- Nursing
- Patient monitoring
- Surgery
- Disability insurance
- Health insurance
Quick Apply
Senior Building Enclosure Consultant
SME —Kirtland, OH
- Overtime
- Office
- Ability to lift 50 pounds
- Driving
- Profit sharing
- Health insurance
Quick Apply
On Call Registered Nurse ($5k Sign-on Bonus)
Luminary Hospice —Mount Vernon, OH
- Full-time
- CPR Certification
- Nursing
- RN License
- Health savings account
- Disability insurance
Quick Apply
3d
Financial Advisor
Szarka Financial —North Olmsted, OH
- From $100,000 a year
- Full-time
- Background check
- Sales
- Mid-level
- Paid holidays
- Health insurance
Quick Apply
11d
Brokerage Operations Specialist
Western & Southern Financial Group —Cincinnati, OH
- From $70,400 a year
- Full-time
- Office
- US work authorization
- In-person
- Health insurance
- Dental insurance
Quick Apply
RN Night Shift Orchards of Alliance
The Orchards —Alliance, OH
- Full-time
- CPR Certification
- Nursing
- Skilled nursing facility
Quick Apply
Project Manager
WESTERMAN INC —Hebron, OH
- $90,000 - $105,000 a year
- Clean driving record
- Microsoft Excel
- Microsoft Outlook
- Health savings account
- Disability insurance
Quick Apply
12d
Director of Northwest Regional Emergency Communications Center (NRECC)
City of Dublin —Dublin, OH
- $115,000 - $145,000 a year
- Weekends as needed
- 5 years
- Bachelor of Science
- Pass drug screening
Infusion Nurse - Outpatient Infusion Suite and Home Infusion
Soleo Health Inc —Dublin, OH
- Weekends as needed
- Nursing
- Microsoft Outlook
- RN License
- Mileage reimbursement
- Paid parental leave
Quick Apply
11d
Veterinarian
National Veterinary Associates —Perrysburg, OH
- $120,000 - $160,000 a year
- Part-time
- Mid-level
- Surgery
- Fair chance
- Health insurance
- Dental insurance
Over the Road Driver (Extraboard - Fully Endorsed)
Estes Express Lines —Mansfield, OH
- $0.84 - $0.90 per mile
- Full-time
- Hazmat Endorsement
- Customer service
- Pass drug screening
- Cell phone reimbursement
- Opportunities for advancement
13d
LOCAL CDL DRIVER
48forty Solutions —Columbus, OH
- $26 an hour
- Full-time
- No touch freight
- DOT physical examination
- Local
- AD&D insurance
- Paid holidays
Hospice Registered Nurse
Gentiva —Maumee, OH
- $66,890 - $78,645 a year
- Full-time
- CPR Certification
- Nursing
- RN License
Quick Apply
10d
Registered Nurse (RN)
Chardon Woods —Chardon, OH
- Full-time
- CPR Certification
- Nursing
- Management
- Health insurance
- 401(k)
Quick Apply
Hospice Registered Nurse, RN - Full Time
Gentiva —Youngstown, OH
- $64,305 - $80,400 a year
- Full-time
- CPR Certification
- Nursing
- Medication administration
Quick Apply
Swiss CNC Machinist 2nd shift
Regal Rexnord —Cleveland, OH
- $31 - $37 an hour
- Online Application
- Mid-level
- Residential
- High school diploma or GED
- Health insurance
- Dental insurance
Quick Apply

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registered representative jobs near ohio

Investment Compliance Analyst

Stratos Wealth Partners -
Beachwood, OH

Apply Now

Job Details

Full-time
$70,000 - $80,000 a year
13 days ago

Benefits

Health savings account
Health insurance
Dental insurance
401(k)
Flexible spending account
Paid time off
Parental leave
Vision insurance
401(k) matching
Paid orientation
Professional development assistance
Life insurance
Referral program
Retirement plan

Qualifications

Teamwork
Experience at asset management companies
Series 66
Series 7
Bachelor's degree
Attention to detail
Securities Industry Essentials
Series 24
Experience practicing in the securities industry
Cross-functional collaboration
Technical Proficiency

Full Job Description

We are hiring for our Compliance team at Stratos Wealth Partners where we provide a platform of Broker-Dealer and RIA services for our registered reps/advisors. We are looking for an experienced Compliance Analyst to support the Stratos RIA Compliance Program. We are a growing department that offers room to develop and advance skills.

Essential Duties and Responsibilities:

· Provide support to the overall Compliance Program

· Work with Compliance and other team members to strengthen policies including WISP, privacy policy reviews, business continuity and acceptable use policies.

· Work with Compliance Directors to support new compliance initiatives.

· Provide support to the Compliance Testing Program to resolve identified issues and undertake remedial projects as requested.

· Utilize Compliance Software to manage components of the Compliance Program.

· Work with the Directors to properly develop and document updated policies and procedures as new laws, rules and best practices develop.

· Continually work to improve the Stratos Compliance Program by offering suggestions for improvement and collaborating with team members and management to implement solutions.

· Additional Responsibilities

o Respond to incoming Compliance inquiries from investment advisory representatives and other Stratos departmental team members.

o Perform additional projects and tasks in support of the Stratos Compliance program as assigned.

Skills / Key Competencies Required:

· Bachelor’s degree

· FINRA SIE, Series 7, 24 and 65/66

· 3-5 years’ experience with an investment advisory firm

· Ability to communicate positively and effectively compliance requirements to investment advisory representatives

· Minimal travel required

· Attention to Detail / Data Organization

· Proficient with technology

· Effective communication skills, written and verbal

· Ability to work in a fast-paced, changing environment

· Collaborative mentality; strong team orientation

Pay: $70,000.00 - $80,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Flexible spending account
Health insurance
Health savings account
Life insurance
Paid time off
Parental leave
Professional development assistance
Referral program
Retirement plan
Vision insurance

Work Location: Hybrid remote in Beachwood, OH 44122

Apply Now

Refine Your Search

registered representative jobs in ohio

Investment Compliance Analyst

Registered Veterinary Technician at Cats Only Veterinary Clinic

Hospice RN Liaison: Friday - Monday

Hospice RN Liaison - Day Shift

Registered Veterinary Technician

Senior Building Enclosure Consultant

On Call Registered Nurse ($5k Sign-on Bonus)

Financial Advisor

Brokerage Operations Specialist

RN Night Shift Orchards of Alliance

Project Manager

Director of Northwest Regional Emergency Communications Center (NRECC)

Infusion Nurse - Outpatient Infusion Suite and Home Infusion

Veterinarian

Over the Road Driver (Extraboard - Fully Endorsed)

LOCAL CDL DRIVER

Hospice Registered Nurse

Registered Nurse (RN)

Hospice Registered Nurse, RN - Full Time

Swiss CNC Machinist 2nd shift

I want to receive the latest job alert for registered representative in ohio

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