Top 36 Advisor application develop Jobs in Peoria, Il

Compliance Officer
Midwestern Securities Trading Company, LLC —East Peoria, IL
- $60,000 - $80,000 a year
- Full-time
- Microsoft PowerPoint
- Microsoft Word
- Background check
- Health savings account
- Health insurance
Quick Apply
Trust & Estate Settlement Advisor
Busey Bank —East Peoria, IL
- $98,000 - $127,055 a year
- Full-time
- Microsoft Outlook
- CPA
- 5 years
- Profit sharing
- Wellness program
Quick Apply
4d
Workforce Development Specialist
IMEC Illinois Manufacturing Excellence Center —Peoria, IL
- Extended hours
- Remote
- Public speaking
- Mid-level
- Office
6d
Digital Operations Support Analyst; Self-Service & AI
Caterpillar —Peoria, IL
- $97,530 - $158,480 a year
- Full-time
- Microsoft Word
- Microsoft Excel
- Pass drug screening
- Health savings account
- Paid holidays
10d
Human Resources Business Partner
Caterpillar —Mossville, IL
- $112,710 - $169,060 a year
- Full-time
- Pass drug screening
- Office
- Analysis skills
- Health savings account
- Paid holidays
6d
Business Intelligence Analyst
Caterpillar —Peoria, IL
- $97,530 - $146,290 a year
- Full-time
- DevOps
- Pass drug screening
- Mid-level
- Health savings account
- Paid holidays
Investment Officer
Lauterbach & Amen, LLP —Peoria, IL
- Office
- Finance
- Bachelor's degree
Quick Apply
13d
Financial Services Professional - Hybrid Remote (IL)
Bankers Life —Peoria, IL
- $50,000 - $80,000 a year
- Full-time
- Hybrid work
- Office
- Communication skills
- Entry level
Quick Apply
Advisory
ITC WORLDWIDE —Peoria, IL
- CPA
- Bachelor of Science
- Mid-level
Quick Apply
Senior HR Manager
Caterpillar —Peoria, IL
- $159,120 - $238,680 a year
- Full-time
- Pass drug screening
- Office
- Bachelor's degree
- Health savings account
- Paid holidays
11d
Manager of Labor Relations
Liberty Steel & Wire —Peoria, IL
- $115,000 - $140,000 a year
- Full-time
- Bachelor's degree
- Business Administration
- Senior level
Quick Apply
Senior Home Lending Advisor- East Peoria, IL
JPMorganChase —East Peoria, IL
- $15 an hour
- Online Application
- Computer literacy
- Mid-level
- Office
- Health insurance
- Tuition reimbursement
13d
Insurance Account Representative - State Farm Agent Team Member
Aaron Freitag - State Farm Agent —Peoria, IL
- $50,000 - $60,000 a year
- Full-time
- Leadership
- Marketing
- Entry level
- Health insurance
- Paid time off
Quick Apply
Application & Installation Engineer (Transmission and Driveline)
Caterpillar —East Peoria, IL
- $128,470 - $192,710 a year
- Full-time
- Pass drug screening
- 3 years
- Travel
- Health savings account
- Paid holidays
Director of IT Infrastructure
Bradley University —Peoria, IL
- $105,000 - $110,000 a year
- Full-time
- Computer science
- Computer Science
- Customer service
- Health savings account
- Health insurance
Agronomy Associate
Evergreen FS —Danvers, IL
- $19.00 - $26.50 an hour
- Extended hours
- Background check
- Marketing
- Pass drug screening
- Health savings account
- Paid holidays
Agronomy Associate - Evergreen FS - Danvers, IL
Evergreen FS —Danvers, IL
- $19.00 - $26.50 an hour
- Extended hours
- Background check
- Marketing
- Pass drug screening
- Health savings account
- Paid holidays
Director of Operations
Thrivent —Peoria, IL
- $90,000 - $100,000 a year
- Microsoft Excel
- Office
- 3 years
- Paid time off
Quick Apply
3d

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Compliance Officer

Midwestern Securities Trading Company, LLC -
East Peoria, IL

Quick Apply

Job Details

Full-time
$60,000 - $80,000 a year

Benefits

Health savings account
Health insurance
Dental insurance
401(k)
Paid time off
Vision insurance
401(k) matching
Professional development assistance
Opportunities for advancement
Life insurance

Qualifications

Microsoft PowerPoint
Microsoft Word
Confidential information handling
Microsoft Excel
Finance
Microsoft Office
Finance
Series 7
Insurance Producer License
Securities law
FINRA License
Experience practicing in the securities industry
Accounting
Series 63

Full Job Description

Come work for a growing financial services company with opportunities for advancement. We are seeking a Compliance Officer to join our team and help us uphold the high standards we have set for ourselves and our partners. We have a clean compliance record, and we intend to keep it that way. If you enjoy helping people understand and follow the rules in a proactive and caring manner, this career could be the right fit for you.

We value integrity and accountability, and we expect the same from our employees and partners. That is why our Compliance & Standards Team works closely with our advisors on everything from paperwork to marketing to financial institution audits. Our diligence serves to protect the advisor and the institution so advisors can focus on their clients’ future.

Job Purpose:

The Compliance Officer functions as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The position ensures management and employees are in compliance with the rules and regulations of regulatory agencies, that company policies and procedures are being followed, and that behavior in the organization meets the company’s Code of Conduct. This is an entry-level position with room for growth.

Some Job Functions include:

Manage and implement compliance, regulatory policies, and procedures. Develop and maintain corrective action plans in response to compliance or audit findings.
Development and oversight of policies & procedures that ensure compliance with statutes and regulations.
Perform branch audits as needed to comply with organizational standards.
Respond to inquiries and resolve issues with Advisors in the field, home office staff, and clearing firms.
Assist team with FINRA and SEC audits for the Broker/Dealer and Registered Investment Advisor as well as independent audits
Update job knowledge by participating in educational opportunities, reading professional publications, and maintaining personal networks.
Act as project manager for special projects, which may include planning and coordinating multiple presentations, disseminating information, coordinating direct mailings, creating brochures.
Performs other duties as assigned or required.

Skills/Qualifications:

Bachelor’s degree in accounting or finance and/or at least three years of relevant experience working in compliance programs, internal controls programs, internal audit, external audit, etc.
Must possess excellent attention to details, decision-making and organizational skills as well as the ability to work well independently
Must be able to respond to inquiries from regulatory agencies, courts, and outside consultants
Must have excellent verbal and written communication skills and the ability to safeguard confidential information
Proficiency with all Microsoft Office applications, especially Excel, Word, and Outlook
Excellent project management and process management skills
Strong reasoning and critical thinking skills, often dealing with complexity
Willingness to pursue continuing education and professional growth and development
"Bilingual preferred (English/Spanish)"

Professional Reference Requirement:

Candidate must provide two professional references from previous supervisors. References will be contacted only in the final stages of the hiring process.

Work Environment/ Physical Demands:

This job operates in a professional office environment. This role routinely uses standard office equipment such as personal computers, telephones, photocopiers, and filing cabinets.

This is largely a sedentary role; however, some filing is required. This would require the ability to lift files, open filing cabinets and bend or stand, as necessary.

Position Type and Expected Hours of Work:

This is a full-time position. Days and hours of work are Monday through Friday, 8:00 a.m. to 5 p.m. or 7:30 a.m. to 4:30 p.m.

Required Education and Experience:

Licensing of FINRA S7, S65, S66, S24, S53, and resident insurance producer license or ability to acquire these licenses quickly after hiring is a must.

About Midwestern Securities:

Midwestern Securities Trading Company is an independent broker/dealer and Registered Investment Advisory firm that helps community-minded financial institutions GROW their non-interest income and PROTECT their customer base through a turn-key Investment Services Division. Unlike some other broker/dealers, our partner investment services divisions are branded and owned by the institution.

Doing what is best for our clients is the focus of every team member. Our home office team prides itself on providing superior support, coaching and guidance to our financial advisors in the field. We offer many opportunities for growth for employees willing to work hard and take advantage of opportunities for professional improvement. Come grow with us!

No Visa Sponsorship. Applicants must be authorized to work for ANY employer in the U.S. We are unable to sponsor or take over sponsorship of an employment Visa at this time.

Job Type: Full-time

Pay: $60,000.00 - $80,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Health insurance
Health savings account
Life insurance
Paid time off
Professional development assistance
Vision insurance

Experience:

Microsoft Powerpoint: 1 year (Preferred)

License/Certification:

FINRA Series 7 or Series 65 (Required)

Work Location: In person

Quick Apply

Refine Your Search

advisor application develop jobs in peoria, il

Compliance Officer

Trust & Estate Settlement Advisor

Workforce Development Specialist

Digital Operations Support Analyst; Self-Service & AI

Human Resources Business Partner

Business Intelligence Analyst

Investment Officer

Financial Services Professional - Hybrid Remote (IL)

Advisory

Senior HR Manager

Manager of Labor Relations

Senior Home Lending Advisor- East Peoria, IL

Insurance Account Representative - State Farm Agent Team Member

Application & Installation Engineer (Transmission and Driveline)

Director of IT Infrastructure

Agronomy Associate

Agronomy Associate - Evergreen FS - Danvers, IL

Director of Operations

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