Top 417 reporting analyst Jobs in phoenix, az

Compliance & Surveillance Analyst
The MOHR Enterprises LLC —Tempe, AZ
- $75,000 - $85,000 a year
- Remote
- Mid-level
- 3 years
- Analysis skills
Quick Apply
Regulatory Analyst
WRBC Support Services —Scottsdale, AZ
- From $1 an hour
- Full-time
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
Quick Apply
Operations Automation Analyst
eSquared Communication Consulting —Tempe, AZ
- $70,000 - $85,000 a year
- Full-time
- Mid-level
- SQL
- APIs
- Health insurance
- Dental insurance
Quick Apply
Senior HR Systems Analyst
DriveTime —Tempe, AZ
- $85,000 a year
- Full-time
- Marketing
- Research
- Mid-level
1d
Interim Payer Reimbursement Analyst/Coder- Arizona
American Consultants —Arizona
- From $2,600 a week
- Full-time
- Mid-level
- 3 years
- Finance
Quick Apply
Analyst, Corporate Actions
LPL Financial —Tempe, AZ
- $27.83 - $46.35 an hour
- Mid-level
- Office
- Finance
- Health insurance
- Paid time off
Data & Systems Analyst
Solu Technology Partners —Tempe, AZ
- $91,000 a year
- Contract
- Mid-level
- SQL
- Data entry
Quick Apply
2d
Tax Accounting Analyst I
Beyond Risk Management Inc —Phoenix, AZ
- $65,000 a year
- Full-time
- Hybrid work
- Microsoft Outlook
- Finance
- Bachelor's degree
- Paid parental leave
- Paid holidays
Quick Apply
7d
IT Programmer Principal Analyst
City of Chandler —Chandler, AZ
- $103,521.60 - $150,092.80 a year
- 8 hour shift
- Computer Science
- Customer service
- 5 years
- Wellness program
- Paid holidays
Customs Analyst OPS
ASML —Chandler, AZ
- Full-time
- Hybrid work
- Oracle
- 5 years
- Office
- Work from home
7d
Leads Management Analyst - Phoenix, Arizona
PenFed Credit Union —Phoenix, AZ
- Full-time
- Hybrid work
- Mid-level
- Office
- Analysis skills
- Paid parental leave
- Disability insurance
6d
Business Analyst Sr
Cook Systems —Phoenix, AZ
- Customer service
- Bachelor's degree
- Continuous improvement
- Health insurance
- Dental insurance
EHR Pharmacy Support Analyst Hybrid
Neighborhood Outreach Access to Health (NOAH) —Phoenix, AZ
- Full-time
- Background check
- Computer science
- Clean driving record
- Health insurance
- Dental insurance
Quick Apply
Net Revenue Treasury Analyst - Accounting
Valleywise Health System —Tempe, AZ
- $29.20 - $43.07 an hour
- Full-time
- Hybrid work
- Mid-level
- 3 years
- Finance
- Health insurance
- Paid time off
Sr. Volume Planning Analyst
PetSmart —Phoenix, AZ
- 5 years
- Office
- Bachelor's degree
Sales Operations Analyst
ADP —Tempe, AZ
- Full-time
- Hybrid work
- Mid-level
- Office
- 3 years
2d
Military Service - U.S. Air National Guard, All Source Intelligence Analyst
Military Service - U.S. Air National Guard Recruiting —Arizona
- From $49,838.78 a year
- Full-time
- High school diploma or GED
- Entry level
6d
Senior Business Systems Analyst (Transportation)
PetSmart —Phoenix, AZ
- Computer science
- Microsoft Excel
- Computer Science
2h
Operations Analyst-Asset Management
RNWBL —Tempe, AZ
- $0 a year
- Full-time
- Engineering
- Mid-level
- Office
- Paid holidays
- Health insurance
Quick Apply
Payroll & Benefits Analyst
Phoenix Zoo | Arizona Center for Nature Conservation —Phoenix, AZ
- From $72,840 a year
- Full-time
- Background check
- Pass drug screening
- HIPAA
- 401(k)

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Compliance & Surveillance Analyst

The MOHR Enterprises LLC -
Tempe, AZ

Quick Apply

Job Details

$75,000 - $85,000 a year

Qualifications

Series 7
Series 24
FINRA License

Full Job Description

Compliance & Surveillance Analyst

Remote | $75k - $85k Base + Bonus + Full Benefits

We’ve partnered with a well-established and growing financial services organization seeking a Compliance & Surveillance Analyst to join their Supervision team.

This opportunity is ideal for someone with experience in a Broker-Dealer or RIA environment who enjoys investigative work, regulatory review, and helping mitigate risk tied to advisor activity and client accounts.

The organization offers a collaborative and stable environment with strong leadership, long-term growth potential, and the flexibility of a fully remote setup.

Key Responsibilities

Review advisor activity, transactions, and account-related exceptions
Investigate and document regulatory or policy-related concerns
Escalate issues appropriately while maintaining detailed documentation
Communicate with advisors and internal departments regarding compliance-related matters
Assist with regulatory requests tied to FINRA, SEC, audits, and internal reviews
Utilize internal systems and reporting tools to monitor activity and identify risk trends
Support ongoing compliance and supervision initiatives as needed

What They’re Looking For

3+ years of experience within a Broker-Dealer, RIA, or financial services environment
Background in compliance, surveillance, supervision, trade review, or risk monitoring
Strong analytical and investigative mindset
Ability to interpret regulations and apply sound judgment
Excellent written communication and organizational skills
Comfortable working in a fast-paced, high-accountability environment

Required Licenses

FINRA Series 7
FINRA Series 24
FINRA Series 63

Preferred

Series 65 or 66
Prior experience reviewing advisor activity or suitability concerns

MOHR Talent is an equal-opportunity employer and complies with all applicable federal, state, and local nondiscrimination laws. We provide equal employment opportunities regardless of race, color, religion, sex, national origin, age, disability, marital status, sexual orientation, gender identity, genetic information, military/veteran status, or any other protected status. If you believe you have been discriminated against or have concerns about our compliance, please contact our Human Resources department at [email protected]
#LI-NM1

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Refine Your Search

reporting analyst jobs in phoenix, az

Compliance & Surveillance Analyst

Regulatory Analyst

Operations Automation Analyst

Senior HR Systems Analyst

Interim Payer Reimbursement Analyst/Coder- Arizona

Analyst, Corporate Actions

Data & Systems Analyst

Tax Accounting Analyst I

IT Programmer Principal Analyst

Customs Analyst OPS

Leads Management Analyst - Phoenix, Arizona

Business Analyst Sr

EHR Pharmacy Support Analyst Hybrid

Net Revenue Treasury Analyst - Accounting

Sr. Volume Planning Analyst

Sales Operations Analyst

Military Service - U.S. Air National Guard, All Source Intelligence Analyst

Senior Business Systems Analyst (Transportation)

Operations Analyst-Asset Management

Payroll & Benefits Analyst

I want to receive the latest job alert for reporting analyst in phoenix, az

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