Top 45 compliance manager Jobs in phoenix az

Business Controls Manager
City National Bank —Phoenix, AZ
- $99,000 - $176,000 a year
- 8 years
- Analysis skills
- Bachelor's degree
- Health insurance
- Dental insurance
2d
Supply Chain Business Operations Compliance Manager 2
Northrop Grumman —Chandler, AZ
- $126,600 - $189,800 a year
- Overtime
- Office
- Finance
- Master's degree
- Paid holidays
- Disability insurance
5d
Manager-Compliance
American Express —Phoenix, AZ
- $89,250 - $150,250 a year
- Full-time
- Hybrid work
- Mid-level
- Bachelor's degree
- US work authorization
- Paid parental leave
- Health insurance
8d
Fleet Manager
Santa Rita Four Peaks —Mesa, AZ
- $80,000 - $95,000 a year
- Full-time
- Remote
- Clean driving record
- Mid-level
- 3 years
- Paid holidays
- Health insurance
Fair and Responsible Banking Compliance Manager
U.S. Bank National Association —Tempe, AZ
- $126,820 - $149,200 a year
- Full-time
- Office
- Analysis skills
- Bachelor's degree
- Paid holidays
- Disability insurance
14d
Lead Manager, Security Governance, Risk & Compliance
Make-A-Wish America —Phoenix, AZ
- $76,300 - $92,000 a year
- Monday to Friday
- Remote
- Computer science
- Microsoft Excel
- Computer Science
- Health savings account
- Paid holidays
Sr. Customer & Regulatory Relations Compliance Manager - Digital Assets
Early Warning Services —Scottsdale, AZ
- $129,000 - $193,000 a year
- Full-time
- Hybrid work
- Pass drug screening
- Office
- 8 years
- Paid parental leave
- Health savings account
Risk and Compliance Manager
OrthoArizona —Phoenix, AZ
- Full-time
- HIPAA
- Master's degree
- Analysis skills
- Health savings account
- Paid holidays
Quick Apply
Compliance Operations Manager
PrePass —Phoenix, AZ
- Full-time
- Hybrid work
- 5 years
- Bachelor's degree
- Clean MVR report
- Paid parental leave
- Paid holidays
Quick Apply
Cyber Governance, Risk, & Compliance Manager
Discount Tire —Scottsdale, AZ
- Full-time
- Microsoft Excel
- Office
- 8 years
Trade Compliance Manager
Honeywell Aerospace —Phoenix, AZ
- Full-time
- Hybrid work
- Office
- Senior level
- Commercial
Compliance Manager, Operations
Aligned Data Centers, LLC —Phoenix, AZ
- Full-time
- Hybrid work
- Microsoft Excel
- Microsoft Outlook
- Customer service
- Health savings account
- Paid holidays
Quick Apply
Program Manager - Vehicle Recovery Standards, Processes, & Quality
Waymo —Tempe, AZ
- $159,000 - $196,000 a year
- Full-time
- 7 years
- Master's degree
- Analysis skills
KYC Manager
First Citizens Bank —Phoenix, AZ
- Full-time
- Hybrid work
- 5 years
- Office
- High school diploma or GED
Senior Compliance Program Manager - Digital Assets
Early Warning Services —Scottsdale, AZ
- $129,000 - $193,000 a year
- Full-time
- Hybrid work
- Pass drug screening
- 11+ years
- Office
- Paid parental leave
- Health savings account
Regulatory Reporting Manager
Deloitte —Tempe, AZ
- $82,600 - $162,800 a year
- Full-time
- 6 years
- Finance
- Bachelor's degree
11d
Manager, Claims Compliance
Uber —Phoenix, AZ
- Full-time
- Office
- 3 years
- Presentation skills
Senior Manager, Client Risk Prevention
Royal Bank of Canada —Phoenix, AZ
- $90,000 - $176,000 a year
- Full-time
- Office
- Organizational skills
- In-person
- Disability insurance
- Health insurance
Retirement Plan Compliance Manager
WTW —Tempe, AZ
- $80,000 - $120,000 a year
- Full-time
- Microsoft Excel
- Microsoft Outlook
- 5 years
- Paid jury duty
- Health savings account
Autonomous Vehicle Safety Manager
Moove —Phoenix, AZ
- On call
- Google Workspace
- Mid-level
- 3 years
- AD&D insurance
- Health insurance

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compliance manager jobs near phoenix az

Business Controls Manager

City National Bank -
Phoenix, AZ

Apply Now

Job Details

$99,000 - $176,000 a year
2 days ago

Benefits

Health insurance
Dental insurance
Tuition reimbursement
Vision insurance
401(k) matching

Qualifications

Project management in finance
Managing projects
Stakeholder relationship building

Full Job Description

BUSINESS CONTROLS MANAGER

WHAT IS THE OPPORTUNITY?

This position will work directly with the City National Bank's ("CNB") and Business Control Officer ("BCO") and Senior Business Control Manager for Consumer Banking and Lending Operations and will partner with the Risk Framework leadership team. Responsibilities will encompass support in issue identification, solution design, and implementation, leveraging industry practices and coordination with colleagues across the organization. This role is expected to contribute constructively and balance challenges, supporting alignment of business objectives with CNB's risk appetite and established limits.

WHAT WILL YOU DO?

Responsible for the partnership and support in development and implementation of new programs/strategies, implementation of regulation, rules, and risk management requirements.
Analyze, evaluate and periodically review current risk management practices across the organization, including activities at network affiliates. Collaborate closely with colleagues across the 2nd and 3rd lines to strengthen the control environment and enhance risk management practices.
Analyze and evaluate data that effects the technical, operational, and business functions and provide insight to the practical impacts/implications to the business line.
Execute essential risk program functions, including Risk and Control Self Assessments (RCSA’s), Key Risk Indicators (KRI’s), Issue Management, Operational Losses, and more. Provide informed and valuable risk and control perspectives other members of the Business Control team and Business Units.
Contribute to the development of a robust risk culture, risk conduct, and risk literacy within the first line of defense, including design and implementation of preventive and detective controls relating to Consumer Banking and Lending Operations activities.
Participate in conducting research, analyzing, and interpreting data and information to support strategies, initiatives, organizational planning, and business model adjustments.
Act as the business teams’ liaison for business line risk management, compliance activities, legal engagement, and internal or external audits.
Act as a liaison representing Business Control Office at both internal and external meetings; establishing and cultivating strong working relationships with all stakeholders. Attend meetings with and/or in place of SVP BCO, provide feedback and escalate decision.
Coordinate the completion of risk mitigating actions and providing status updates of open/closed issues to senior management and second line risk management functions.
Build and sustain effective relationships and alliances both internally and across all lines of business and staff areas to help deliver results and to ensure opportunities are identified, analyzed and managed appropriately. Understand interdependencies to achieve success.
Partner with team members to contribute concise communication materials for senior management. Develop presentations for internal and external meeting that are compelling, concise, and graphical to convey message.
Prioritize organizational risk management objectives.
Direct and participate in special projects as necessary.
Facilitate audit and examination activities. Provide guidance on regulatory interactions and compliance activities for lending teams.
Cultivate and grow risk talent within the organization through coaching, mentoring, and occasionally assisting with review of applicable training.

WHAT DO YOU NEED TO SUCCEED?

Required Qualifications*

Bachelor's Degree or equivalent
Minimum 8-10 years managing projects
Minimum 8-10 years within or related to financial services

Additional Qualifications

Commercial lending or operations experience
Strong risk management and compliance knowledge
Ability to lead risk working groups and coordinate control implementations
Proficiency in regulatory reporting standards and risk frameworks
Strong communication and stakeholder management skills
MBA, JD, or other advanced degree (e.g., JD, MBA, Masters, etc.) preferred
8 years of experience managing projects
7 years in a role requiring complex problem solving
Strong interpersonal and influencing skills – and ability to interact with colleagues at all levels in a peer-like way, and achieve goals without direct control over resources
Strong emerging end-to-end generalist problem solving skills, e.g.,
Defining and deconstructing problems
Prioritizing issues and analysis
Structuring and building quantitative and qualitative/conceptual analyses
Knowledge in Financial Services, Project Management
Demonstrated ability to Influence change, build relationships, communicate effectively, work under pressure, manage multiple priorities and deliver high caliber results.
Proficiency with MS Excel and PowerPoint
Excellent time management, organizational, and prioritization skills and ability to balance multiple priorities.
Diverse problem solving experience
An outstanding ability to analyze problems, apply quantitative analytical approaches, communicate effectively and confidently (both oral and written), work well in cross-functional teams
Quick learning ability, outstanding analytical skills and a structured way of thinking, your attention to details is exceptional
Operate well under stress, even faced with tight timelines for ambitious deliverables Significant experience in driving operational change with front line to senior leadership personnel
Excellent relationship and stakeholder management skills
Be able to handle uncertainty well, and are able to simplify complexity

WHAT'S IN IT FOR YOU?

Compensation

Starting base salary: $99,000 - $176,000 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions.

Benefits and Perks

At City National, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues including:

Comprehensive healthcare coverage, including Medical, Dental and Vision plans, available the first of the month following start date
Generous 401(k) company matching contribution
Career Development through Tuition Reimbursement and other internal upskilling and training resources
Valued Time Away benefits including vacation, sick and volunteer time
Specialized health and family planning benefits including fertility benefits, and cancer, diabetes and musculoskeletal support programs
Career Mobility support from a dedicated recruitment team
Colleague Resource Groups to support networking and community engagement

Get a more detailed look at our Benefits and Perks.

ABOUT US

Since day one we've always gone further than the competition to help our clients, colleagues and communities flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs and that legacy of integrity, community and unparalleled client relationships continues today. City National is a subsidiary of Royal Bank of Canada, one of North America’s leading diversified financial services companies. To learn more about City National and our dynamic company culture, visit us at About Us.

INCLUSION AND EQUAL OPPORTUNITY EMPLOYMENT

City National Bank fosters an inclusive environment where all forms of diversity are valued and leveraged to make us a better company and employer. We are an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sexual orientation, gender identity, national origin, disability, veteran status or other basis protected by law.

It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.

Represents basic qualifications for the position. To be considered for this position, you must at least meet the required qualifications. careers.cnb.com accepts applications on an ongoing basis, until filled.

Unless otherwise indicated as fully remote, reporting into a designated City National location is an essential function of the job.

Apply Now

Refine Your Search

compliance manager jobs in phoenix az

Business Controls Manager

Supply Chain Business Operations Compliance Manager 2

Manager-Compliance

Fleet Manager

Fair and Responsible Banking Compliance Manager

Lead Manager, Security Governance, Risk & Compliance

Sr. Customer & Regulatory Relations Compliance Manager - Digital Assets

Risk and Compliance Manager

Compliance Operations Manager

Cyber Governance, Risk, & Compliance Manager

Trade Compliance Manager

Compliance Manager, Operations

Program Manager - Vehicle Recovery Standards, Processes, & Quality

KYC Manager

Senior Compliance Program Manager - Digital Assets

Regulatory Reporting Manager

Manager, Claims Compliance

Senior Manager, Client Risk Prevention

Retirement Plan Compliance Manager

Autonomous Vehicle Safety Manager

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