Top 68 Registered client associate Jobs in Plano Tx

Client Service Associate - Non-Registered
Stifel —Frisco, TX
- Full-time
- Microsoft Outlook
- Office
- Administrative experience
- Health insurance
- Dental insurance
Financial Advisor
Edward Jones —Corinth, TX
- $45,000 - $100,000 a year
- Full-time
- 5 years
- Military
- Mid-level
- Profit sharing
- Paid training
Financial Services Consultant - Non Registered - Frisco, TX National Contact Center
TIAA —Frisco, TX
- $22.60 - $28.85 an hour
- Online Application
- Background check
- Writing skills
- No experience needed
5d
Financial Advisor
Edward Jones —Frisco, TX
- $45,000 - $100,000 a year
- Full-time
- 5 years
- Military
- Mid-level
- Profit sharing
- Paid training
Financial Advisor
Edward Jones —Sunnyvale, TX
- $45,000 - $100,000 a year
- Full-time
- 5 years
- Military
- Mid-level
- Profit sharing
- Paid training
Financial Advisor
Edward Jones —Frisco, TX
- $45,000 - $100,000 a year
- Full-time
- 5 years
- Military
- Mid-level
- Profit sharing
- Paid training
Registered Client Service Associate
Morgan Stanley —Dallas, TX
- Full-time
- Microsoft Excel
- Microsoft Outlook
- Writing skills
Associate Wealth Advisor
Beacon Pointe Advisors LLC —Plano, TX
- $75,000 - $85,000 a year
- Microsoft Excel
- Writing skills
- Research
ASSOCIATE, PRIVATE WEALTH CLIENT SERVICES
Cresset Capital —Dallas, TX
- Mid-level
- Office
- Finance
- Health savings account
- Disability insurance
Quick Apply
Global Banking Markets Operations-RIA Custody Client Services-Dallas-Associate
Goldman Sachs —Dallas, TX
- Word processing
- Office
- Bachelor's degree
- Disability insurance
- Health insurance
Guided Solutions Financial Advisor
Allworth Financial —Dallas, TX
- Full-time
- Office
- Continuous improvement
- Mentoring
- Health savings account
- Paid holidays
2d
Regional VP, Wealth Management Consultant
Allworth Financial —Dallas, TX
- $75,000 - $150,000 a year
- Full-time
- Bachelor of Science
- 3 years
- Master's degree
- Health savings account
- Paid holidays
Fast Track Management
New York Life - Dallas —Dallas, TX
- $65,000 - $95,000 a year
- Full-time
- Office
- Communication skills
- Entry level
- Disability insurance
- Health insurance
Quick Apply
4d
J.P. Morgan Wealth Management - Private Client Investment Associate - Dallas, TX
JPMorganChase —Dallas, TX
- Full-time
- Mid-level
- Office
- Marketing
- Health insurance
- Tuition reimbursement
2d
Senior Wealth Planner
Allworth Financial —Addison, TX
- Full-time
- Microsoft Excel
- CPA
- Writing skills
- Health savings account
- Paid holidays
1d
MBA Fast Track - Arlington/Grand Prairie (Bilingual Vietnamese)
New York Life —Irving, TX
- Recruiting
- Business
- Master of Business Administration
- Tuition reimbursement
Quick Apply
Financial Planner
Cain Watters & Associates, LLC —Frisco, TX
- Full-time
- Hybrid work
- CPA
- Urgent Care
- Office
- Paid parental leave
- Health savings account
Quick Apply
MBA Fast Track - Garland/Richardson (Bilingual Vietnamese)
New York Life —Richardson, TX
- Recruiting
- Business
- Master of Business Administration
- Tuition reimbursement
Quick Apply
Wealth Strategist
Parallel Advisors —Dallas, TX
- $65,000 - $95,000 a year
- Full-time
- Hybrid work
- English
- Research
- Mid-level
Quick Apply
Financial Advisor - PNC Wealth Management
PNC Financial Services Group —Irving, TX
- Full-time
- Public speaking
- Mid-level
- Office
- Wellness program
- Health savings account

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registered client associate jobs near plano tx

Client Service Associate - Non-Registered

Stifel -
Frisco, TX

Apply Now

Job Details

Full-time

Benefits

Health insurance
Dental insurance
401(k)
Paid time off
Vision insurance
Life insurance

Qualifications

Customer communication
Administrative experience
High school diploma or GED
Clerical experience

Full Job Description

Why Stifel:

Stifel strives for a culture that puts its clients and associates first: a culture where everyone belongs, everyone is welcome, and everyone contributes to the success of our clients, their careers, and the firm as a whole.

Let’s talk about how you can find your place here at Stifel, where success meets success.

What You'll Be Doing:

Under immediate supervision, Client Services Associate (NR) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) communications and advertisements, provides overall customer service support to clients, may enter trades as directed by the FA(s).

What We're Looking For:

Perform administrative functions related to opening client accounts and ongoing account coding based on account features chosen by the client.
Work with the FA(s) and the client in obtaining the required documents based upon the type of account(s) established.
Organize and assist in the maintenance of complete client account and trade- related records for the FA(s) and certain required files for the branch office.
Perform operational or administrative functions for client related requests (i.e., check requests, wiring funds, address change, dividend information, etc.).
Upon request, provide quotes and other account-related information to assist clients; non-registered Client Service Associates may not volunteer quote or other stock information to clients.
Provide reports and other information to FA(s), as requested.
Identify situations that need to be brought to the attention of the FA(s) or escalated to the Branch Manager; including suspicious client and/or employee activity or behavior.
Perform various administrative duties (i.e., typing, filing, answer phones, mailing documents/letters, etc.) and other duties and projects as assigned by the FA and/or Branch Manager.

What You'll Bring:

Knowledge of administrative procedures and systems such as word processing, spread-sheet applications, managing files and records, and other office procedures and terminology.
General understanding of the investment brokerage industry and securities regulations with basic knowledge of investment products.
Able to organize, prioritize and manage multiple tasks, responsibilities and deadlines; is able to follow through and accomplish goals, manage expectations appropriately and use firm's resources efficiently.
Using logic and reasoning to identify the strengths and weaknesses of alternative solutions, conclusions or approaches to practical problem solving.
Knowledge of principles and processes for providing exemplary customer and personal services. This includes customer needs assessment, meeting quality standards for services, and evaluation of customer satisfaction.
The ability to communicate information and ideas in spoken or written form so that others will understand with excellent grammar and phone/office etiquette.

Education & Experience:

Minimum Required: High School Diploma or equivalent
Minimum Required: 2+ years clerical/related industry

Systems & Technology:

Proficient in Microsoft Excel, Word, PowerPoint, Outlook #LI-AS1

About Stifel:

Stifel is more than 130 years old and still thinking like a start-up. We are a global wealth management and investment banking firm serious about innovation and fresh ideas. Built on a simple premise of safeguarding our clients’ money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success.

While our headquarters is in St. Louis, we have offices in New York, San Francisco, Baltimore, London, Frankfurt, Toronto, and more than 400 other locations. Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Let’s talk about how you can find your place here at Stifel, where success meets success.

At Stifel we offer an entrepreneurial environment, comprehensive benefits package to include health, dental and vision care, 401k, wellness initiatives, life insurance, and paid time off.

Stifel is an Equal Opportunity Employer.

Apply Now

Refine Your Search

registered client associate jobs in plano tx

Client Service Associate - Non-Registered

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ASSOCIATE, PRIVATE WEALTH CLIENT SERVICES

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J.P. Morgan Wealth Management - Private Client Investment Associate - Dallas, TX

Senior Wealth Planner

MBA Fast Track - Arlington/Grand Prairie (Bilingual Vietnamese)

Financial Planner

MBA Fast Track - Garland/Richardson (Bilingual Vietnamese)

Wealth Strategist

Financial Advisor - PNC Wealth Management

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