Top 30 Series 7 Jobs in Portland Me

Client Associate/Registered Client Associate
Royal Bank of Canada —Portland, ME
- $38,000 - $70,000 a year
- Full-time
- Research
- Office
- Bachelor's degree
- Disability insurance
- Health insurance
Investment Consultant - Portland, ME
Fidelity Investments —Portland, ME
- $59,000 - $74,000 a year
- Full-time
- Mid-level
- Office
- Communication skills
- Loan repayment program
- Tuition reimbursement
Planning Consultant - Portland, ME
Fidelity Investments —Portland, ME
- $66,000 - $125,000 a year
- Full-time
- Mid-level
- Mentoring
- Organizational skills
- Loan repayment program
- Tuition reimbursement
Financial Solutions Advisor - Maine / New Hampshire Markets
Bank of America —South Portland, ME
- $70,000 - $80,000 a year
- Full-time
- Background check
- Writing skills
- Mid-level
Branch Service Manager/Senior Branch Service Manager
Royal Bank of Canada —Portland, ME
- $52,500 - $80,000 a year
- Full-time
- 5 years
- Office
- Bachelor's degree
- Disability insurance
- Health insurance
10d
Financial Solutions Advisor - Portland-Millcreek Financial Center
Bank of America —South Portland, ME
- $70,000 - $80,000 a year
- Full-time
- Background check
- Writing skills
- Mid-level
Financial Advisor Associate - Portland, Maine
TD Bank —Portland, ME
- $61,880 - $92,560 a year
- Full-time
- Writing skills
- Basic math
- Mid-level
- Health insurance
- Paid time off
Financial Advisor - Portland, Maine
TD Bank —Portland, ME
- $72,280 - $108,160 a year
- Full-time
- Writing skills
- Basic math
- Mid-level
- Health insurance
- Paid time off
Financial Consultant - Portland, ME
Fidelity Investments —Portland, ME
- $60,000 - $75,000 a year
- Full-time
- Mid-level
- Office
- Mentoring
- Loan repayment program
- Tuition reimbursement
Private Client Advisor
Key Investment Services, LLC —Saco, ME
- Urgently hiring
- Hybrid work
- Mid-level
- Office
- High school diploma or GED
Registered Representative - State Farm Agent Team Member
Mitchell Smith - State Farm Agent —United States
- $100,000 - $200,000 a year
- Full-time
- Remote
- Business development
- Analysis skills
- Senior level
- Profit sharing
- Disability insurance
Quick Apply
Empower Financial Planner
Empower —United States
- $87,400 - $123,400 a year
- Remote
- Mid-level
- Bachelor's degree
- US work authorization
- Paid parental leave
- Paid holidays

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Private Wealth Client Associate
Bank of America —Columbus, OH
Key responsibilities include supporting enterprise strategic objectives, operational excellence goals, and client advocacy within the FA's business, while…
$25 - $44 an hour
SRU Accounts Team Specialist
Morgan Stanley —Columbus, OH
This role involves working closely with all levels of field management to ensure smooth and compliant processing of New Accounts and Account Modifications.

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series 7 jobs near portland me

Client Associate/Registered Client Associate

Royal Bank of Canada -
Portland, ME

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Job Details

Full-time
$38,000 - $70,000 a year

Benefits

Disability insurance
Health insurance
Dental insurance
401(k)
Paid time off
Vision insurance
401(k) matching

Qualifications

Customer communication

Full Job Description

Job Description

What is the opportunity?

Embrace RBC Wealth Management’s core values and inclusive culture as an integral part of our branch serving financial advisors and our clients. As a Client Associate/Registered Client Associate, become a trusted resource to our clients, advisors and branch. Use your administrative and operational skills to help our advisors manage and grow their business. Demonstrate a client first approach as you meet compliance standards, research and resolve problems, onboard new accounts, process and maintain account records, implement technology changes and prepare correspondence in a fast paced, professional and collaborative environment.

At RBC Wealth Management, your career progression matters to us. We offer training, development and learning resources so you continue to grow your career in a way that matters to you.

What will you do?

Build and maintain professional relationships with clients by assisting them and answering account questions.
Take initiative to handle account inquiries and customer needs and escalate to financial advisors when appropriate.
Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH’s in a timely manner.
Provide administrative and operational support to one or more Financial Advisors (FA) and/or the Branch Director. Such responsibilities may include servicing clients, researching problems, processing account forms and related paperwork, maintaining appropriate account records, preparing client correspondence and entering unsolicited orders in client accounts.
Goals should reflect and align with the overall business plan of the FA(s) this person supports.

What do you need to succeed?

Must-have

Bachelor’s degree or job-related experience
Strong soft skills including verbal and written communication, people, organizational, and client service skills
Attention to detail coupled with the mindset of how you can make advisors more efficient and effective
Series 7 and 66 (or 63/65) licenses or the willingness to get licensed within 12 months of hire
Ability to adapt to a rapidly changing business and technology environment

Nice-to-have

Current FINRA registrations
Financial services experience

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

A comprehensive Total Rewards Program include competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off.
Leaders who support your development through coaching and managing opportunities.
Ability to make a difference and lasting impact.
Work in a dynamic, collaborative, progressive, and high-performing team.
Opportunities to do challenging work.
Opportunities to build close relationships with clients.

The expected salary range for the Client Associate role is $38,000 - $60,000 and the Registered Client Associate role is $43,000 - $70,000, depending on your experience, skills, and registration status, market conditions and business needs.

You have the potential to earn more through RBC’s discretionary variable compensation program which gives you an opportunity to increase your total compensation, provided the business meets its performance targets and you meet your individual goals.

RBC’s compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:

Drives RBC’s high-performance culture
Enables collective achievement of our strategic goals
Generates sustainable shareholder returns and above market shareholder value

Job Skills

Additional Job Details

Address:

TWO PORTLAND SQUARE, 455 FORE STREET:PORTLAND

City:

Portland

Country:

United States of America

Work hours/week:

Employment Type:

Full time

Platform:

WEALTH MANAGEMENT

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2026-04-22

Application Deadline:

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.

RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.

Apply Now

Refine Your Search

series 7 jobs in portland me

Client Associate/Registered Client Associate

Investment Consultant - Portland, ME

Planning Consultant - Portland, ME

Financial Solutions Advisor - Maine / New Hampshire Markets

Branch Service Manager/Senior Branch Service Manager

Financial Solutions Advisor - Portland-Millcreek Financial Center

Financial Advisor Associate - Portland, Maine

Financial Advisor - Portland, Maine

Financial Consultant - Portland, ME

Private Client Advisor

Registered Representative - State Farm Agent Team Member

Empower Financial Planner

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