Top 1267 Compliance business partner Jobs in Providence, Ri

Financial Advisor - Associate
Old Forge Wealth Management —Warwick, RI
- $50,000 - $120,000 a year
- Full-time
- Background check
- Mid-level
- Office
- Health insurance
- Retirement plan
Quick Apply
Security Project Engineer / Security Systems Estimator
NSG Life Safety —West Bridgewater, MA
- $100,000 - $125,000 a year
- Full-time
- System design
- Mid-level
- 3 years
- Health insurance
- Dental insurance
Quick Apply
8d
MANUFACTURING ENGINEER (Monthly Travel required) - no relocation package
Millstone Medical Outsourcing —Fall River, MA
- $80,000 - $82,000 a year
- Full-time
- Background check
- Bachelor of Science
- Engineering
- Paid holidays
- Health insurance
Quick Apply
12d
Quality Manager
Hope Global —Cumberland, RI
- $89,555.04 - $95,378.11 a year
- Full-time
- Background check
- Engineering
- 3 years
- Health insurance
- Dental insurance
Quick Apply
11d
Supervisor, CNC Machine Shop
KARL STORZ Endoscopy - America —Bellingham, MA
- $81,100 - $105,300 a year
- Full-time
- Engineering
- Mid-level
- 3 years
14d
Retail Merchandising Field Specialist
Channel Partners —Warwick, RI
- $18 an hour
- Part-time
- 18 years or older
- Customer service
- Merchandising
- Paid training
- 401(k)
HR Generalist
Worthington Enterprises —West Warwick, RI
- $57,000 - $83,000 a year
- Overnight shift
- Mid-level
- Organizational skills
- 2 years
- Profit sharing
- Health savings account
Quick Apply
Wealth Management Administrative Assistant
Great Oak Capital Partners —South Easton, MA
- $60,000 - $80,000 a year
- Full-time
- Background check
- Microsoft Excel
- Microsoft Outlook
- Health insurance
- 401(k)
Quick Apply
HYBRID Inside Sales Insurance Agent Trainee - Personal Lines
AAA Northeast —Providence, RI
- $23.75 - $28.75 an hour
- Online Application
- Hybrid work
- Office
- High school diploma or GED
- Travel
- Paid training
- Wellness program
5d
Payroll/Benefits Specialist
Ashworth Bros., Inc. —Fall River, MA
- Full-time
- 5 years
- HIPAA
- Mid-level
- Health savings account
- Health insurance
Quick Apply
Director of Veteran Affairs
YWCA RHODE ISLAND —Providence, RI
- $65,000 - $75,000 a year
- Email
- Background check
- Master of Social Work
- Office
- Health insurance
- Paid time off
Quick Apply
17h
FIT Clinical Team Leader ($5000 SIGN-ON BONUS!)
CHILD & FAMILY SERVICES INC —Fall River, MA
- $65,520 - $73,320 a year
- On call
- LMFT
- Experience working with individuals with disabilities
- Mid-level
- Travel reimbursement
- Mileage reimbursement
Quick Apply
Manufacturing Engineer Technician (2nd shift) 3:30p-12a
Millstone Medical Outsourcing —Fall River, MA
- $22 - $31 an hour
- Full-time
- Background check
- Pass drug screening
- Mid-level
- Paid holidays
- Health insurance
Quick Apply
EV/Hybrid Tech - Cadillac Warwick
Asbury —Warwick, RI
- $40 - $60 an hour
- Full-time
- ASE Certification
- 18 years or older
- OSHA
- Paid training
- Paid parental leave
Quick Apply
6d
Director of Finance
Westport Federal Credit Union —Westport, MA
- From $80,000 a year
- Full-time
- Office
- Finance
- Bachelor's degree
- Health insurance
- Dental insurance
Quick Apply
8d
A-Tech - Lexus Sharon
Asbury —Sharon, MA
- $35 - $400 an hour
- Full-time
- ASE Certification
- 18 years or older
- Dealership
- Paid training
- Paid parental leave
Quick Apply
Substation Senior Civil/Structural Engineer
Leidos —Providence, RI
- $92,300 - $166,850 a year
- Full-time
- Hybrid work
- Microsoft Word
- Microsoft Excel
- Bachelor of Science
Retail Store Area Team Leader (Assistant Team Leader)
Ocean State Job Lot —Coventry, RI
- $24 - $39 an hour
- Oracle
- Merchandising
- Mid-level
- Profit sharing
- Paid holidays
B-Technician - Honda Seekonk
Asbury —Seekonk, MA
- $23 - $42 an hour
- Full-time
- ASE Certification
- 18 years or older
- OSHA
- Paid training
- Paid parental leave
Quick Apply
Customer Experience Manager
Balfour Beatty —Middletown, RI
- $65,000 a year
- Full-time
- Clean driving record
- Microsoft Excel
- Microsoft Outlook
- Disability insurance
- Health insurance

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Financial Advisor - Associate

Old Forge Wealth Management
Warwick, RI

Quick Apply

Job Details

Full-time
$50,000 - $120,000 a year

Benefits

Health insurance
Retirement plan

Qualifications

Teamwork
CFP
Business development
Creativity
Series 65

Full Job Description

About Us

Old Forge Wealth Management is an independent RIA based in Rhode Island, managing approximately $105 million in assets. We provide comprehensive financial planning and investment management to high-net-worth individuals and families in a collaborative, fiduciary-driven environment.

Position Overview

We are seeking a Financial Advisor who is looking to grow within a client-focused, team-oriented RIA environment. This role is ideal for an advisor who is confident working with clients, understands how to deliver comprehensive financial planning, and is ready to take the next step in their career within a firm that provides infrastructure, support, and long-term growth opportunities.

The ideal candidate may already be working with clients or managing relationships and is looking for a firm to partner with long-term. This could include an advisor with an existing book of business seeking a more robust platform, or a motivated advisor who has developed strong technical and client-facing skills and is ready to operate with greater autonomy and responsibility.

This is a client-facing role with a clear path toward becoming a Lead Advisor, including increasing responsibility for client relationships, planning strategy, and business development.

Key Responsibilities

· Support lead advisor in managing client relationships, including presenting financial plans, participating in meetings, and reviewing planning strategies with clients

· Develop and maintain financial plans, identify planning opportunities, and follow through on implementation

· Conduct quarterly client reviews and ongoing client service

· Execute trading and support portfolio implementation as needed

· Collaborate with internal team members; strong alignment with team-based decision-making is critical

· Maintain accurate and thorough documentation of all client interactions, recommendations, and paperwork within CRM and required systems

· Contribute to business growth through client retention, identifying opportunities within existing relationships, and supporting new client development

Qualifications

· Series 65 (or on track)

· CFP® designation preferred (or on track)

· Experience working with client relationships and participating in meetings

· Demonstrated ability to manage or contribute to client relationships with increasing independence

· Strong understanding of financial planning concepts (retirement, investments, insurance)

· Experience with financial planning and investment software (e.g., MoneyGuidePro, Schwab, Black Diamond)

· Strong communication, organizational, and interpersonal skills

· Team-oriented mindset with the ability to work independently, take initiative, and manage client responsibilities with minimal supervision

Preferred Attributes

· Demonstrated ability to build and maintain client relationships

· Existing client relationships or a portable book of business is a plus, but not required

· Entrepreneurial mindset with an interest in growing within a firm and contributing to long-term business development

· Desire to be part of a firm structure while maintaining a high level of ownership over client outcomes and relationships

Compensation & Benefits

Note: We welcome conversations with advisors who have experience developing client relationships and are looking to grow within a firm environment. The approach to integrating and supporting those relationships, along with compensation and long-term incentives, will be discussed and structured in alignment with the firm’s client service model.

· Base salary: TBD

· Bonus based on performance and firm contribution

· Health benefits and retirement plan

· Eligibility for equity participation after 5 years of tenure, based on performance and long-term contribution

Why Join Us

· Clear path to becoming a Lead Advisor within a growing firm

· Opportunity to build deep, long-term relationships with high-net-worth clients

· Collaborative, team-based environment with direct access to firm leadership

· Platform designed to support advisors who want to grow their practice without building a firm from scratch

· Opportunity for advisors with an existing client base to integrate into a firm with established infrastructure, compliance, and operational support

· Ability to meaningfully impact client outcomes and the future of the firm

· Long-term career growth, including potential equity participation

Career Path

This role is designed to develop into a Lead Advisor position over time. The individual will begin by supporting existing client relationships and participating in planning and client meetings, with a clear path to taking on increasing responsibility for client relationships. As the individual demonstrates growth, consistency, and the ability to effectively manage client needs, they will have the opportunity to transition into a lead advisor role, managing client relationships, leading planning strategy, and contributing to the continued growth and development of the firm.

Important Notes

All client relationships are managed at the firm level. This role operates within a fiduciary framework, and all recommendations must align with clients’ best interests and comprehensive financial planning.

Pay: $50,000.00 - $120,000.00 per year

License/Certification:

Series 65 or Series 7 & Series 66 (Preferred)

Work Location: In person

Quick Apply

Refine Your Search

compliance business partner jobs in providence, ri

Financial Advisor - Associate

Security Project Engineer / Security Systems Estimator

MANUFACTURING ENGINEER (Monthly Travel required) - no relocation package

Quality Manager

Supervisor, CNC Machine Shop

Retail Merchandising Field Specialist

HR Generalist

Wealth Management Administrative Assistant

HYBRID Inside Sales Insurance Agent Trainee - Personal Lines

Payroll/Benefits Specialist

Director of Veteran Affairs

FIT Clinical Team Leader ($5000 SIGN-ON BONUS!)

Manufacturing Engineer Technician (2nd shift) 3:30p-12a

EV/Hybrid Tech - Cadillac Warwick

Director of Finance

A-Tech - Lexus Sharon

Substation Senior Civil/Structural Engineer

Retail Store Area Team Leader (Assistant Team Leader)

B-Technician - Honda Seekonk

Customer Experience Manager

I want to receive the latest job alert for compliance business partner in providence, ri

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