Top 12 Senior compliance manager Jobs in Raleigh, Nc

Senior Compliance Manager EA IS
First Citizens Bank —Raleigh, NC
- $155,000 - $175,000 a year
- Full-time
- Remote
- 7 years
- Office
- High school diploma or GED
Sr. Manager, Cyber Resilience Act Compliance
Lenovo —Morrisville, NC
- $160,000 - $190,000 a year
- Full-time
- Remote
- 11+ years
- Travel
- Senior level
Senior Manager, CMC Regulatory Affairs, Global Rare Diseases
Chiesi Farmaceutici —Cary, NC
- $121,000 - $182,000 a year
- Overtime
- Hybrid work
- 5 years
- Office
- Bachelor's degree
- Health insurance
Information Systems Sr. Manager – Technology Regulatory Compliance Lead
Amgen —Holly Springs, NC
- $135,441.55 - $183,244.45 a year
- Doctoral degree
- Master's degree
- High school diploma or GED
- Disability insurance
- Health insurance
Senior Manager, CUSO FC Governance
Royal Bank of Canada —Raleigh, NC
- $90,000 - $160,000 a year
- Full-time
- Office
- Continuous improvement
- Senior level
- Disability insurance
- Health insurance
Senior Manager, FP Process & Compliance
Novo Nordisk —Clayton, NC
- 5 years
- Engineering
- Office
- Paid holidays
- Disability insurance
13d
Sr. Product Manager - Compliance/Sovereignty Hybrid Cloud - REMOTE
Lenovo —Morrisville, NC
- $184,000 - $233,000 a year
- Full-time
- Hybrid work
- Computer science
- 8 years
- Analysis skills
Senior Manager, Compliance Manufacturing
FUJIFILM —Research Triangle Park, NC
- Bachelor's degree
- Continuous improvement
- Ability to sit for extended periods
Senior Manager 1LoD Business Controls Manager – Deposit Products
Royal Bank of Canada —Raleigh, NC
- Full-time
- 7 years
- Office
- Master's degree
Manager/Sr. Manager, Regulatory Affairs (Labeling)
Grifols —Clayton, NC
- Full-time
- Microsoft Excel
- Office
- 3 years
Senior Manager, Transaction Advisory Services
Sorren —Raleigh, NC
- Extended hours
- CPA
- ERP systems
- Finance
- Paid parental leave
- Paid holidays
Quick Apply
6d
Merger and Acquisitions Financial Due Diligence Private Equity Senior Manager
Deloitte —Raleigh, NC
- $171,600 - $338,300 a year
- Full-time
- CPA
- Office
- 8 years
1d

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Senior Compliance Manager EA IS

First Citizens Bank -
Raleigh, NC

Apply Now

Job Details

Full-time
$155,000 - $175,000 a year

Qualifications

Series 7
FINRA License
Stakeholder relationship building
Stakeholder management

Full Job Description

Overview: This position directs the implementation of compliance programs within the Bank to reduce risk and ensure regulatory requirements are met. Accountabilities may include managing Fair Lending (“FL”), Home Mortgage Disclosure Act (“HMDA”), and technical Community Reinvestment Act (“CRA”) activities as well as deposit, lending, safety and soundness, privacy and financial product-related compliance risk management programs. Responsibilities may also include management of the Bank's Complaint Oversight and Response Program, as well as the Records Management Program. Compliance exam management and coordination of the enterprise's compliance training curriculum is also a key ongoing accountability. Represents compliance programs on business projects and committees. Works closely with business units and departments throughout program execution to monitor regulatory compliance. Provides personal leadership and expertise to ensure policies, procedures, and practices of the Bank comply with applicable laws and regulations. Responsibilities & Qualifications: Duties & Responsibilities:
Program Oversight - Manages a team of associates who analyze internal processes and systems for data gaps, discrepancies, or other regulatory compliance-related issues. Oversees the implementation of necessary changes to business processes, systems, or programs in accordance with external laws and regulations. Maintains a strong knowledge of applicable laws, rules, and standards in order to recommends amendments and corrective actions within business practices. Partners on the development of key performance metrics and reporting criteria within compliance programs.
Risk Management - Directs deposit, lending, privacy, safety and soundness, complaint, records management, Regulation O, affiliate, FL, HMDA, and CRA compliance program efforts to comply with the Bank's risk appetite and risk tolerances. Identifies and assesses compliance risks associated with organizational activities, including the development of new products, services, client relationships, and business practices. Oversees the monitoring, testing, and reporting of processes, data, and associate work for risk.
Business Support - Fosters productive relationships and open communication with business units throughout the Bank to develop an appropriate compliance culture. Provides expert consultation to senior leadership and associate teams on compliance-related matters. Ensures the integrity and accurate filing of HMDA and CRA data with the appropriate parties. Leads the identification and response and remediation efforts related to complaints and compliance risk events. Participates in business committees and other projects related to compliance, legal, and regulatory risk. Coordinates the enterprises compliance training curriculum and assignments.
Managerial Functions - Establishes and monitors expectations to achieve company and department goals. Makes appropriate changes to program policies, procedures, and efficiencies in order to meet objectives. Manages the performance, training, and evaluation of assigned staff.
Position Specific Skills:
Ability to interpret a broad range of complex regulations and devise logical solutions
Knowledge of FL-related statistical analysis techniques, review methods, and prohibited factor identification and related issue remediation techniques
Knowledge of deposit, lending, and safety and soundness regulations impacting the financial services industry
Qualifications:
Minimum Required Education and Experience: Bachelor's Degree and 8 years' experience OR High School Diploma or GED/Equivalent and 12 years' experience in Compliance, Legal, Audit, Regulatory Compliance Management, Banking or other related experience
Preferred Education:
Preferred Area of Study:
Preferred Area of Experience:
Required Licenses or Certifications:
Preferred Licenses or Certifications:Certified Regulatory Compliance Manager (CRCM) - IO;Certified Information Privacy Professional (CIPP) - IO;Certified AML and Fraud Professional (CAFP) - IO;Certified Anti-Money Laundering Specialist (CAMS) - IO Additional Information:

Bachelor's Degree and 8 years of experience in Compliance, Legal, Audit, Regulatory Compliance Management, Banking or other related experience OR High School Diploma or GED and 12 years of experience in Compliance, Legal, Audit, Regulatory Compliance Management, Banking or other related experience
7+ years of broker-dealer and/or RIA compliance experience.
Strong experience in complaints, investigations, and regulatory reporting
Deep knowledge of FINRA rules, including Rule 4530, U4/U5, and complaint classification standards
Proven leadership and ability to manage complex regulatory matters
FINRA Series 7, 24, and 63/65 or 66 licenses (or ability to obtain shortly after hire).

Preferred Qualifications

Experienced in a large, dual-registrant financial institution
Strong investigative, risk assessment, and escalation skills
Executive communication and stakeholder management expertise
Insurance Licensing/Life & Health experience

This job posting is expected to remain active for 14 days from the initial posting date listed above. If it is necessary to extend this deadline, the posting will remain active as appropriate. Job postings may come down early due to business need or a high volume of applicants.

The base pay for this position is generally between $155,000 and $175,000. Actual starting base pay will be determined based on skills, experience, location, and other non-discriminatory factors permitted by law. For some roles, total compensation may also include variable incentives, bonuses, benefits, and/or other awards as outlined in the offer of employment.

Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a competitive, thoughtfully designed and quality benefits program to meet the needs of our associates. More information can be found at https://jobs.firstcitizens.com/benefits.

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Refine Your Search

senior compliance manager jobs in raleigh, nc

Senior Compliance Manager EA IS

Sr. Manager, Cyber Resilience Act Compliance

Senior Manager, CMC Regulatory Affairs, Global Rare Diseases

Information Systems Sr. Manager – Technology Regulatory Compliance Lead

Senior Manager, CUSO FC Governance

Senior Manager, FP Process & Compliance

Sr. Product Manager - Compliance/Sovereignty Hybrid Cloud - REMOTE

Senior Manager, Compliance Manufacturing

Senior Manager 1LoD Business Controls Manager – Deposit Products

Manager/Sr. Manager, Regulatory Affairs (Labeling)

Senior Manager, Transaction Advisory Services

Merger and Acquisitions Financial Due Diligence Private Equity Senior Manager

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