Top 23 head of compliance Jobs in remote

Chief Compliance Officer (Broker-Dealer)
Revolut —Remote
- $178,200 - $236,500 a year
- Full-time
- Remote
- Research
- Bachelor's degree
- Team management
Chief Compliance Officer (Fractional)
Wheel —Remote
- Contract
- Remote
- Management
- HIPAA
- Senior level
Head of Enterprise Compliance & Privacy
Thyme Care —Remote
- Full-time
- Remote
- HIPAA
- Bachelor's degree
- Senior level
Quick Apply
8d
Vice President, Head of Legal & Compliance – Allegiance
The Cigna Group —Remote
- $171,800 - $286,400 a year
- Online Application
- Remote
- HIPAA
- Analysis skills
- Fair chance
- Paid holidays
- Health insurance
Head of Legal & Compliance, U.S.
Korn Ferry International —Remote
- $175,000 - $205,000 a year
- Remote
- 8 years
- Organizational skills
- Contracts
- 401(k)
- Paid time off
Head of Compliance
The Better Money Company —New York, NY
- $150,000 - $225,000 a year
- Full-time
- Remote
- Management
- Senior level
- Health insurance
- Dental insurance
Quick Apply
General Counsel and Chief Compliance Officer
BETTERHEALTH A PLANNED PARENTHOOD PARTNERSHIP —Remote
- $201,000 - $212,175 a year
- Full-time
- Remote
- Microsoft Excel
- Microsoft Outlook
- Customer service
1d
Chief Legal Officer / General Counsel
Harbor Health —Remote
- Full-time
- Senior level
- Commercial
- Up to 25% travel
Quick Apply
Chief Compliance Officer
Platinum Point Capital —Philadelphia, PA
- $150,000 - $250,000 a year
- Full-time
- Remote
- Senior level
- Banking
Quick Apply
11d
Head of Fraud & Risk Management Operations
Raisin —New York, NY
- $200,000 - $230,000 a year
- Remote
- Continuous improvement
- Senior level
- Communication skills
- Commuter assistance
- Health insurance
Quick Apply
14d
Senior Legal Counsel / Deputy Head of Legal
AltexSoft —Remote
- Remote
- Writing skills
- English
- Senior level
Head of Compliance
VComply Technologies —San Francisco Bay Area, CA
- Remote
- Business development
- Continuous improvement
- Organizational skills
Head of Americas Licensing and Regulatory Affairs
OpenFX —Miami, FL
- Remote
- 7 years
- Analysis skills
- Bachelor's degree
Quick Apply
Chief Compliance Officer (CCO) - US
Allocator One Group —San Francisco, CA
- $200,000 - $280,000 a year
- Remote
- 7 years
- CPA
- Senior level
Quick Apply
Head of Compliance (Americas)
OpenFX —Miami, FL
- Remote
- Bachelor's degree
- Senior level
- Communication skills
Head of Customs Compliance
GE Vernova —Washington, DC
- $176,300 - $293,800 a year
- Full-time
- Remote
- Sales
- Pass drug screening
- 11+ years
- Paid parental leave
- Paid holidays
General Counsel / Head of Legal - US
Allocator One Group —San Francisco, CA
- $220,000 - $320,000 a year
- Remote
- 18 years or older
- CPA
- Accounting
Quick Apply
Chief Compliance Officer
Cornerstone Capital Bank, SSB —Houston, TX
- Remote
- Office
- Analysis skills
- Bachelor's degree
- Paid parental leave
- Health savings account
4d

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Chief Compliance Officer (Fractional)
Wheel —Remote
Official Signatory: Act as the authorized signatory for all legal compliance documents, including state licensing applications, Medicare/Medicaid enrollments,…

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head of compliance jobs near remote

Chief Compliance Officer (Broker-Dealer)

Revolut -
Remote

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Job Details

Full-time
$178,200 - $236,500 a year

Qualifications

KYC
Financial risk assessment
Transaction monitoring
Securities & Exchange Commission
Series 7
Securities law compliance support
Bachelor's degree
Surveillance
Economic sanctions regulations
Anti-Money Laundering (AML) compliance (compliance procedures implemented)
Financial regulatory audit coordination
Series 24
Suspicious activity report (SAR) preparation
Securities law
Securities companies

Full Job Description

About Revolut

People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 75+ million customers get more from their money every day.

As we continue our lightning-fast growth,‌ 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to Work™. So far, we have 13,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.

About the role

Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk.

We’re looking for a Chief Compliance Officer to lead all aspects of the local compliance function, helping deliver new features that align with regulatory requirements.

Up to shape what's next in finance? Let's get in touch.

What you'll be doing

Leading investment compliance efforts, promoting an ethical compliance culture aligned with laws and regulations
Overseeing relevant license applications to expand features
Monitoring the effectiveness of established compliance processes and controls across the business, and recommending and implementing enhancements
Updating broker-dealer and investment advisor manuals, including written supervisory procedures (WSPs), business continuity plan, AML, etc.
Managing investment advisor requirements, including conflicts of interest, Form ADV, and reporting
Advising on FINRA and SEC rules, regulations, interpretive guidance, and applicable policies and procedures
Managing KYC process on new customers, ensuring accurate review of OFAC searches
Coordinating regulatory exams, investigations, and inquiries conducted by FINRA and SEC regulators, liaising with compliance personnel
Assessing the inherent risk of business units as well as the effectiveness of mitigating controls to minimize residual risk exposure
Integrating industry benchmarking and best practices through ongoing research, education, and industry affiliations

What you'll need

10+ years of financial crime and regulatory compliance experience
Series 7 and 24 licenses
Experience with fintech, broker-dealer, and robo advisor
Familiarity with supervisory oversight, training, e-mail surveillance, branch exams, licensing and registrations, AML supervision, advertising, and regulatory reporting
Expertise across retail and business topics, such as AML/CTF, sanctions, KYC, CDD/EDD, transaction monitoring, risk assessments, and reporting (SARs)
An understanding of global anti-financial crime frameworks, regulatory recommendations, risk management, and control arrangements
A bachelor's degree

Nice to have

Other regulatory licenses

Compensation range

US: $178,200 - $236,500 gross annually*
Other locations: Compensation will be discussed during the interview process
Final compensation will be determined based on the candidate's qualifications, skills, and previous experience

Building a global financial super app isn’t enough. Our Revoluters are a priority, and that’s why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. We’re doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. That’s why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.

Important notice for candidates:

Job scams are on the rise. Please keep these guidelines in mind when applying for any open roles.

Only apply through official Revolut channels. We don’t use any third-party services or platforms for our recruitment.
Always double-check the emails you receive. Make sure all communications are being done through official Revolut emails, with an @revolut.com domain.

We won't ask for payment or personal financial information during the hiring process. If anyone does ask you for this, it’s a scam. Report it immediately.

By submitting this application, I confirm that all the information given by me in this application for employment and any additional documents attached hereto are true to the best of my knowledge and that I have not wilfully suppressed any material fact. I confirm I have disclosed if applicable any previous employment with Revolut. I accept that if any of the information given by me in this application is in any way false or incorrect, my application may be rejected, any offer of employment may be withdrawn or my employment with Revolut may be terminated summarily or I may be dismissed. By submitting this application, I agree that my personal data will be processed in accordance with Revolut's Candidate Privacy Notice

Notice: This is a remote position based in United States.

Apply Now

Refine Your Search

head of compliance jobs in remote

Chief Compliance Officer (Broker-Dealer)

Chief Compliance Officer (Fractional)

Head of Enterprise Compliance & Privacy

Vice President, Head of Legal & Compliance – Allegiance

Head of Legal & Compliance, U.S.

Head of Compliance

General Counsel and Chief Compliance Officer

Chief Legal Officer / General Counsel

Chief Compliance Officer

Head of Fraud & Risk Management Operations

Senior Legal Counsel / Deputy Head of Legal

Head of Compliance

Head of Americas Licensing and Regulatory Affairs

Chief Compliance Officer (CCO) - US

Head of Compliance (Americas)

Head of Customs Compliance

General Counsel / Head of Legal - US

Chief Compliance Officer

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