Top 40 Compliance auditor Jobs in Rhode Island

Staff Auditor
Citizens Financial Group —Johnston, RI
- $73,000 - $97,000 a year
- Full-time
- Background check
- Microsoft Excel
- Office
- Health insurance
- Dental insurance
Audit Associate
Fidelity Investments —Smithfield, RI
- Full-time
- CPA
- Mid-level
- Office
Auditor - Remote
UNFI —Providence, RI
- $56,400 - $102,400 a year
- Full-time
- Remote
- CPA
- Mid-level
- Residential
- Health savings account
- AD&D insurance
Quick Apply
4d
Senior Environmental Compliance Specialist
Atlas —Rhode Island
- Full-time
- Hybrid work
- Travel
- Senior level
- Leadership
- Paid parental leave
- AD&D insurance
Quick Apply
Compliance Risk Analyst
Rhode Island Housing —Providence, RI
- $63,489 - $85,710 a year
- Full-time
- Hybrid work
- Research
- Mid-level
- Office
- Health insurance
- Dental insurance
Quick Apply
Premium Auditor
Interstate Audit LLC —Kent County, RI
- $40 - $50 an hour
- Full-time
- Background check
- Word processing
- Computer literacy
Quick Apply
Sr Specialist QA - Compliance
Amgen —West Greenwich, RI
- $132,037.30 - $178,638.70 a year
- Doctoral degree
- Data analysis skills
- Master's degree
- Disability insurance
- Health insurance
Contract & Compliance Specialist
The Hilb Group —Cranston, RI
- Full-time
- Sales
- Mid-level
- Office
- Health savings account
- Disability insurance
Claim Auditor Payment Integrity
Neighborhood Health Plan of Rhode Island —Smithfield, RI
- Full-time
- Microsoft Excel
- Microsoft Outlook
- Customer service
Quick Apply
QA Auditor
Silgan Dispensing —Slatersville, RI
- Full-time
- Mid-level
- High school diploma or GED
- Ability to lift 50 pounds
Auditor - Internal Senior
Bally's Lincoln Twin River —Lincoln, RI
- $62,000 a year
- CPA
- Computer literacy
- English
Quick Apply
Customer Service Auditor
DATA QUEST INVESTIGATIONS LTD —Bristol, RI
- $15 - $25 an hour
- Part-time
- Bar
- Hotel
- Restaurant
Quick Apply
Quality Auditor
Silgan Dispensing —Slatersville, RI
- Full-time
- Mid-level
- High school diploma or GED
- Ability to lift 50 pounds
CMMC Compliance & Cybersecurity Specialist
Electro Standards Laboratories —Cranston, RI
- Full-time
- Mid-level
- In-person
- Commercial
- Paid holidays
- Health insurance
Quick Apply
14d
Audit Associate
PKF O'Connor Davies —Providence, RI
- Hybrid work
- CPA
- Data analysis skills
- Mid-level
- Profit sharing
- Health savings account
Quick Apply
Sr. IT Manager - Food Safety, Quality and Traceability - Remote
UNFI —Providence, RI
- $114,300 - $220,500 a year
- Full-time
- Remote
- Computer Science
- PMP
- Residential
- Health savings account
- AD&D insurance
Quick Apply
7d
Experienced Audit Associate
Kahn Litwin Renza —Providence, RI
- $73,000 - $85,000 a year
- Weekends as needed
- CPA
- Research
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
Sr. Engineer, Quality - Defined Term
High Purity New England Inc. —Smithfield, RI
- $115,000 - $135,000 a year
- 5 years
- Engineering
- Critical & Intensive Care
- Commuter assistance
- Disability insurance
Quality Process Auditor - 1st Shift
Taco Family of Companies —Cranston, RI
- Full-time
- ERP systems
- Office
- Residential
- Tuition reimbursement
Quick Apply
Night Auditor
Hilton Providence —Providence, RI
- Part-time
- Mid-level
- Hotel
- High school diploma or GED
- Paid holidays
- Disability insurance

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compliance auditor jobs near rhode island

Staff Auditor

Citizens Financial Group -
Johnston, RI

Apply Now

Job Details

Full-time
$73,000 - $97,000 a year

Benefits

Health insurance
Dental insurance
Tuition reimbursement
Paid time off
Parental leave
Vision insurance
Opportunities for advancement
Retirement plan

Qualifications

Microsoft Excel
AI tools proficiency
Bachelor's degree
Data-driven problem-solving
Productivity software
Financial data analysis tools

Full Job Description

Description

Staff Auditor - Capital Markets

Citizens is seeking a curious, motivated, early-career professional to join our Internal Audit team as a Staff Auditor supporting the execution of Capital Markets audit activities. This role offers broad exposure to how a large financial institution manages risk, evaluates controls, and supports responsible business growth across complex financial markets activities.

In this role, you will be part of a collaborative Internal Audit group of professionals who provide independent, objective insight on the effectiveness of Citizens’ control environment, risk management practices, and culture. You will conduct audit work under the guidance of experienced team members, helping evaluate whether policies, processes, procedures, and controls are designed and operating effectively.

As a Staff Auditor, you will conduct risk-based audits across Citizens’ Capital Markets businesses, including Loan Syndications and Trading, Bond and Equity Underwriting, High Yield Sales and Trading, Foreign Exchange, Interest Rate Products, and Commodities. You will also conduct audit work over second line functions such as Market Risk and Model Risk.

If you are curious about financial markets and enjoy asking thoughtful questions, this role gives you a meaningful way to apply that mindset. You will see how audit work connects to real business decisions, use data to evaluate risks and controls, and build practical experience that is valuable across Internal Audit and the broader financial services industry. You will also be part of a team that values learning, collaboration, and doing work that helps Citizens operate effectively and manage risk.

Primary responsibilities include

Learn the audit lifecycle by participating in planning, fieldwork, reporting, and issue follow-up activities.
Understand and document business processes, risks, and controls in a clear, organized, and audit-ready manner.
Perform control testing, analyze results, and communicate observations to Internal Audit team members and business partners.
Help validate management’s corrective actions for previously identified audit issues.
Use data, Excel, analytics, and emerging tools to identify patterns, trends, exceptions, and more effective ways to test controls.
Receive coaching and feedback while building practical audit judgment and professional confidence.

Qualifications, Education, Certifications and/or Other Professional Credentials

1-5 years of experience in Capital Markets, Audit, Risk, Compliance, Finance, Operations, or a related field.
Strong analytical, communication, and problem-solving skills.
Curiosity, attention to detail, and willingness to learn in a team environment.
Comfort working with data, Excel, Microsoft Office products, and emerging tools, including AI tools.
Interest in capital markets, risk management, controls, and technology.
Bachelor’s degree required; intermediate understanding of bank regulations and industry practices is a plus.
Travel 5-15%.

Hours & Work Schedule

Hours per Week: 40 (4-days in-office)

Work Schedule: Monday – Friday, 8:00 am – 5:00 pm

Pay Transparency

The salary range for this position is $73,000 - $97,000 per year, plus an opportunity to earn an annual discretionary bonus. Actual pay is based on various factors including but not limited to the budget, work location, and relevant skills and experience.

We offer competitive pay, comprehensive medical, dental and vision coverage, retirement benefits, maternity/paternity leave, flexible work arrangements, education reimbursement, wellness programs and more. Note, Citizens’ paid time off policy exceeds the mandatory, paid sick or paid time-away policy of every local and state jurisdiction in the United States. For an overview of our benefits, visit https://jobs.citizensbank.com/benefits .

Some job boards have started using jobseeker-reported data to estimate salary ranges for roles. If you apply and qualify for this role, a recruiter will discuss accurate pay guidance.

Equal Employment Opportunity

Citizens, its parent, subsidiaries, and related companies (Citizens) provide equal employment and advancement opportunities to all colleagues and applicants for employment without regard to age, ancestry, color, citizenship, physical or mental disability, perceived disability or history or record of a disability, ethnicity, gender, gender identity or expression, genetic information, genetic characteristic, marital or domestic partner status, victim of domestic violence, family status/parenthood, medical condition, military or veteran status, national origin, pregnancy/childbirth/lactation, colleague’s or a dependent’s reproductive health decision making, race, religion, sex, sexual orientation, or any other category protected by federal, state and/or local laws. At Citizens, we are committed to fostering an inclusive culture that enables all colleagues to bring their best selves to work every day and everyone is expected to be treated with respect and professionalism. Employment decisions are based solely on merit, qualifications, performance and capability.

Background Check

Any offer of employment is conditioned upon the candidate successfully passing a background check, which may include initial credit, motor vehicle record, public record, prior employment verification, and criminal background checks. Results of the background check are individually reviewed based upon legal requirements imposed by our regulators and with consideration of the nature and gravity of the background history and the job offered. Any offer of employment will include further information.

Benefits

Awards We've Received

Dave Thomas Foundation’s Best Adoption-Friendly Workplace

Disability:IN World's Top Disability Inclusive Business

Glassdoor
Best Place to Work in Consulting, Finance & Insurance

Human Rights Campaign Corporate Equality Index 100 Award

Newsweek America's Most Charitable Company

The Banker's
US Bank of the Year

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Refine Your Search

compliance auditor jobs in rhode island

Staff Auditor

Audit Associate

Auditor - Remote

Senior Environmental Compliance Specialist

Compliance Risk Analyst

Premium Auditor

Sr Specialist QA - Compliance

Contract & Compliance Specialist

Claim Auditor Payment Integrity

QA Auditor

Auditor - Internal Senior

Customer Service Auditor

Quality Auditor

CMMC Compliance & Cybersecurity Specialist

Audit Associate

Sr. IT Manager - Food Safety, Quality and Traceability - Remote

Experienced Audit Associate

Sr. Engineer, Quality - Defined Term

Quality Process Auditor - 1st Shift

Night Auditor

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