Top 18 Compliance auditor Jobs in Santa Rosa, Ca

COMPLIANCE SPECIALIST I-III
Summit State Bank —Santa Rosa, CA
- $29.00 - $42.50 an hour
- Full-time
- Research
- Mid-level
- Office
- Health savings account
- AD&D insurance
Compliance Specialist
PEP Housing —Santa Rosa, CA
- $80,000 - $90,000 a year
- Hybrid work
- Microsoft Excel
- Microsoft Outlook
- 5 years
- AD&D insurance
- Paid holidays
Quick Apply
HR & Safety Compliance Specialist
Sonoma County Meat Co. —Santa Rosa, CA
- $28 - $38 an hour
- Online Application
- Mid-level
- In-person
- 2 years
- Health insurance
- Paid time off
Quick Apply
9d
AC Hotel Santa Rosa - Night Auditor
Evolution Hospitality —Santa Rosa, CA
- $19.20 an hour
- Full-time
- Microsoft Word
- Windows
- Hotel
- AD&D insurance
- Disability insurance
Senior Audit Associate - North Bay
Baker Tilly Advisory Group, LP —Santa Rosa, CA
- $85,500 - $108,420 a year
- Full-time
- CPA
- Office
- Microsoft Office
Quick Apply
Qualified SWPPP Developer (QSD) / Senior Environmental Compliance Specialist
BKF —Santa Rosa, CA
- $100,000 - $145,000 a year
- Full-time
- Hybrid work
- Construction site
- Office
- 8 years
- Profit sharing
- Paid holidays
Quick Apply
Senior Quality, Health, Safety, & Environment Manager
Chandon —Yountville, CA
- $135,000 - $160,000 a year
- Full-time
- Microsoft Word
- Spanish
- 7 years
Night Auditor
Boardwalk IG Management LLC —Yountville, CA
- $23 - $25 an hour
- Part-time
- Word processing
- Windows
- Hotel
Quick Apply
Night Auditor – Luxury Resort | Alila Napa Valley
Alila Napa Valley —Napa, CA
- $24 - $25 an hour
- Weekends as needed
- Cleaning
- Computer skills
- 1 year
- Health insurance
- Dental insurance

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COMPLIANCE SPECIALIST I-III

Summit State Bank -
Santa Rosa, CA

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Job Details

Full-time
$29.00 - $42.50 an hour

Benefits

Health savings account
AD&D insurance
Disability insurance
Health insurance
Dental insurance
Flexible spending account
Tuition reimbursement
Paid time off
Dependent health insurance coverage
Vision insurance
401(k) matching
Volunteer time off

Qualifications

Associate's degree in accounting
Internal financial compliance auditing
Industry knowledge of banking risk management
Associate's degree in finance
Research
Mid-level
Finance
Regulatory legal research
CRCM
Bank experience
Anti-Money Laundering (AML) compliance (compliance procedures implemented)
Compliance documentation
Internal compliance assessments
Productivity software
Reporting on compliance risks
Business
Associate's degree
Accounting
Communication skills
Internal audits
Audit support
Documentation reviews
Office record organization

Full Job Description

Summit State Bank is an award-winning Community Bank whose core values are based on making a positive impact on our employees, customers, and the communities we serve. Our employees are important to us; we provide rewarding career paths with competitive pay and excellent benefits. If you want to work for a Community Bank that values you and your contributions, we encourage you to apply.

We are seeking a detail-oriented and motivated Compliance Specialist to join our Compliance Department at our main administrative office. This full-time in-office position may be filled at the Compliance Specialist I, II, or III level depending on the selected candidate's qualifications, experience, and demonstrated knowledge of banking compliance and risk management.

What you will do:

Monitor and test compliance with federal and California banking laws and regulations.
Review bank policies, procedures, disclosures, forms, notices, and marketing materials.
Assist with compliance risk assessments and regulatory change management activities.
Support internal audits, compliance reviews, and regulatory examinations.
Monitor and track consumer and business complaints.
Maintain compliance records, tracking systems, and supporting documentation.
Conduct regulatory research and analyze regulatory changes.
Prepare compliance reports, summaries, metrics, and presentations.
Support corrective action plans and remediation efforts.
Assist with regulatory and job-specific training administration.
Collaborate with business units to promote compliant business practices.

Compliance Specialist I Qualifications: Associate’s degree in Business, Finance, Accounting, or related field preferred. One year of related banking, audit, risk, operations, or compliance experience preferred. Strong attention to detail and communication skills. Proficiency in Microsoft Office. / Or equivalent combination of education and experience.

Compliance Specialist II Qualifications: Associate’s degree in Business, Finance, Accounting, or related field preferred. Minimum three years of banking compliance, audit, risk, or regulatory experience. Community banking experience strongly preferred. Working knowledge of Regulation B, Regulation Z, Regulation DD, BSA/AML, UDAAP, and CRA. / Or equivalent combination of education and experience.

Compliance Specialist III Qualifications: Associate’s degree in Business, Finance, Accounting, or related field preferred. Minimum five years of banking compliance, audit, risk management, or regulatory experience. Strong community banking experience preferred. CRCM designation is a plus. Advanced knowledge of consumer compliance regulations and banking operations. / Or equivalent combination of education and experience.

The ideal candidate for this role is: Detail-oriented and highly organized. Able to manage multiple priorities and deadlines. Committed to maintaining confidentiality and professional integrity. A collaborative team player with strong interpersonal skills. Passionate about regulatory compliance, risk management, and supporting a strong culture of compliance.

Benefits

Summit State Bank offers a highly competitive benefits package designed to support our employees’ health, financial well-being, and professional growth. We proudly provide 100% employer-paid medical, dental, and vision coverage for employees, along with employer contributions toward a portion of dependent coverage premiums.

Our comprehensive benefits also include Flexible Spending Accounts (FSA) - with employer matching contributions of up to $2,500 annually for Dependent Care FSA accounts - as well as employer-paid Life, AD&D, and Long-Term Disability coverage. Employees receive employer HSA contributions of up to $4,000 annually if enrolled in a HDHP and have access to a 401(k) plan with employer matching contributions.

We are committed to investing in our employees’ success through tuition reimbursement, wellness resources, internal mentorship programs, and paid volunteer time off. In addition, all full-time employees receive a minimum of three weeks of paid vacation annually, supporting a healthy work-life balance.

Pay Range: $29.00 - $42.50/hour

Compensation and position level will be determined based on experience, qualifications, and demonstrated expertise.

All applicants should apply on our website: https://www.summitstatebank.com/careers.php.

Summit State Bank is an Equal Opportunity/Affirmative Action Employer and provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws.

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Refine Your Search

compliance auditor jobs in santa rosa, ca

COMPLIANCE SPECIALIST I-III

Compliance Specialist

HR & Safety Compliance Specialist

AC Hotel Santa Rosa - Night Auditor

Senior Audit Associate - North Bay

Qualified SWPPP Developer (QSD) / Senior Environmental Compliance Specialist

Senior Quality, Health, Safety, & Environment Manager

Night Auditor

Night Auditor – Luxury Resort | Alila Napa Valley

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