Top 9 Compliance consultant Jobs in Scottsdale Az

Consultant - Procurement and Third-Party Governance & Compliance
Northern Trust Corp. —Tempe, AZ
- $64,125 - $105,925 a year
- Full-time
- Microsoft Excel
- Mid-level
- Finance
- Health insurance
- Dental insurance
Senior Operations Consultant - THIRD SHIFT
Bank of America —Phoenix, AZ
- Overnight shift
- Hybrid work
- Microsoft Excel
- Microsoft Outlook
- Research
- Work from home
Senior Consultant, Due Diligence - Third Party Risk Management
Northern Trust Corp. —Tempe, AZ
- Full-time
- Writing skills
- Bachelor's degree
- US work authorization
Contract Lifecycle Management, Global Procurement Sr Consultant
Northern Trust Corp. —Tempe, AZ
- $90,820 - $154,280 a year
- Full-time
- Finance
- Analysis skills
- Bachelor's degree
- Health insurance
- Dental insurance
Registration and Licensing Consultant
Cambridge Investment Research —Phoenix, AZ
- $50,000 - $60,000 a year
- Full-time
- Mid-level
- Mentoring
- Leadership
- Wellness program
- Paid holidays
Risk & Independence Contract Specialist Senior Manager - Advisory Consulting Services
PRICE WATERHOUSE COOPERS —Phoenix, AZ
- $91,000 - $321,500 a year
- 6 years
- High school diploma or GED
- Fair chance
- Paid holidays
- Health insurance
Digital Regulatory Advisor Sr Technical Architect – GRC
Edward Jones —Tempe, AZ
- $144,000 - $245,100 a year
- Full-time
- Hybrid work
- Office
- Fair chance
- Senior level
- Profit sharing
- Health savings account
Manager or Senior Managing Consultant, Environmental Due Diligence, Site Investigation and Remediation, and Compliance
Ramboll —Phoenix, AZ
- $115,000 - $160,000 a year
- Full-time
- Office
- Master's degree
- Driver's License
- Paid time off
- Retirement plan
Quick Apply
PEPI Senior Associate - Human Capital M&A (Open to all US locations)
Alvarez and Marsal —Phoenix, AZ
- $100,000 - $170,000 a year
- Full-time
- 3 years
- Finance
- Bachelor's degree
- AD&D insurance
- 401(k)

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compliance consultant jobs near scottsdale az

Consultant - Procurement and Third-Party Governance & Compliance

Northern Trust Corp. -
Tempe, AZ

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Job Details

Full-time
$64,125 - $105,925 a year

Benefits

Caregiver leave
Health insurance
Dental insurance
401(k)
Paid time off
Parental leave
Vision insurance

Qualifications

Internal controls
Bachelor's degree

Full Job Description

About Northern Trust

As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world’s most successful individuals, families, corporations and institutions.

Since 1889, we have aligned our efforts with our three guiding Principles That Endure: Service, Expertise, and Integrity. Together, they reflect the three cornerstones of business conduct which we strive to instill in our employees, whom we call partners, and to provide to our clients and the communities we serve worldwide.

With more than 135 years of financial experience and over 24,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

Job Description

Northern Trust, a Fortune 500 company, is a globally recognized financial institution with over 130 years of experience providing innovative financial services. The Audit & Regulatory Specialist (P2) role supports the Third Party Management (TPM) and Procurement teams by assisting with audit, regulatory, and risk management activities related to third‑party risk assessment controls.

This position focuses on execution, documentation, and coordination of audit and regulatory support activities under the guidance of more senior team members. The role requires a foundational understanding of control processes, regulatory expectations, and third‑party risk management practices.

Key Responsibilities

Support internal and external audits related to Third Party Management and Procurement by assisting with audit requests, documentation collection, and evidence preparation.
Assist in the execution of first line of defense (1LOD) testing activities, including sampling, control testing, and documentation of results.
Help prepare risk assessments and contribute to annual audit and testing plans for the Third Party Management Office.
Review business processes and controls against documented policies, procedures, and regulatory expectations, escalating issues as identified.
Compile audit materials, summaries, and working papers under established templates and guidance.
Assist with tracking audit issues, regulatory findings, and remediation activities to support timely closure.
Support reviews of Internal Audit reports and assist in drafting responses or remediation documentation.
Participate in meetings with business partners to gather information and clarify documentation needs.
Maintain organized records and repositories to support audit readiness and ongoing compliance.

Qualifications

Bachelor’s degree in Business, Accounting, Finance, Risk Management, or a related field.
Approximately 1–3 years of relevant experience in audit, risk management, compliance, procurement, or third‑party risk.
Basic understanding of audit processes, internal controls, and regulatory compliance concepts.
Exposure to third‑party or vendor risk management concepts is preferred but not required.
Strong attention to detail, organization, and documentation skills.
Ability to follow established procedures and work effectively under supervision.
Effective written and verbal communication skills.

Preferred Experience / Knowledge

Familiarity with Third Party Risk Management (TPRM) or Procurement processes.
Awareness of financial services regulatory expectations (e.g., OCC, FFIEC, PRA, FCA) is a plus.
Experience supporting audits, issue management, or control testing activities.
Proficiency with Microsoft Office tools (Excel, Word, PowerPoint).

Key Competencies

Detail‑oriented and process‑focused
Ability to learn and apply regulatory and control concepts
Strong documentation and organizational skills
Collaborative and responsive to guidance
Accountability for assigned tasks and deadlines

Salary Range:

$64,125 - 105,925 USD

Salary range is a good faith estimate of base pay. Northern Trust provides a comprehensive benefits package including retirement benefits (401k and pension), health and welfare benefits (medical, dental, vision, spending accounts and disability), paid time off, parental and caregiver leave, life & accident insurance, and other voluntary and well-being benefits. Northern Trust also provides a discretionary bonus program that may include an equity component.

Work Authorization

Applicants must be authorized to work in the U.S. without the need for employment-based visa sponsorship now or in the future. Northern Trust will not sponsor applicants for U.S. work visa status for this opportunity (no sponsorship is available for H-1B, L-1, TN, O-1, E-3, H-1B1, F-1, J-1, OPT, CPT or any other employment-based visa).

Working with Us

As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to an inclusive workplace and assisting the communities we serve.

Philanthropy is deeply rooted in Northern Trust’s history and is an essential element of our culture. Employees around the world give their time and talent to work for the greater good of their communities.

Reasonable Accommodation

Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at [email protected], or alternatively you can discuss your individual requirements with the recruiter you are working with.

Apply Now

Refine Your Search

compliance consultant jobs in scottsdale az

Consultant - Procurement and Third-Party Governance & Compliance

Senior Operations Consultant - THIRD SHIFT

Senior Consultant, Due Diligence - Third Party Risk Management

Contract Lifecycle Management, Global Procurement Sr Consultant

Registration and Licensing Consultant

Risk & Independence Contract Specialist Senior Manager - Advisory Consulting Services

Digital Regulatory Advisor Sr Technical Architect – GRC

Manager or Senior Managing Consultant, Environmental Due Diligence, Site Investigation and Remediation, and Compliance

PEPI Senior Associate - Human Capital M&A (Open to all US locations)

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