Top 41 Finance operations occupations Jobs in Smithfield, Ri

Registered Client Associate
Royal Bank of Canada —Providence, RI
- $40,000 - $70,000 a year
- Full-time
- Research
- Office
- Bachelor's degree
- Disability insurance
- Health insurance
Wealth Management Associate
Arlen Corporation —Warwick, RI
- $70,000 - $85,000 a year
- Full-time
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
- Health insurance
- Dental insurance
Quick Apply
5h
Investment and Securities Compliance / Supervision Specialist
Independence Financial Partners —Warwick, RI
- $35 - $50 an hour
- Part-time
- Hybrid work
- Background check
- Bachelor's degree
- Organizational skills
- 401(k)
- Paid time off
Quick Apply
Lead AML/CFT Analyst
North Easton Savings Bank —South Easton, MA
- $69,154.29 - $96,811.53 a year
- Full-time
- 5 years
- Office
- Bachelor's degree
14d
Client Services Specialist
Ameriprise Financial —Cranston, RI
- $55,000 - $60,000 a year
- Part-time
- Microsoft Word
- Writing skills
- Office
- Opportunities for advancement
- Flexible schedule
Quick Apply
Investment Operations Director, FIWA Investment Services
Fidelity Investments —Smithfield, RI
- $103,000 - $211,000 a year
- Full-time
- Research
- Office
- SQL
- Loan repayment program
- Health insurance
10d
Senior Specialist, Investor Services Operations
The Bank of New York Mellon Corporation —Westborough, MA
- Full-time
- Mid-level
- Office
- Project management
Data Operations Clerk (Part Time)
Webster First Federal Credit Union —Worcester, MA
- $20 - $22 an hour
- Part-time
- Microsoft Word
- Basic math
- Research
Quick Apply
Regional Analyst - Compliance
Bally's Twin River Lincoln —Lincoln, RI
- $25 - $28 an hour
- 5 years
- Writing skills
- Office
Quick Apply
Trade Desk Specialist - Johnston, RI
Citizens Financial Group —Johnston, RI
- Overtime
- Background check
- Mid-level
- Office
- Health insurance
- Dental insurance
5d
Wealth Management Associate
The Washington Trust Company —Providence, RI
- $65,000 - $75,000 a year
- Full-time
- Microsoft Outlook
- 5 years
- Administrative experience
- Health insurance
- 401(k)
Quick Apply
Retirement Services Manager
Citizens Financial Group —Johnston, RI
- Full-time
- Background check
- Mid-level
- Office
- Health insurance
- Dental insurance
Operations Coordinator
Penske Truck Leasing and Logistics —Cranston, RI
- Microsoft Excel
- Microsoft Outlook
- Pass drug screening
2d
Electronic Funds Transfer Clerk
Webster First Federal Credit Union —Worcester, MA
- $20 - $26 an hour
- Research
- Office
- High school diploma or GED
Quick Apply
AML Analyst, Officer - State Street Investment Management
State Street —Boston, MA
- $65,000 - $113,750 a year
- Full-time
- Microsoft Excel
- Mid-level
- Bachelor's degree
- Disability insurance
- Health insurance
Hedge Fund Accounting & Administration, Officer
State Street —Boston, MA
- $60,000 - $101,250 a year
- Full-time
- Mid-level
- Office
- Accounting
- Disability insurance
- Health insurance
Senior Compliance Analyst
CENTREVILLE BANK —West Warwick, RI
- Mid-level
- Office
- Finance
Quick Apply
3d
(On-site) Information Security Vendor Management Analyst
CENTREVILLE BANK —West Warwick, RI
- Mid-level
- Office
- Analysis skills
Quick Apply
Senior Payment Operations Assistant
Middlesex Savings Bank —Westborough, MA
- $41,097 - $62,682 a year
- Extended hours
- Research
- Mid-level
- Microsoft Office
Deposit Operations Specialist
unibank —Whitinsville, MA
- $20 - $24 an hour
- Full-time
- Research
- Mid-level
- Office
Quick Apply
1d

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Registered Client Associate

Royal Bank of Canada -
Providence, RI

Apply Now

Job Details

Full-time
$40,000 - $70,000 a year

Benefits

Disability insurance
Health insurance
Dental insurance
401(k)
Paid time off
Vision insurance
401(k) matching

Qualifications

Customer communication
Series 7

Full Job Description

Job Description

What is the opportunity?

Embrace RBC Wealth Management’s core values and inclusive culture as an integral part of our branch serving financial advisors and our clients. As a Registered Client Associate, become a trusted resource to our clients, advisors and branch. Use your administrative and operational skills to help our advisors manage and grow their business. Demonstrate a client first approach as you meet compliance standards, research and resolve problems, onboard new accounts, process and maintain account records, implement technology changes and prepare correspondence in a fast paced, professional and collaborative environment.

At RBC Wealth Management, your career progression matters to us. We offer training, development and learning resources so you continue to grow your career in a way that matters to you.

What will you do?

Build and maintain professional relationships with clients by assisting them and answering account questions.
Take initiative to handle account inquiries and customer needs and escalate to financial advisors when appropriate.
Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH’s in a timely manner.
Provide administrative and operational support to one or more Financial Advisors (FA) and/or the Branch Director. Such responsibilities may include servicing clients, researching problems, processing account forms and related paperwork, maintaining appropriate account records, preparing client correspondence and entering unsolicited orders in client accounts.
Goals should reflect and align with the overall business plan of the FA(s) this person supports.

What do you need to succeed?

Must-have

Bachelor’s degree or job-related experience
Strong soft skills including verbal and written communication, people, organizational, and client service skills
Attention to detail coupled with the mindset of how you can make advisors more efficient and effective
Series 7 and 66 (or 63/65) licenses
Ability to adapt to a rapidly changing business and technology environment

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

A comprehensive Total Rewards Program include competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off.
Leaders who support your development through coaching and managing opportunities.
Ability to make a difference and lasting impact.
Work in a dynamic, collaborative, progressive, and high-performing team.
Opportunities to do challenging work.
Opportunities to build close relationships with clients.

The expected salary range for the Registered Client Associate position is $45,000 - $70,000 and the Client Associate position is $40,000 - $60,000, depending on your experience, skills, and registration status, market conditions and business needs.

You have the potential to earn more through RBC’s discretionary variable compensation program which gives you an opportunity to increase your total compensation, provided the business meets its performance targets and you meet your individual goals.

RBC’s compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:

Drives RBC’s high-performance culture
Enables collective achievement of our strategic goals
Generates sustainable shareholder returns and above market shareholder value

Job Skills

Additional Job Details

Address:

500 EXCHANGE STREET:PROVIDENCE

City:

Providence

Country:

United States of America

Work hours/week:

Employment Type:

Full time

Platform:

WEALTH MANAGEMENT

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2026-06-25

Application Deadline:

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

Join our Talent Community

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.

RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.

Apply Now

Refine Your Search

finance operations occupations jobs in smithfield, ri

Registered Client Associate

Wealth Management Associate

Investment and Securities Compliance / Supervision Specialist

Lead AML/CFT Analyst

Client Services Specialist

Investment Operations Director, FIWA Investment Services

Senior Specialist, Investor Services Operations

Data Operations Clerk (Part Time)

Regional Analyst - Compliance

Trade Desk Specialist - Johnston, RI

Wealth Management Associate

Retirement Services Manager

Operations Coordinator

Electronic Funds Transfer Clerk

AML Analyst, Officer - State Street Investment Management

Hedge Fund Accounting & Administration, Officer

Senior Compliance Analyst

(On-site) Information Security Vendor Management Analyst

Senior Payment Operations Assistant

Deposit Operations Specialist

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