Top 59 Investigations Jobs in Sunrise, Fl

Compliance Officer
Concorde Investment Services —Boca Raton, FL
- $60,000 - $90,000 a year
- Full-time
- Management
- Research
- Office
- Health savings account
- Health insurance
Quick Apply
12d
INVESTIGATION SPECIALIST II - 79000484
The State of Florida —Fort Lauderdale, FL
- $3,616.98 - $3,712.98 a month
- Full-time
- Background check
- Spanish
- Customer service
- Paid holidays
- Health insurance
Public Safety Background Investigator & Recruiter
City of Hollywood, FL —Hollywood, FL
- $29.24 - $46.78 an hour
- 8 hour shift
- Background check
- 5 years
- Writing skills
- Wellness program
- Paid holidays
3d
Fraud Investigator I
Space Coast Credit Union —Miramar, FL
- $28.13 - $29.79 an hour
- Hybrid work
- Pass drug screening
- Mid-level
- Office
- Health savings account
- Disability insurance
Quick Apply
Code Compliance Specialist
City of Hallandale Beach —Hallandale Beach, FL
- $44,029.10 - $74,849.48 a year
- Full-time
- Research
- Mid-level
- Critical & Intensive Care
- Paid parental leave
- AD&D insurance
11d
CHILD PROTECTIVE INVESTIGATOR - 60074924
The State of Florida —Fort Lauderdale, FL
- $50,000.08 a year
- Full-time
- Background check
- Addiction Medicine
- Military
- Opportunities for advancement
Seeking a Department of Labor Investigator!
Morgan & Morgan, P.A. —Fort Lauderdale, FL
- Full-time
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
- Paid holidays
- Health insurance
Quick Apply
5d
Chief Code Compliance Officer
City of Sunrise —Sunrise, FL
- $58,686.79 - $82,923.28 a year
- Full-time
- Clean driving record
- Microsoft Excel
- Research
Senior Investigator, Special Investigations Unit (Aetna SIU) - Must reside in Florida
CVS Health —Plantation, FL
- $46,988 - $102,000 a year
- Full-time
- Microsoft Excel
- Microsoft Outlook
- Customer service
- Health insurance
- Dental insurance
AML Investigator II
Valley National Bank —Aventura, FL
- $82,800 - $141,200 a year
- Microsoft Outlook
- Research
- Mid-level
Quick Apply
Surveillance Investigator
Frasco Inc —Fort Lauderdale, FL
- $20 - $26 an hour
- Weekends as needed
- Clean driving record
- Military
- Writing skills
- Paid training
- Mileage reimbursement
Compliance Specialist I
Space Coast Credit Union —Miramar, FL
- $24.74 - $26.20 an hour
- Monday to Friday
- Hybrid work
- Pass drug screening
- Office
- High school diploma or GED
- Health savings account
- Disability insurance
Quick Apply
13d
CHILD PROTECTIVE INVESTIGATOR SUPV-SES - 60074980
The State of Florida —Fort Lauderdale, FL
- $57,200 a year
- Background check
- Management
- Computer literacy
- Paid holidays
- Dental insurance
Compliance Specialist II - 991375
Nova Southeastern University —Fort Lauderdale, FL
- Weekends as needed
- Background check
- Customer service
- No background check
- Health insurance
- Dental insurance
Code Compliance Technician
City of Doral —Doral, FL
- $47,501.76 - $71,252.64 a year
- Full-time
- Spanish
- Clean driving record
- Computer literacy
- Health savings account
- Paid holidays
9d
As Needed Field Investigator- Boca Raton, FL
J T Becker & Co Inc —Boca Raton, FL
- Writing skills
- Mid-level
- Driver's License
- Flexible schedule
Quick Apply
Code Compliance Inspector
Town of Davie, FL —Davie, FL
- $57,012.80 a year
- Weekends as needed
- Clean driving record
- Mid-level
- High school diploma or GED
Compliance Officer
CENTER FOR FAMILY. —Miami Gardens, FL
- $75,000 - $85,000 a year
- 5 years
- Master's degree
- Bachelor's degree
- Paid holidays
- Health insurance
Quick Apply
Special Investigation Unit Manager
South Florida Community Care Network LLC —Sunrise, FL
- $90,000 - $100,000 a year
- Full-time
- Hybrid work
- Background check
- 5 years
- Research
Quick Apply
SIU Investigator
Loyalty MGA LLC —Miami, FL
- $45,000 - $65,000 a year
- Spanish
- English
- High school diploma or GED
- Health insurance
- Dental insurance
Quick Apply
10d

I want to receive the latest job alert for investigations in sunrise, fl

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

investigations jobs near sunrise, fl

Compliance Officer

Concorde Investment Services -
Boca Raton, FL

Quick Apply

Job Details

Full-time
$60,000 - $90,000 a year
12 days ago

Benefits

Health savings account
Health insurance
Dental insurance
401(k)
Flexible spending account
Paid time off
Vision insurance
401(k) matching
Professional development assistance
Flexible schedule
Life insurance

Qualifications

Securities & Exchange Commission
Research
Series 7
Securities law compliance support experience
Securities law
Financial services
Series 63

Full Job Description

About Us

Concorde Holdings, Inc. is an innovative and rapidly expanding financial services firm specializing in broker-dealer, registered investment advisor (RIA), and insurance agency solutions. We pride ourselves on delivering exceptional investment, advisory, and insurance services to both financial professionals and clients. As we continue to scale, we are looking for a detailed and hands-on Compliance Officer.

Overview

The Compliance Officer supports the firm’s compliance program for broker-dealer and registered investment adviser (RIA) operations. This role works closely with the Chief Compliance Officer (CCO) and Senior Compliance Officer to ensure adherence to applicable federal, state, and self-regulatory organization rules and regulations. The ideal candidate is proactive, detail-oriented, and capable of managing multiple priorities in a dynamic regulatory environment.

Key Responsibilities

Monitor, interpret, and stay current on all applicable laws, rules, and regulations impacting broker-dealer and RIA operations, including FINRA, SEC, and state requirements.
Assist in managing and preparing documentation for regulatory inquiries, audits, and examinations.
Perform anti-money laundering (AML) supervisory duties, including oversight of the annual independent AML audit.
Oversee the annual independent OSJ branch inspection process.
Assist with the annual broker-dealer review and the annual RIA compliance review.
Support the development, implementation, and ongoing enhancement of compliance policies and procedures to ensure regulatory alignment.
Develop and deliver compliance training programs to promote firm-wide awareness and understanding of regulatory obligations.
Contribute to the preparation of compliance reports and presentations for senior management and the board of directors.
Assist the CCO and Director of Compliance with internal investigations, regulatory research, and ad hoc compliance projects.
Support compliance program administration, including employee compliance monitoring and reporting.

Qualifications & Requirements

Strong working knowledge of FINRA, SEC, and state securities laws and regulations.
Minimum of 5 years of experience in the financial services industry, preferably in a compliance role.
Required licenses: Series 7, Series 63, and Series 65 or Series 66 and Series 24.
Bachelor’s degree in a business-related field or equivalent professional experience.
Knowledge of alternative investments is a plus, but not required.

Skills & Competencies

Self-starter with the ability to take initiative and work independently.
Strong organizational skills with the ability to manage competing priorities and deadlines.
Highly analytical with excellent research and problem-solving abilities.
Detail-oriented, process-driven, and highly organized with strong critical-thinking skills.
Strong technical aptitude and comfort working with compliance systems and reporting tools.
Ability to collaborate effectively across departments while also functioning autonomously.
Flexible and adaptable, with the ability to pivot in response to changing regulatory or business needs.

Job Type: Full-time

Pay: $60,000.00 - $90,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Flexible schedule
Flexible spending account
Health insurance
Health savings account
Life insurance
Paid time off
Professional development assistance
Vision insurance

Application Question(s):

Do you have at least 5 years of experience in the financial services industry (preferably in a compliance role)?
Do you currently have the following license criteria? Series 7, Series 63, and Series 65 or Series 66 and Series 24.

Work Location: In person

Quick Apply

Refine Your Search

investigations jobs in sunrise, fl

Compliance Officer

INVESTIGATION SPECIALIST II - 79000484

Public Safety Background Investigator & Recruiter

Fraud Investigator I

Code Compliance Specialist

CHILD PROTECTIVE INVESTIGATOR - 60074924

Seeking a Department of Labor Investigator!

Chief Code Compliance Officer

Senior Investigator, Special Investigations Unit (Aetna SIU) - Must reside in Florida

AML Investigator II

Surveillance Investigator

Compliance Specialist I

CHILD PROTECTIVE INVESTIGATOR SUPV-SES - 60074980

Compliance Specialist II - 991375

Code Compliance Technician

As Needed Field Investigator- Boca Raton, FL

Code Compliance Inspector

Compliance Officer

Special Investigation Unit Manager

SIU Investigator

I want to receive the latest job alert for investigations in sunrise, fl

Explore jobs in more locations

Job Seeker Tools

Employer Tools

Browse

Stay Connected