Top 10 Registered client associate Jobs in Utah

Registered Client Service Associate
Morgan Stanley —Salt Lake City, UT
- Microsoft Excel
- Microsoft Outlook
- Writing skills
Associate Financial Advisor
Edward Jones —Providence, UT
- Full-time
- Research
- Office
- High school diploma or GED
- Profit sharing
- Paid training
7d
Financial Advisor
Edward Jones —Santaquin, UT
- $45,000 - $100,000 a year
- Full-time
- 5 years
- Military
- Mid-level
- Profit sharing
- Paid training
Financial Advisor
Edward Jones —Centerville, UT
- $45,000 - $100,000 a year
- Full-time
- 5 years
- Military
- Mid-level
- Profit sharing
- Paid training
Client Service Associate
Edelman Financial Engines, LLC —Salt Lake City, UT
- Mid-level
- Office
- Bachelor's degree
- Health insurance
- Dental insurance
Quick Apply
Registered Client Service Associate - Ameriprise Financial Advisors - Midvale, UT
Ameriprise Financial —Midvale, UT
- Full-time
- Research
- Office
- 3 years
Associate - Upper Midwest Advisor Group
Thrivent —Salt Lake City, UT
- Research
- Mid-level
- Administrative experience
Quick Apply

More jobs to discover

Find similar jobs that you might be interested in.

Financial Advisor Operations Associate
Strategic Planning Group —Bountiful, UT
Respond to client calls, emails, and service needs professionally. This is not an entry level role.*. For over 40 years, our firm has focused on building long…
$25 - $40 an hour
Quick Apply
Associate Financial Advisor
Edward Jones —Providence, UT
As an associate, you are required to complete all ongoing training offered by the firm and regulatory authorities, as well as required training to maintain…
7d

Show more similar jobs

Explore jobs in cities nearby

Check out jobs in cities near your current location, Columbus

Financial Advisor
Edward Jones —Grove City, OH
As a financial advisor with Edward Jones, you’ll develop and grow your own practice, supported by your branch team, a home-office team and other regional…
$45,000 - $100,000 a year
13d
Registered Branch Associate
Edward Jones —Columbus, OH
Complete required CE training to ensure license(s) are in good standing. Research portfolio performance, cost/fees, asset allocation, changes to portfolio…

Show more jobs in cities nearby

I want to receive the latest job alert for registered client associate in utah

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

registered client associate jobs near utah

Client Services Associate jobs in Salt Lake City, UT

Financial Advisor jobs in South Carolina

Financial Advisor jobs in San Luis Obispo, CA

Financial Advisor jobs in Appleton, WI

Service Advisor jobs in Albuquerque, NM

Financial Advisor jobs in Cape Cod, MA

Chief Financial Officer jobs in Washington, DC

Financial Aid jobs in Houston, TX

Financial Analyst jobs in New York, NY

Associate Software Engineer jobs in Los Angeles, CA

Client Services Associate jobs in Des Moines, IA

Client Services Associate jobs in Mckinney, TX

Client Services Associate jobs in New Providence, NJ

Client Services Associate jobs in Bellevue, WA

Patient Care Associate Mercy jobs in St. Louis, MO

Registered Client Associate jobs in Florida

Registered Client Associate jobs in San Antonio, TX

Clinical Research Associate jobs in San Diego, CA

Registered Client Associate jobs in Long Beach, CA

Registered Client Associate jobs in Manassas, VA

Registered Client Service Associate

Morgan Stanley -
Salt Lake City, UT

Apply Now

Job Details

Qualifications

High school diploma or GED
Series 7

Full Job Description

POSITION SUMMARY:

Registered Client Service Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. Through regular interactions with clients, individuals in this role build trusted relationships. Leading with a client first mindset, a successful candidate for this role will have strong interpersonal skills and will be able to assist clients with their everyday needs.

DUTIES and RESPONSIBILITIES:

CLIENT SUPPORT

Provide service coverage for a FA/PWA/team including:

Supporting the FA/PWA/team in cultivating and enhancing new and existing client relationships
Executing money movement transactions at the request of the client and/or FA/PWA/team
Answering general non-investment related questions concerning client accounts, including relaying stock positions, and providing account balances (e.g., funds due and margin debit)
Enter profile information or pre-fill account documentation on client accounts and/or documents in aa clerical capacity at the direction of the client and/or FA/PWA/team
Educating or enrolling clients in digital tools (e.g. MSOnline, eSign, eAuthorization)
Onboard and maintain client accounts, including collecting client information and required documentation in a clerical capacity at the direction of the client and/or FA/PWA/team
Provide existing clients with details around their account information (e.g., investment objectives, risk tolerance)
Accept or enter unsolicited orders and/or enter solicited orders in a clerical capacity at the direction of the FA/PWA/team
Supporting the FAs / PWAs / teams’ marketing strategy (e.g., website maintenance)
Assist FAs / PWAs/ teams in delivering against their business plan and client service model
Remaining current on all policies, procedures, and new platforms
Participating in firm initiatives (e.g., training or education programs), special projects and/or other duties directed by local management

ADMINISTRATIVE SUPPORT

Answering inbound phone calls or making outbound calls with updates on service requests (e.g., scheduling follow-up calls with FAs / PWAs / teams as needed)
Managing the calendar including coordinating meetings or events with logistics such as material prep (e.g., maintaining agendas, sending calendar invites with Zoom credentials)
Maintaining travel itineraries, preparing expense reports and managing the reimbursement process
Assisting with general in-office support functions such as copying, filing and scanning documentation
Preparing and submitting expense reports for processing at the direction of the FA/PWA

Qualifications

EDUCATION, EXPERIENCE, KNOWLEDGE, and SKILLS:

Education and/or Experience

High School Diploma/Equivalency
College degree preferred
Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA)
Two or more years of industry experience preferred

Knowledge/Skills

Knowledge of financial services products, including but not limited to equities, bonds, options, mutual funds, annuities, insurance, and managed accounts
Detail orientated with superior organizational skills and ability to prioritize
Advanced Microsoft Office skills (Word, Excel, Outlook and PowerPoint)
Exceptional writing, interpersonal and client service skills
Strong time management skills
Team player with the ability to collaborate with others
Ability to work in a fast-paced, evolving environment
Adaptable and ability to multitask
Goal oriented, self-motivated and results driven

Reports To:

Business Service Officer

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.

Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.

Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.

For more information, please visit : https://www.morganstanley.com/people-opportunities/eeo .

Apply Now

Refine Your Search

registered client associate jobs in utah

Registered Client Service Associate

Associate Financial Advisor

Financial Advisor

Financial Advisor

Client Service Associate

Registered Client Service Associate - Ameriprise Financial Advisors - Midvale, UT

Associate - Upper Midwest Advisor Group

More jobs to discover

Explore jobs in cities nearby

I want to receive the latest job alert for registered client associate in utah

Explore jobs in more locations

Job Seeker Tools

Employer Tools

Browse

Stay Connected