Top 10 Vice president of compliance Jobs in Utah

Internal Audit, Compliance and Legal, Vice President, Salt Lake City
Goldman Sachs —Salt Lake City, UT
- Office
- Finance
- 8 years
- Disability insurance
- Health insurance
Compliance - Salt Lake City - Vice President, Business Unit Compliance- 10076305
Goldman Sachs —Salt Lake City, UT
- 5 years
- Research
- Office
- Disability insurance
- Health insurance
Sales and Distribution Compliance - Senior Vice President
iCapital —Salt Lake City, UT
- $150,000 - $175,000 a year
- Full-time
- 11+ years
- Office
- Mentoring
- Dental insurance
- Paid time off
VP Governance & Regulatory Compliance Officer
Fortis Bank —Midvale, UT
- $150,000 - $175,000 a year
- Hybrid work
- Microsoft Excel
- Microsoft Outlook
- Office
Quick Apply
11d
ETF and 1940 Act Registered Funds Compliance Officer - Vice President
iCapital —Salt Lake City, UT
- $125,000 - $155,000 a year
- Full-time
- Office
- Bachelor's degree
- Product management
- Dental insurance
- Paid time off
Compliance, Core – Hands-on Software Engineer Leader, Vice President, Salt Lake City
Goldman Sachs —Salt Lake City, UT
- Computer Science
- System design
- 11+ years
- Disability insurance
- Health insurance
Internal Audit, FICC Auditor, Vice President, Salt Lake City
Goldman Sachs —Salt Lake City, UT
- Microsoft Excel
- CPA
- Office
- Disability insurance
- Health insurance
Internal Audit, Equities Auditor, Vice President, Salt Lake City
Goldman Sachs —Salt Lake City, UT
- CPA
- Office
- 8 years
- Disability insurance
- Health insurance

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Internal Audit, Compliance and Legal, Vice President, Salt Lake City

Goldman Sachs -
Salt Lake City, UT

Apply Now

Job Details

Benefits

Disability insurance
Health insurance
Dental insurance
Adoption assistance
Parental leave
Employee assistance program
Life insurance
Childcare

Qualifications

Anti-Money Laundering (AML) compliance (compliance procedures implemented)
Banking internal controls

Full Job Description

In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.

Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm’s businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.

RESPONSIBILITIES

Develop and maintain an in-depth understanding of business areas, its products, and supporting functions
Identify risks, assess mitigating controls, and make recommendations on improving the control environment
Follow-up on open audit issues and their resolution

SKILLS AND RELEVANT EXPERIENCE

Approximately 8+ years of experience in internal audit or compliance
Strong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML), financial crime risks and corporate legal functions
Strong understanding of compliance program components, risk and control processes
Understanding of internal audit processes as related to a large financial institution
Project management experience, including oversight and leadership of junior staff
Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly
Ability to multi-task and remain organized in a fast-paced environment, and to regularly present to senior leadership
Accurate, accountable and able to multitask while managing both time and work load
Approximately 8+ years of experience as an internal auditor, consultant, and/or regulatory agency examiner within the financial services industry
4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject; advanced degree (e.g. JD) is a plus
Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. : https://www.goldmansachs.com/careers/footer/disability-statement.html

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

We Offer Best-In-Class Benefits

Healthcare & Medical Insurance

We offer a wide range of health and welfare programs that vary depending on office location. These generally include medical, dental, short-term disability, long-term disability, life, accidental death, labor accident and business travel accident insurance.

Holiday & Vacation Policies

We offer competitive vacation policies based on employee level and office location. We promote time off from work to recharge by providing generous vacation entitlements and a minimum of three weeks expected vacation usage each year.

Financial Wellness & Retirement

We assist employees in saving and planning for retirement, offer financial support for higher education, and provide a number of benefits to help employees prepare for the unexpected. We offer live financial education and content on a variety of topics to address the spectrum of employees’ priorities.

Health Services

We offer a medical advocacy service for employees and family members facing critical health situations, and counseling and referral services through the Employee Assistance Program (EAP). We provide Global Medical, Security and Travel Assistance and a Workplace Ergonomics Program. We also offer state-of-the-art on-site health centers in certain offices.

Fitness

To encourage employees to live a healthy and active lifestyle, some of our offices feature on-site fitness centers. For eligible employees we typically reimburse fees paid for a fitness club membership or activity (up to a pre-approved amount).

Child Care & Family Care

We offer on-site child care centers that provide full-time and emergency back-up care, as well as mother and baby rooms and homework rooms. In every office, we provide advice and counseling services, expectant parent resources and transitional programs for parents returning from parental leave. Adoption, surrogacy, egg donation and egg retrieval stipends are also available.

Benefits at Goldman Sachs

Read more about the full suite of class-leading benefits our firm has to offer.

Opportunity Overview

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CORPORATE TITLEVice President

language

OFFICE LOCATION(S)Salt Lake City

assignment

JOB FUNCTIONBusiness Audit

account_balance

DIVISIONInternal Audit

Apply Now

Refine Your Search

vice president of compliance jobs in utah

Internal Audit, Compliance and Legal, Vice President, Salt Lake City

Compliance - Salt Lake City - Vice President, Business Unit Compliance- 10076305

Sales and Distribution Compliance - Senior Vice President

VP Governance & Regulatory Compliance Officer

ETF and 1940 Act Registered Funds Compliance Officer - Vice President

Compliance, Core – Hands-on Software Engineer Leader, Vice President, Salt Lake City

Internal Audit, FICC Auditor, Vice President, Salt Lake City

Internal Audit, Equities Auditor, Vice President, Salt Lake City

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